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Leadership shifts at ALX Oncology (NASDAQ: ALXO) as Garland becomes chair

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

ALX Oncology Holdings Inc. reported a planned leadership transition at the board level. Corey Goodman, Ph.D., co-founder and long-time Chairman, resigned from the board and all its committees effective June 29, 2026, citing personal reasons and no disagreements with the company.

The board appointed existing independent director Scott Garland as Chairman effective the same date and named Michael Listgarten as General Counsel. Committee memberships were updated, with Rekha Hemrajani chairing Audit, Chris Takimoto chairing Compensation, and Daniel J. Curran chairing Corporate Governance and Nominating, reflecting a refreshed governance structure.

Positive

  • None.

Negative

  • None.

Insights

Board chair change appears orderly, with governance structure reaffirmed.

ALX Oncology announced that co-founder Corey Goodman resigned as Chairman and director for personal reasons, explicitly stating there was no disagreement over operations, policies, or practices. This language signals an orderly transition rather than a dispute-driven departure.

The board elevated existing independent director Scott Garland to Chairman and adjusted committee assignments, keeping experienced directors in key oversight roles. The appointment of veteran legal executive Michael Listgarten as General Counsel supports the company’s late-stage clinical and potential commercialization plans without altering its financial outlook in this disclosure.

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Item 7.01 Regulation FD Disclosure Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Chairman resignation effective date June 29, 2026 Corey Goodman’s resignation as Chairman and director
Press release date June 30, 2026 Company announcement of leadership appointments
Garland industry experience more than 30 years Biopharmaceutical industry knowledge supporting board role
Listgarten legal experience over 30 years Combined law firm and in-house biopharmaceutical advising
Genentech tenure 16 years Listgarten’s period at Genentech providing legal and compliance advice
ALX2004 trial phase Phase 1 Dose-escalation trial in EGFR-expressing solid tumors
clinical-stage biotechnology company financial
"ALX Oncology Holdings Inc. ("ALX Oncology," Nasdaq: ALXO), a clinical-stage biotechnology company advancing a pipeline of novel therapies"
Regulation FD Disclosure regulatory
"Item 7.01 Regulation FD Disclosure. On June 30, 2026, the Company issued a press release"
Regulation FD disclosure requires public companies to share important, market-moving information with everyone at the same time instead of tipping off analysts or large investors first. Think of it as making sure all players on a field hear the same announcement simultaneously; that fairness helps investors trust that stock prices reflect the same information and reduces the risk of sudden, unfair trading advantages or regulatory penalties for selective leaks.
evorpacept technical
"advancing evorpacept into late-stage development and progressing ALX2004"
antibody-drug conjugate technical
"ALX2004, is a novel EGFR-targeted antibody-drug conjugate with a differentiated mechanism of action"
An antibody-drug conjugate is a targeted medicine that combines an antibody, which can identify specific cells, with a powerful drug designed to destroy those cells. This approach allows for precise treatment, minimizing damage to healthy tissue. For investors, developments in this area can signal advances in cancer therapies and potential growth opportunities in the biotech sector.
EGFR-expressing solid tumors technical
"A Phase 1, dose-escalation trial of ALX2004 is ongoing in patients with EGFR-expressing solid tumors"
forward-looking statements regulatory
"This press release contains forward-looking statements that involve substantial risks and uncertainties"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.
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Learn about SEC filing dates
0001810182false00018101822026-06-292026-06-29

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 29, 2026

 

 

ALX ONCOLOGY HOLDINGS INC.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

001-39386

85-0642577

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

 

 

 

323 Allerton Avenue,

South San Francisco, California

94080

(Address of Principal Executive Offices)

(Zip Code)

 

650-466-7125

(Registrant’s Telephone Number, Including Area Code)

Not applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange on which registered

Common Stock, par value $0.001 per share

 

ALXO

 

The Nasdaq Global Select Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 


 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On June 29, 2026, Corey Goodman, Ph.D. informed ALX Oncology Holdings Inc. (the “Company”) of his resignation as Chairman of the Company’s board of directors (the “Board”) and as a member of the Board, and from all committees thereof, to be effective as of the close of business on June 29, 2026. Dr. Goodman resigned for personal reasons and not as a result of any disagreement with the Company on any matter relating to the Company’s operations, policies, or practices.

Item 7.01 Regulation FD Disclosure.

On June 30, 2026, the Company issued a press release announcing certain matters including those described in Item 5.02. A copy of this press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.

