Ault affiliates named as Alzamend warrant holders

Alzamend Neuro, Inc. (ALZN) received an amended initial ownership report on Form 3/A that does not reflect new transactions but clarifies who is a reporting person under Section 16.

Rhea-AI Filing Summary

Alzamend Neuro, Inc. (ALZN) received an amended initial ownership report on Form 3/A that does not reflect new transactions but clarifies who is a reporting person under Section 16. The amendment adds Hyperscale Data, Inc. (HSD), Ault Capital Group, Inc. (ACG), and Ault Lending, LLC as reporting persons, each as a "Director by deputization" based on their representation on the board. The filing lists indirect holdings of Common Stock Purchase Warrants held of record by Ault Lending, with Mr. Ault, Executive Chairman of HSD, deemed to have voting and investment power over these securities.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Hyperscale Data, Inc., Ault Lending, LLC, Ault Capital Group, Inc.

Role Director | Director | Director

Type	Security	Shares	Price	Value
holding	Common Stock Purchase Warrants F1	--	--	--
holding	Common Stock Purchase Warrants F1	--	--	--
holding	Common Stock Purchase Warrants F1	--	--	--

Holdings After Transaction: Common Stock Purchase Warrants — 23,334 contracts (Indirect, By Ault Lending, LLC)

Footnotes (1)

1. F1. Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Key Figures

Exercise price of Common Stock Purchase Warrants: 108.0000 Underlying shares for warrants expiring 2024-08-01: 13,556 shares Underlying shares for warrants expiring 2029-09-27: 8,667 shares +2 more

5 metrics

Exercise price of Common Stock Purchase Warrants 108.0000 Exercise price for each series of warrants held indirectly through Ault Lending, LLC

Underlying shares for warrants expiring 2024-08-01 13,556 shares Common Stock underlying Ault Lending, LLC warrants expiring 2024-08-01

Underlying shares for warrants expiring 2029-09-27 8,667 shares Common Stock underlying Ault Lending, LLC warrants expiring 2029-09-27

Underlying shares for warrants expiring 2029-10-30 1,111 shares Common Stock underlying Ault Lending, LLC warrants expiring 2029-10-30

Holding entries reported 3 Number of derivative holding entries in the transaction summary

Key Terms

Director by deputization, Common Stock Purchase Warrants, Section 16, voting and investment power

4 terms

Director by deputization regulatory

"each of HSD, ACG and Ault Lending may be deemed a director by deputization"

Common Stock Purchase Warrants financial

"security_title: "Common Stock Purchase Warrants""

Common stock purchase warrants are tradable instruments that give the holder the right to buy a company’s common shares at a set price before a specified date, like a coupon that lets you purchase stock later at a fixed rate. They matter to investors because they offer a way to gain future upside if the stock rises, but when exercised they increase the number of shares outstanding and can reduce existing shareholders’ ownership and earnings per share.

Section 16 regulatory

"as reporting persons for Section 16 purposes"

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

voting and investment power financial

"Mr. Ault ... is deemed to have voting and investment power"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3/A amendment for ALZN change?

The amendment adds Hyperscale Data, Inc., Ault Capital Group, Inc., and Ault Lending, LLC as Section 16 reporting persons for Alzamend Neuro (ALZN) as directors by deputization. It does not report new transactions, only clarifies reporting responsibility and indirect ownership structure.

Who are the newly added reporting persons in the ALZN Form 3/A?

The newly added reporting persons are Hyperscale Data, Inc., Ault Capital Group, Inc., and Ault Lending, LLC. Each is identified as a Director by deputization of Alzamend Neuro (ALZN) for Section 16 purposes due to their representation on the board.

What derivative securities related to ALZN are reported in this Form 3/A?

The filing reports indirect holdings of Common Stock Purchase Warrants held by Ault Lending, LLC. These warrants have an exercise price of 108.0000 per share and are exercisable for underlying shares of Alzamend Neuro common stock with various expiration dates.

How many ALZN underlying shares are tied to the reported warrants?

The reported warrants held indirectly through Ault Lending, LLC are exercisable for 13,556, 8,667, and 1,111 underlying shares of Alzamend Neuro common stock, respectively, each at an exercise price of 108.0000 per share, with different expiration dates.

How is Mr. Ault related to the ALZN securities reported in this Form 3/A?

According to the footnote, Ault Lending, LLC is wholly owned by Ault Capital Group, Inc., which is wholly owned by Hyperscale Data, Inc.. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power over the securities held of record by Ault Lending.

Does the ALZN Form 3/A report any buy or sell transactions?

No. The Form 3/A shows holding entries for derivative securities and the transaction summary indicates 0 buys, 0 sells, and 3 holding entries. The amendment is for identification of reporting persons, not for reporting new trades.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/20/2026 - 09:17 PM Accepted by SEC EDGAR 08/20/2026 - 09:17 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Hyperscale Data, Inc.

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NEVADA 89141

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/29/2026

3. Issuer Name and Ticker or Trading Symbol
Alzamend Neuro, Inc. [ ALZN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)
08/04/2026

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Director by deputization

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Common Stock Purchase Warrants	08/01/2024	08/01/2024	Common Stock	13,556	$108	I	By Ault Lending, LLC(1)
Common Stock Purchase Warrants	09/27/2024	09/27/2029	Common Stock	8,667	$108	I	By Ault Lending, LLC(1)
Common Stock Purchase Warrants	10/30/2024	10/30/2029	Common Stock	1,111	$108	I	By Ault Lending, LLC(1)

1. Name and Address of Reporting Person^*

Hyperscale Data, Inc.

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NEVADA 89141

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Director by deputization

1. Name and Address of Reporting Person^*

Ault Lending, LLC

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NEVADA 89141

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Director by deputization

1. Name and Address of Reporting Person^*

Ault Capital Group, Inc.

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NEVADA 89141

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Director by deputization

Explanation of Responses:

1. Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Remarks:

This amendment is being filed solely to add Ault Lending and ACG, neither of which had EDGAR codes as of the date of the original filing, as reporting persons for Section 16 purposes. Mr. Ault, the Executive Chairman of HSD, which wholly owns ACG, which in turn wholly owns Ault Lending, is a director of the Issuer. For purposes of Section 16 of the Exchange Act, each of HSD, ACG and Ault Lending may be deemed a director by deputization by virtue of their respective representation on the Board of Directors of the Issuer. The holdings reported herein are separately disclosed on Section 16 filings made by Mr. Ault, and this filing is being made solely for the purpose of identifying HSD, ACG and Ault Lending directly as reporting persons for Section 16 purposes.

	/s/ Milton C. Ault. Ill, Executive Chairman of Hyperscale Data, Inc.	08/20/2026
	/s/ David Katzoff, Manager of Ault Lending LLC	08/20/2026
	/s/ Milton C. Ault. Ill, Executive Chairman of Ault Capital Group, Inc.	08/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)