Amalgamated exec has 839 AMAL shares withheld for tax

Amalgamated Financial Corp. executive Sam D. Brown, SEVP and Chief Banking Officer, reported a tax-related share disposition.

Rhea-AI Filing Summary

Amalgamated Financial Corp. executive Sam D. Brown, SEVP and Chief Banking Officer, reported a tax-related share disposition. On April 1, 839 shares of common stock at $39.08 per share were withheld to cover taxes on a vested restricted stock unit installment granted on April 1, 2024. After this withholding, Brown directly holds about 57,992.92 shares of Amalgamated Financial common stock.

Insider Trade Summary

Exercise Price or Tax Liability: 839 shares

Exercise Price or Tax Liability 1 txn

Insider Brown Sam D.

Role SEVP, Chief Banking Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	839	$39.08	$33K

Holdings After Transaction: Common Stock — 57,992.92 shares (Direct)

Footnotes (1)

1. F1. Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person on April 1, 2024.

Key Figures

Tax-withheld shares: 839 shares Reference price per share: $39.08 per share Shares held after transaction: 57,992.92 shares +1 more

4 metrics

Tax-withheld shares 839 shares Shares withheld for taxes on RSU vesting on April 1

Reference price per share $39.08 per share Value used for tax-withholding disposition

Shares held after transaction 57,992.92 shares Direct AMAL common stock holdings of Sam D. Brown post-transaction

Transaction date April 1, 2026 Date of tax-withholding disposition

Key Terms

tax-withholding disposition, restricted stock unit, Common Stock, Form 4

4 terms

tax-withholding disposition financial

"transaction_action: "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

restricted stock unit financial

"vesting of a restricted stock unit installment, awarded to the reporting person"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AMAL executive Sam D. Brown report?

Sam D. Brown reported a tax-withholding disposition of 839 AMAL common shares. These shares were automatically withheld to satisfy tax obligations related to restricted stock unit vesting, rather than sold in the open market, and are a routine part of equity compensation.

Was the AMAL Form 4 transaction an open-market sale of shares?

No, the Form 4 shows a tax-withholding disposition, not an open-market sale. Shares were withheld by Amalgamated Financial to cover taxes on vested restricted stock units, so it does not represent a discretionary decision to sell shares in the market.

How many Amalgamated Financial (AMAL) shares were withheld for taxes?

A total of 839 AMAL common shares were withheld for taxes at a reference price of $39.08 per share. This withholding is tied to the vesting of a restricted stock unit installment awarded to Sam D. Brown on April 1, 2024.

How many AMAL shares does Sam D. Brown hold after this Form 4 transaction?

After the tax-withholding disposition, Sam D. Brown directly holds about 57,992.92 AMAL common shares. This post-transaction balance shows he retains a substantial equity position in Amalgamated Financial following the routine compensation-related withholding.

What triggered the tax-withholding disposition reported in AMAL’s Form 4?

The disposition was triggered by the vesting of a restricted stock unit installment granted on April 1, 2024. When those units vested, 839 shares were withheld by the company to satisfy Brown’s associated tax liability, as described in the Form 4 footnote.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/03/2026 - 04:59 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Sam D.

(Last) (First) (Middle)

275 7TH AVENUE

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Amalgamated Financial Corp. [ AMAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SEVP, Chief Banking Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		F		839(1)	D	$39.08	57,992.92	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person on April 1, 2024.

Remarks:

	/s/ Sam Brown	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)