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Amgen (AMGN) director Charles Holley receives stock award and reports trust holdings

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AMGEN INC director Charles M. Holley reported a compensation-related acquisition of 103.4189 shares of common stock on 2026-08-07, recorded at a price of $0.0000 per share. Following this grant, he holds 12,990.4520 shares directly, which include 1,652 Dividend Equivalents credited to unvested Restricted Stock Units under Amgen’s equity incentive plan. He also reports 1,260.0000 shares held indirectly through the Holley Family Trust.

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Insider HOLLEY CHARLES M
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 103.4189 $0.00 $0.00
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 12,990.452 shares (Direct); Common Stock — 1,260 shares (Indirect, Holley Family Trust)
Footnotes (1)
  1. F1. These shares include 1,652 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested Restricted Stock Units and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
Shares granted 103.4189 shares Grant or award of Amgen common stock on 2026-08-07
Direct holdings after transaction 12,990.4520 shares Direct Amgen common stock held by Charles M. Holley after award
Indirect holdings via trust 1,260.0000 shares Amgen common stock held indirectly through Holley Family Trust
Dividend Equivalents included 1,652 DEs credited to unvested RSUs, paid one-to-one in shares at vesting
Award price per share $0.0000 Reported price for the 103.4189-share grant
Dividend Equivalents financial
"These shares include 1,652 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc."
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
Restricted Stock Units financial
"DEs are credited to the reporting person's unvested Restricted Stock Units and are paid out"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
qualifying dividend reinvestment plan financial
"granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan"
indirect financial
"shares following transaction 1260.0000, direct_or_indirect I, nature_of_ownership Holley Family Trust"
Equity Incentive Plan financial
"granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did AMGEN (AMGN) director Charles M. Holley report in this Form 4?

Charles M. Holley reported a grant of 103.4189 shares of Amgen common stock on 2026-08-07. After the award, he held 12,990.4520 direct shares and 1,260.0000 indirect shares via the Holley Family Trust.

How many AMGEN (AMGN) shares does Charles M. Holley hold after the reported transaction?

After the transaction, Holley holds 12,990.4520 shares directly and 1,260.0000 shares indirectly through the Holley Family Trust. The direct total includes 1,652 Dividend Equivalents linked to unvested Restricted Stock Units.

What type of transaction is reported for AMGEN (AMGN) director Charles M. Holley?

The Form 4 shows a grant or award acquisition (code A) of 103.4189 shares of Amgen common stock. It is a compensation-related award, not an open-market purchase or sale, and is reported at a price of $0.0000 per share.

What are the Dividend Equivalents noted in Charles M. Holley’s AMGEN (AMGN) holdings?

Holley’s direct holdings include 1,652 Dividend Equivalents (DEs) granted under Amgen’s equity incentive plan. DEs are credited to unvested RSUs and paid in one share per DE at vesting, plus cash for any fractional amount.

How are Charles M. Holley’s indirect AMGEN (AMGN) holdings structured?

The Form 4 lists 1,260.0000 shares of Amgen common stock held indirectly through the Holley Family Trust. This reflects shares attributed to Holley via the trust, separate from his directly held and RSU-related shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOLLEY CHARLES M

(Last)(First)(Middle)
ONE AMGEN CENTER DRIVE

(Street)
THOUSAND OAKS CALIFORNIA 91320

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AMGEN INC [ AMGN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/07/2026A103.4189A$012,990.452(1)D
Common Stock1,260IHolley Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares include 1,652 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested Restricted Stock Units and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
/s/ Charles M. Holley08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)