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Ambiq Micro (AMBQ) director Bernard Bennett Banks reports no share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Ambiq Micro, Inc. director files initial ownership report with no holdings

Ambiq Micro, Inc. director Bernard Bennett Banks filed an initial beneficial ownership report as a reporting person of the company. The filing identifies him as a director and confirms that, at the time of the reported event on 01/05/2026, he did not beneficially own any Ambiq Micro securities. The remarks section explicitly states that no securities are beneficially owned, and both the non-derivative and derivative ownership tables contain no reported positions.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Banks Bernard Bennett

(Last) (First) (Middle)
C/O AMBIQ MICRO, INC.
6500 RIVER PLACE BLVD BUILDING 7 STE 200

(Street)
AUSTIN TX 78730

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/05/2026
3. Issuer Name and Ticker or Trading Symbol
Ambiq Micro, Inc. [ AMBQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24.1 Power of Attorney
No securities are beneficially owned.
/s/ Jeffrey Winzeler, Attorney-in-Fact 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Ambiq Micro, Inc. (AMBQ) Form 3 filing report for Bernard Bennett Banks?

The Form 3 shows that director Bernard Bennett Banks is a reporting person of Ambiq Micro, Inc., and it states that he currently has no securities beneficially owned.

Does Ambiq Micro, Inc. (AMBQ) director Bernard Bennett Banks own any company stock according to this Form 3?

According to the filing, the remarks clearly state that no securities are beneficially owned, and the ownership tables list no positions.

What is the relationship of Bernard Bennett Banks to Ambiq Micro, Inc. (AMBQ)?

The Form 3 identifies Bernard Bennett Banks as a director of Ambiq Micro, Inc., with no indication that he is an officer or 10% owner.

Are there any stock or option transactions reported in this Ambiq Micro, Inc. (AMBQ) Form 3?

No. The filing includes no transactions in non-derivative or derivative securities, and explicitly notes that no securities are beneficially owned.

What is the event date reported in the Ambiq Micro, Inc. (AMBQ) Form 3 for Bernard Bennett Banks?

The Form 3 lists 01/05/2026 as the Date of Event Requiring Statement for Bernard Bennett Banks.
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