Amalgamated CFO reports RSU grant, share withholding

Amalgamated Financial Corp. Senior Executive VP and CFO Jason Darby reported two equity-related transactions in common stock.

Rhea-AI Filing Summary

Amalgamated Financial Corp. Senior Executive VP and CFO Jason Darby reported two equity-related transactions in common stock. He had 807 shares withheld at a price of $38.49 per share in a tax-withholding disposition tied to the vesting of a prior restricted stock unit (RSU) award.

On the same date, he received a new grant of 5,703 RSUs at no cash cost. These RSUs vest in three annual installments beginning on the first anniversary of the March 1, 2026 grant, with each RSU representing one share of AMAL stock. Following these transactions, his directly held total included shares acquired through a dividend reinvestment program.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Darby Jason

Role Senior Executive VP and CFO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	807	$38.49	$31K
Grant/Award	Common Stock	5,703	$0.00	$0.00

Holdings After Transaction: Common Stock — 84,130.1 shares (Direct)

Footnotes (3)

1. F1. Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person on March 1, 2024.
2. F2. Represents restricted stock units awarded to the reported person on March 1, 2026. The restricted stock units vest in three annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of AMAL stock.
3. F3. The total reported in Column 5 includes 10.12 shares acquired through a dividend reinvestment program, assigned to retirement plan stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did AMAL CFO Jason Darby report on this Form 4?

Jason Darby reported a tax-withholding disposition of 807 common shares at $38.49 each and received a grant of 5,703 restricted stock units. The disposition covered taxes on a prior RSU vesting, while the new RSUs were awarded at no cash cost.

Was the AMAL Form 4 transaction an open-market stock sale or purchase?

The Form 4 does not show an open-market sale or purchase. It records tax-withholding of 807 shares related to RSU vesting and a grant of 5,703 RSUs, both classified as non-derivative equity transactions for compensation and tax purposes.

How many Amalgamated Financial RSUs were granted to the CFO in this filing?

The CFO received a grant of 5,703 restricted stock units. According to the disclosure, these RSUs vest in three annual installments beginning on the first anniversary of the March 1, 2026 grant, with each RSU equal to one AMAL share.

What does the 807-share disposition in the AMAL Form 4 represent?

The 807-share disposition represents shares withheld for taxes on a vesting RSU installment. The footnote explains these shares were withheld in connection with units awarded on March 1, 2024, reflecting a tax-withholding mechanism rather than a discretionary stock sale.

How do dividend reinvestment shares factor into the AMAL CFO’s reported holdings?

The total direct holdings reported include 10.12 shares acquired through a dividend reinvestment program. These reinvested dividends are assigned to a retirement plan stock position and form part of the overall share count shown in Column 5 of the ownership table.

Does the AMAL Form 4 show the CFO’s ownership after these transactions?

Yes. The filing shows updated direct ownership totals after each transaction, with Column 5 reflecting shares held following the tax-withholding disposition and the RSU grant. These figures incorporate dividend reinvestment shares as described in the accompanying footnote disclosure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/03/2026 - 09:04 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Darby Jason

(Last) (First) (Middle)

275 7TH AVENUE

(Street)

NEW YORK NY 10001

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Amalgamated Financial Corp. [ AMAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Executive VP and CFO

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/01/2026		F		807(1)	D	$38.49	78,427.1	D
Common Stock	03/01/2026		A		5,703(2)	A	$0	84,130.1(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person on March 1, 2024.

2. Represents restricted stock units awarded to the reported person on March 1, 2026. The restricted stock units vest in three annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of AMAL stock.

3. The total reported in Column 5 includes 10.12 shares acquired through a dividend reinvestment program, assigned to retirement plan stock.

Remarks:

	/s/Jason Darby	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.