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Amalgamated Financial (NASDAQ: AMAL) CLO reports PSU vesting and 771-share withholding

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Amalgamated Financial Corp. executive Mandy Tenner, EVP and Chief Legal Officer, reported equity award activity in company stock. On January 20, 2026, 2,114 shares of Common Stock were acquired at a price of $0, reflecting performance stock units that vested on January 1, 2026 and were approved for release by the Compensation Committee on that date.

On the same day, 771 shares of Common Stock were withheld at $32.03 per share in connection with the release of these performance stock units, typically for tax or withholding purposes. Following these transactions, Tenner beneficially owns 22,244.54 shares of Common Stock directly, a total that includes shares acquired through an employee stock purchase program, a dividend reinvestment program, and a small number of deferred restricted stock units.

Positive

  • None.

Negative

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Insider Tenner Mandy
Role EVP, Chief Legal Officer
Type Security Shares Price Value
Grant/Award Common Stock 2,114 $0.00 --
Tax Withholding Common Stock 771 $32.03 $25K
Holdings After Transaction: Common Stock — 23,015.54 shares (Direct)
Footnotes (1)
  1. Represents performance stock units that vested on January 1, 2026, and were approved for release by the Company's Compensation Committee on January 20, 2026. Represents the shares withheld related to the release of performance stock units. The total reported in Column 5 includes 37.66 shares of Common Stock, acquired by the reporting owner through the Employee Stock Purchase Program, 17.25 shares of Common Stock, acquired by the reporting owner through a dividend reinvestment program, assigned to Common Stock, and 0.50 outstanding Restricted Stock Units, acquired by the reporting person under a dividend reinvestment program, assigned to deferred Restricted Stock Units.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tenner Mandy
(Last) (First) (Middle)
275 SEVENTH AVE
(Street)
NEW YORK NY 10001
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Amalgamated Financial Corp. [ AMAL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/20/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/20/2026 A 2,114(1) A $0 23,015.54 D
Common Stock 01/20/2026 F 771(2) D $32.03 22,244.54(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents performance stock units that vested on January 1, 2026, and were approved for release by the Company's Compensation Committee on January 20, 2026.
2. Represents the shares withheld related to the release of performance stock units.
3. The total reported in Column 5 includes 37.66 shares of Common Stock, acquired by the reporting owner through the Employee Stock Purchase Program, 17.25 shares of Common Stock, acquired by the reporting owner through a dividend reinvestment program, assigned to Common Stock, and 0.50 outstanding Restricted Stock Units, acquired by the reporting person under a dividend reinvestment program, assigned to deferred Restricted Stock Units.
Remarks:
/s/ Mandy Tenner 01/22/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did AMAL executive Mandy Tenner report on January 20, 2026?

Mandy Tenner reported acquiring 2,114 shares of Amalgamated Financial Corp. Common Stock at $0 per share from vested performance stock units, and 771 shares were withheld at $32.03 per share related to that release.

What is the nature of the 2,114 AMAL shares acquired by Mandy Tenner?

The 2,114 shares represent performance stock units that vested on January 1, 2026 and were approved for release by the company’s Compensation Committee on January 20, 2026.

Why were 771 AMAL shares withheld in Mandy Tenner’s Form 4 filing?

The 771 shares of Common Stock reported under transaction code F represent shares withheld in connection with the release of performance stock units, commonly used to satisfy withholding obligations.

How many AMAL shares does Mandy Tenner own after these transactions?

After the reported transactions, Mandy Tenner beneficially owns 22,244.54 shares of Amalgamated Financial Corp. Common Stock directly.

What additional equity sources are included in Mandy Tenner’s AMAL share total?

The total of 22,244.54 shares includes 37.66 shares acquired through the Employee Stock Purchase Program, 17.25 shares acquired via a dividend reinvestment program, and 0.50 outstanding restricted stock units assigned to deferred restricted stock units.

What is Mandy Tenner’s role at Amalgamated Financial Corp.?

Mandy Tenner serves as an officer of Amalgamated Financial Corp. with the title EVP, Chief Legal Officer, as reported in the Form 4.