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Amalgamated (NASDAQ: AMAL) HR chief awarded 2,962 RSUs, withholds 390 shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Amalgamated Financial Corp. EVP and Chief HR Officer Graham Tyrone reported compensation-related stock transactions in company common stock. On March 1, 2026, 390 shares were disposed of at $38.49 per share to cover tax withholding tied to a previously granted restricted stock unit installment that vested from a March 1, 2024 award.

On the same date, Tyrone received a new grant of 2,962 restricted stock units at no cash cost. These units vest in three annual installments beginning on the first anniversary of the March 1, 2026 grant date, with each unit representing the right to receive one share of AMAL stock. After these transactions, Tyrone directly held a total of 16,039.56 shares, which includes small fractional shares accumulated through dividend reinvestment across the employee stock purchase program, common stock, and a retirement plan.

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Insider Graham Tyrone
Role EVP, Chief HR Officer
Type Security Shares Price Value
Tax Withholding Common Stock 390 $38.49 $15K
Grant/Award Common Stock 2,962 $0.00 --
Holdings After Transaction: Common Stock — 13,077.56 shares (Direct)
Footnotes (1)
  1. Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person on March 1, 2024. Represents restricted stock units awarded to the reported person on March 1, 2026. The restricted stock units vest in three annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of AMAL stock. The total reported in Column 5 includes 0.87 shares acquired through a dividend reinvestment program, assigned to the Employee Stock Purchase Program and 4.74 shares acquired through a dividend reinvestment program, assigned to Common Stock, and 19.24 shares acquired through a dividend reinvestment program, assigned to retirement plan stock.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Graham Tyrone

(Last) (First) (Middle)
275 7TH AVENUE

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Amalgamated Financial Corp. [ AMAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief HR Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2026 F 390(1) D $38.49 13,077.56 D
Common Stock 03/01/2026 A 2,962(2) A $0 16,039.56(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person on March 1, 2024.
2. Represents restricted stock units awarded to the reported person on March 1, 2026. The restricted stock units vest in three annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of AMAL stock.
3. The total reported in Column 5 includes 0.87 shares acquired through a dividend reinvestment program, assigned to the Employee Stock Purchase Program and 4.74 shares acquired through a dividend reinvestment program, assigned to Common Stock, and 19.24 shares acquired through a dividend reinvestment program, assigned to retirement plan stock.
Remarks:
/s/ Tyrone Graham 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider stock transactions did AMAL executive Graham Tyrone report?

Graham Tyrone reported a tax-withholding share disposition and a new equity grant. He had 390 shares withheld at $38.49 per share for taxes and received 2,962 restricted stock units that vest over three years starting one year after the March 1, 2026 grant.

How many Amalgamated Financial (AMAL) shares were withheld for taxes?

A total of 390 common shares were withheld to satisfy tax obligations. These shares relate to the vesting of a restricted stock unit installment from an award granted on March 1, 2024, and are reported as a tax-withholding disposition rather than an open-market sale.

What new equity award did AMAL grant to EVP Graham Tyrone?

Tyrone received 2,962 restricted stock units on March 1, 2026. The units vest in three equal annual installments beginning on the first anniversary of the grant, with each restricted stock unit representing a contingent right to receive one share of Amalgamated Financial common stock.

When do Graham Tyrone’s new AMAL restricted stock units vest?

The 2,962 restricted stock units vest in three annual installments. Vesting begins on the first anniversary of the March 1, 2026 grant date, meaning one-third vests each year over three years, subject to the award’s ongoing service and plan conditions.

How many Amalgamated Financial shares does Graham Tyrone hold after these transactions?

Following the reported tax withholding and new grant, Tyrone directly holds 16,039.56 shares. This total includes fractional shares accumulated through a dividend reinvestment program in the employee stock purchase program, common stock holdings, and retirement plan stock assignments.

Were Graham Tyrone’s AMAL share disposals open-market sales?

The reported 390-share disposal was for tax withholding on a vesting restricted stock unit installment, not an open-market sale. Shares were withheld to pay taxes due when a prior March 1, 2024 restricted stock unit award partially vested.