STOCK TITAN

Ambiq Micro (AMBQ) CFO exercises options, sells 26,000 shares in May 2026 trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ambiq Micro, Inc. Chief Financial Officer Jeffrey G. Winzeler exercised stock options to acquire 31,952 shares of common stock at $16.80 per share on May 14 and 15, 2026. On May 14, 2026, he sold 26,000 shares in open-market transactions at prices around $69.8981–$70.65 per share, based on a weighted average. After these moves, he directly holds 100,347 shares of common stock and 110,905 stock options, with certain options vesting over time and expiring on June 9, 2035.

Positive

  • None.

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Insider Winzeler Jeffrey G
Role Chief Financial Officer
Sold 26,000 shs ($1.82M)
Type Security Shares Price Value
Exercise Stock Option (Right to Buy) 5,952 $0.00 --
Exercise Common Stock 5,952 $16.80 $100K
Exercise Stock Option (Right to Buy) 26,000 $0.00 --
Exercise Common Stock 26,000 $16.80 $437K
Sale Common Stock 25,918 $69.8981 $1.81M
Sale Common Stock 82 $70.65 $6K
Holdings After Transaction: Stock Option (Right to Buy) — 110,905 shares (Direct, null); Common Stock — 100,347 shares (Direct, null)
Footnotes (1)
  1. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $69.61 to $70.435 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 47,619 shares subject to the option vested on October 1, 2025, 1/4 of the remaining 95,238 shares subject to the option vest on June 2, 2026, and 1/36 of the remaining shares subject to the option vest in equal monthly installments thereafter, subject to the Reporting Person's continued service.
Options exercised 31,952 shares at $16.80/share Common stock acquired via option exercises on May 14–15, 2026
Shares sold 26,000 shares Open-market common stock sales on May 14, 2026
Sale price range $69.61–$70.435/share Price range for May 14, 2026 weighted-average sales
Weighted average sale price $69.8981/share Reported average price for 25,918-share sale block
Common shares held 100,347 shares Direct common stock ownership after reported transactions
Options remaining 110,905 options Direct stock option holdings following exercises
Initial vesting tranche 47,619 shares Option shares vested on October 1, 2025
Option expiration June 9, 2035 Expiration date of referenced stock option grant
weighted average sale price financial
"The reported price in Column 4 is a weighted average sale price."
Stock Option (Right to Buy) financial
"security_title": "Stock Option (Right to Buy)""
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
vesting financial
"47,619 shares subject to the option vested on October 1, 2025"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
monthly installments financial
"1/36 of the remaining shares subject to the option vest in equal monthly installments"
Monthly installments are regular, fixed payments made each month to gradually pay off a larger amount, such as a loan or purchase. Think of it like paying for a big item in small, manageable parts instead of all at once. For investors, understanding installment payments helps gauge how debts are structured and how they might affect financial stability or cash flow over time.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Winzeler Jeffrey G

(Last)(First)(Middle)
C/O AMBIQ MICRO, INC.
6500 RIVER PLACE BLVD BUILDING 7 STE 200

(Street)
AUSTIN TEXAS 78730

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Ambiq Micro, Inc. [ AMBQ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/14/2026M26,000A$16.8120,395D
Common Stock05/14/2026S25,918D$69.8981(1)94,477D
Common Stock05/14/2026S82D$70.6594,395D
Common Stock05/15/2026M5,952A$16.8100,347D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$16.805/14/2026M26,000 (2)06/09/2035Common Stock26,000$0116,857D
Stock Option (Right to Buy)$16.805/15/2026M5,952 (2)06/09/2035Common Stock5,952$0110,905D
Explanation of Responses:
1. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $69.61 to $70.435 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
2. 47,619 shares subject to the option vested on October 1, 2025, 1/4 of the remaining 95,238 shares subject to the option vest on June 2, 2026, and 1/36 of the remaining shares subject to the option vest in equal monthly installments thereafter, subject to the Reporting Person's continued service.
/s/ Jeffrey Winzeler05/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did AMBQ CFO Jeffrey Winzeler do in this Form 4 filing?

Jeffrey G. Winzeler exercised options and sold shares of Ambiq Micro (AMBQ). He exercised stock options for 31,952 common shares at $16.80 per share, then sold 26,000 shares in open-market trades on May 14, 2026 at prices near $70.

How many Ambiq Micro (AMBQ) shares did the CFO sell and at what price?

The CFO sold 26,000 Ambiq Micro common shares on May 14, 2026. The reported weighted average sale price was about $69.8981 per share, with individual trades occurring between $69.61 and $70.435 according to the filing’s footnote.

How many Ambiq Micro (AMBQ) shares does the CFO hold after these transactions?

After these transactions, the CFO directly holds 100,347 Ambiq Micro common shares. The filing also shows he holds 110,905 stock options, providing additional potential future equity exposure beyond his current common stock position.

What stock options did the Ambiq Micro (AMBQ) CFO exercise in this Form 4?

He exercised options for 31,952 shares of Ambiq Micro common stock at $16.80 per share. This included 26,000 shares on May 14, 2026 and 5,952 shares on May 15, 2026, converting derivative positions into common stock.

What is the vesting schedule for the Ambiq Micro (AMBQ) options mentioned?

One option grant began vesting on October 1, 2025. The filing notes 47,619 shares vested then; one-quarter of the remaining 95,238 shares vest on June 2, 2026, with the balance vesting in 36 equal monthly installments, subject to continued service.

When do the Ambiq Micro (AMBQ) CFO’s stock options expire?

The options referenced in the Form 4 expire on June 9, 2035. This long-dated expiration provides a multi-year window during which the CFO can potentially exercise additional vested options into Ambiq Micro common stock, depending on future vesting and market conditions.