The information contained in this Item 7.01, including the related information set forth in the press release attached hereto as Exhibit 99.1, is being “furnished” and shall not be deemed “filed” with the Securities and Exchange Commission for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section and is not incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date hereof, except as shall be expressly set forth by specific reference in such a filing.

Item 8.01 Other Events.

In connection with Dr. Goodman’s resignation, the Board appointed Scott Garland, an independent director of the Company, to serve as Chairman of the Board, effective as of June 29, 2026.

In connection with the Board changes referenced above, the Board approved the following composition of committees of the Board:

Audit Committee

Rekha Hemrajani, Chair; Daniel J. Curran, M.D.; and Scott Garland.

 

Compensation Committee

Chris Takimoto, M.D., Ph.D., F.A.C.P., Chair; and Scott Garland.

 

Corporate Governance and Nominating Committee

Daniel J. Curran, M.D., Chair; and Rekha Hemrajani.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit

Number

 

Description

 

 

 

99.1

Press Release dated June 30, 2026

 

 

 

104

 

Cover Page Interactive Data File (formatted as Inline XBRL)

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

ALX ONCOLOGY HOLDINGS INC.

 

 

 

 

Date: June 30, 2026

By:

/s/ Jason Lettmann

Jason Lettmann

Chief Executive Officer

 

 


Exhibit 99.1

img62044099_0.gif

 

ALX Oncology Appoints Scott Garland as Chairman of the Board and Michael Listgarten as General Counsel

 

Strengthens Leadership with Veteran Executives with Decades of Industry Experience

 

Scott Garland Succeeds Co-Founder Corey Goodman, Ph.D., After More Than a Decade of Foundational Leadership

 

SOUTH SAN FRANCISCO, Calif., June 30, 2026 – ALX Oncology Holdings Inc. ("ALX Oncology," Nasdaq: ALXO), a clinical-stage biotechnology company advancing a pipeline of novel therapies designed to treat cancer and extend patients’ lives, today announced the appointments of Scott Garland as Chairman of the Board of Directors (the "Board") and Michael Listgarten as General Counsel, effective immediately.

 

Mr. Garland succeeds Corey Goodman, Ph.D., who is stepping down as Chairman and a member of the Board after more than a decade of foundational scientific and strategic leadership. Mr. Garland has served on the ALX Oncology Board since November 2022, where he has consistently leveraged his more than 30 years of biopharmaceutical industry knowledge, including extensive commercial and operational expertise, in support of the Company’s strategic and clinical priorities.

 

“It has been a privilege to serve as Chairman since co-founding the Company,” said Corey Goodman, Ph.D., Co-Founder and Outgoing Chairman of ALX Oncology. “I am incredibly proud of the progress we have made, particularly advancing evorpacept into late-stage development and progressing ALX2004, both of which have potential of addressing multiple high-need oncology patient populations. Scott is a highly respected leader with a strong track record and I am confident that, under his guidance, the Company will continue to execute at this pivotal stage of growth and deliver long-term value to our stockholders. I look forward to working closely with the Board and management to ensure a seamless transition and continued momentum for the Company.”

 

“Corey’s contributions to ALX Oncology are immeasurable,” said Jason Lettmann, Chief Executive Officer at ALX Oncology. “He helped define our scientific direction and led with unwavering commitment through every stage of the Company’s development. The progress we have made with evorpacept and ALX2004 would not exist without him, and I’m deeply grateful for everything Corey has given to this Company and to the patients we serve. I am equally pleased to welcome Scott as Chairman of our Board. Scott has been an invaluable board member and a trusted partner to our management team. His guidance will be critical as we advance our pipeline and approach critical milestones for both of our programs.”

 


 

Commenting on the appointment of Mr. Listgarten to General Counsel, Mr. Lettmann noted, “Michael is a highly accomplished legal leader with a proven track record of guiding biopharmaceutical companies through critical inflection points. His deep domain expertise across complex transactions, governance, and public company matters will be crucial as we advance evorpacept into registration studies, progress ALX2004, deepen our strategic partnerships, and continue executing on our long-term growth strategy.”

