Amalgamated Financial Corp. SEC filings document the regulatory record of a bank holding company that operates through Amalgamated Bank. Form 8-K filings furnish quarterly and annual financial results, earnings-call materials, Regulation FD investor presentations, and board-declared common-stock dividends.
The filings describe bank-specific disclosure areas such as net interest income and margin, deposit costs and mix, loan portfolio growth, securities activity, provision expense, liquidity, and regulatory capital ratios. Proxy materials cover director elections, board governance, shareholder voting matters, executive compensation, and related governance disclosures for the Delaware public benefit corporation.
Amalgamated Financial Corp. (AMAL) is the issuer in a notice that officer Sam D. Brown, through Raymond James & Associates, may sell shares of the company’s common stock under Rule 144. The notice lists a proposed sale of 30,898 shares of AMAL common stock on or after September 8, 2026.
These shares come from multiple awards and purchases, including restricted stock units (RSUs) and Employee Stock Purchase Plan (ESPP) acquisitions between 2022 and 2026. The filing also notes that additional lots are expected to be provided separately by email.
Amalgamated Financial Corp. (AMAL) has an affiliate of stockholder Mandy Tenner filing a notice of proposed sale under Rule 144 for common stock. The filing contemplates the potential sale of 2,920 shares of common stock through Raymond James & Associates on or after September 8, 2026.
The 2,920 shares relate to RSUs acquired from the issuer on September 1, 2026. Amalgamated Financial Corp. reports 29,900,000 shares of common stock outstanding, a baseline figure that is separate from the shares covered by this resale notice.
Amalgamated Financial Corp. (AMAL) has a proposed secondary sale by a large shareholder. Pennsylvania Joint Board, Workers United, identified as a 10% shareholder, has filed a notice to sell 36,000 shares of common stock of Amalgamated Financial Corp. under Rule 144 through Keefe, Bruyette & Woods on NASDAQ, with an indicated aggregate market value of $1,749,440. The shares were originally acquired from the issuer in August 2018 in connection with a reorganization. Various related Workers United regional entities are noted and each disclaims beneficial ownership of securities not directly owned by it.
Amalgamated Financial Corp. (AMAL) has a notice of proposed sale under Rule 144 filed on behalf of Rochester Regional Joint Board, Workers United, identified as a 10% shareholder. The notice covers up to 200,000 shares of common stock, par value $0.01 per share, to be sold through Keefe, Bruyette & Woods, Inc. The filing lists an aggregate market value of $9,628,000 for these shares and reports 29,900,147 shares outstanding of this class on NASDAQ.
The shares to be sold were acquired from the issuer in connection with a reorganization dated August 19, 2018, with consideration described as cash on August 9, 2018. The selling holder notes that various Workers United regional entities may be deemed a “group” for Securities Exchange Act purposes and each disclaims beneficial ownership of securities not directly owned by it.
Amalgamated Financial Corp. (AMAL) reported that Sam D. Brown, SEVP and Chief Banking Officer, had an installment of restricted stock units vest on September 1, 2026. To cover the exercise price or tax liability, 2,192 shares of common stock were withheld at $47.34 per share. No Rule 10b5-1 trading plan is indicated. Brown also sold a total of 3.6987 fractional shares of common stock on September 1–2, 2026, in small open-market transactions. The reported post-transaction holdings include 687 shares purchased under the Employee Stock Purchase Plan and 124.7387 shares acquired through dividend reinvestment programs.
Amalgamated Financial Corp. (AMAL) reported that Senior Executive VP and CFO Jason Darby disposed of common stock in two transactions. On September 2, 2026 he sold 1.36 shares of common stock at $48.20 per share in a sale transaction. On September 1, 2026, 5,504 shares of common stock were withheld to cover payment of exercise price or tax liability related to the vesting of a restricted stock unit installment awarded on September 1, 2025. The filing notes that beneficial ownership includes 8.34 shares acquired through a Dividend Reinvestment program and assigned to Deferred Share Units. No Rule 10b5-1 trading plan is reported.
Amalgamated Financial Corp. (AMAL) reported that EVP and Chief Legal Officer Mandy Tenner had 1,338 shares of Common Stock withheld on September 1, 2026, as payment of exercise price or tax liability in connection with the vesting of a restricted stock unit installment. After these withholding transactions and related fractional-share adjustments, Tenner now holds approximately 18,392 shares of Common Stock directly, including shares acquired under the Employee Stock Purchase Plan and the Dividend Reinvestment Program. No Rule 10b5-1 trading plan is reported for this transaction.
Amalgamated Financial Corp. (AMAL) reported that executive vice president and Chief Information & Operations Officer Sean Searby had 1,532 shares of common stock withheld on September 1, 2026 as payment of exercise price or tax liability in connection with the vesting of a restricted stock unit installment awarded on September 1, 2025. After this withholding, Searby beneficially owned 20,779.96 shares of Amalgamated Financial Corp. common stock, held directly; this figure includes shares acquired through the Dividend Reinvestment Program and a small sale of fractional shares.
Amalgamated Financial Corp. (AMAL) large shareholders affiliated with Workers United reported open‑market sales of a combined 132,779 shares of common stock on August 31, September 1 and September 2, 2026, at weighted average prices around $47–$48 per share.
One reporting person shows 7,047,970.93 shares of common stock directly owned after the August 31 sales. The reporting persons state they may be deemed a group but disclaim beneficial ownership of securities beyond their pecuniary interest, and no Rule 10b5‑1 trading plan is reported.
Amalgamated Financial Corp. (AMAL) reported that a shareholder group associated with Workers United and various regional joint boards sold an aggregate of 132,779 shares of common stock in open-market transactions from August 31 to September 2, 2026 at weighted average prices around $47–$48 per share. A sale of 73,535 shares on August 31, 2026 at a weighted average price of $48.1194 left one reporting person holding 7,047,970.93 shares directly. The reporting persons state there is no Rule 10b5-1 trading plan and disclaim beneficial ownership of securities beyond their pecuniary interests.