 

About Michael Listgarten

Michael brings over 30 years of combined law firm and in-house experience advising biopharmaceutical companies, with expertise in guiding organizations through the transition from late-stage clinical development to commercialization. Most recently, he served as General Counsel at RAPT Therapeutics, leading the legal and compliance function, supporting complex clinical development programs, regulatory strategy, and capital markets. Prior to that, Michael served as Vice President of Healthcare Law & Chief Compliance Officer at Adamas Pharmaceuticals. Prior to Adamas, he served as Vice President of Healthcare Law at Principia Biopharma. Michael also spent 16 years at Genentech, Inc., where he led a large team of attorneys providing strategic legal and compliance advice to support the development and commercialization of its products. Michael holds a J.D. and Masters of International Affairs from Columbia University, as well as a B.A. in Political Science from the University of Pennsylvania.

 

About ALX Oncology
ALX Oncology (Nasdaq: ALXO) is a clinical-stage biotechnology company advancing a pipeline of novel therapies designed to treat cancer and extend patients’ lives. ALX Oncology’s lead therapeutic candidate, evorpacept, has demonstrated potential to serve as a cornerstone therapy upon which the future of immuno-oncology can be built. Evorpacept is currently being evaluated across multiple ongoing clinical trials in a wide range of cancer indications. ALX Oncology’s second pipeline candidate, ALX2004, is a novel EGFR-targeted antibody-drug conjugate with a differentiated mechanism of action. A Phase 1, dose-escalation trial of ALX2004 is ongoing in patients with EGFR-expressing solid tumors. More information is available at www.alxoncology.com and on LinkedIn @ALX Oncology.

 

Cautionary Note Regarding Forward-Looking Statements

This press release contains forward-looking statements that involve substantial risks and uncertainties. Forward-looking statements include statements regarding future results of operations and financial position, business strategy, product candidates, planned preclinical studies and clinical trials, results of clinical trials, research and development costs, regulatory approvals, timing and likelihood of success, plans and objects of management for future operations, as well as statements regarding industry trends. Such forward-looking statements are based on ALX Oncology’s beliefs and assumptions and on information currently available to it on the date of this press release. Forward-looking statements may involve known and unknown risks, uncertainties and other factors that may cause ALX Oncology’s actual results, performance or achievements to be materially different from those expressed or implied by the forward-looking statements. These and other risks are described more fully in ALX Oncology’s filings with the Securities and Exchange Commission (SEC), including ALX Oncology’s Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q and other documents ALX Oncology files with the SEC from time to time. Except to the extent required by law, ALX Oncology undertakes no obligation to update such statements to reflect events that occur or circumstances that exist after the date on which they were made.

 


 

Investor Relations Contact:

Kevin Lui

Director, Investor Relations

kevin.lui@precisionaq.com

 

Media Contact:

Genevieve Britton

Senior Director, Public Relations

genevieve.britton@precisionaq.com


FAQ

What leadership change did ALX Oncology (ALXO) announce in this 8-K?

ALX Oncology reported that co-founder Corey Goodman, Ph.D., resigned as Chairman and director effective June 29, 2026. The board appointed existing independent director Scott Garland as the new Chairman, signaling a structured leadership handoff while maintaining board continuity and oversight experience.

Why did Corey Goodman resign from ALX Oncology’s board and chairmanship?

Corey Goodman, Ph.D., resigned as Chairman, director, and committee member for personal reasons. The company stated his resignation was not due to any disagreement regarding operations, policies, or practices, indicating the move reflects personal considerations rather than governance or strategic conflicts at ALX Oncology.

Who is the new Chairman of ALX Oncology (ALXO) and what is his background?

ALX Oncology appointed Scott Garland as Chairman of the Board effective June 29, 2026. Garland has served on the board since November 2022 and brings more than 30 years of biopharmaceutical industry experience, including significant commercial and operational expertise supporting the company’s strategic and clinical priorities.

What role will Michael Listgarten play at ALX Oncology and what experience does he bring?

ALX Oncology appointed Michael Listgarten as General Counsel, effective immediately. He has over 30 years of combined law firm and in-house biopharmaceutical experience, including leadership roles at RAPT Therapeutics, Adamas Pharmaceuticals, Principia Biopharma, and 16 years at Genentech, advising on clinical development, compliance, and commercialization.

How did ALX Oncology change its board committee composition after the chair transition?

Following the chair transition, ALX Oncology designated Rekha Hemrajani as Audit Committee Chair, Chris Takimoto, M.D., Ph.D., F.A.C.P. as Compensation Committee Chair, and Daniel J. Curran, M.D. as Corporate Governance and Nominating Committee Chair, with Scott Garland serving as a member on the Audit and Compensation Committees.

Filing Exhibits & Attachments

2 documents