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[Form 4] Autonomix Medical, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Brad Hauser, identified as an officer (CEO and President) of Autonomix Medical, Inc. (AMIX), reported a transaction with an earliest transaction date of 08/11/2025.

The filing discloses a derivative option that represented the right to buy 45,000 shares of common stock with an exercise price of $27, exercisable beginning 06/17/2025 and expiring 06/17/2034. The option was cancelled by mutual agreement, and the reporting person received three months' severance as consideration. The Form 4 is signed by an attorney-in-fact on behalf of Brad Hauser dated 08/13/2025.

Brad Hauser, indicato come dirigente (CEO e Presidente) di Autonomix Medical, Inc. (AMIX), ha segnalato una transazione con data iniziale del 08/11/2025.

La comunicazione riporta un'opzione derivativa che conferiva il diritto di acquistare 45.000 azioni ordinarie a un prezzo di esercizio di $27, esercitabile a partire dal 06/17/2025 e con scadenza il 06/17/2034. L'opzione è stata annullata di comune accordo e la persona che ha effettuato la segnalazione ha ricevuto in cambio una liquidazione corrispondente a tre mesi di stipendio. Il Modulo 4 è firmato da un procuratore in nome di Brad Hauser in data 08/13/2025.

Brad Hauser, identificado como directivo (CEO y Presidente) de Autonomix Medical, Inc. (AMIX), notificó una transacción cuya fecha más temprana es el 08/11/2025.

La presentación revela una opción derivada que otorgaba el derecho a comprar 45.000 acciones ordinarias a un precio de ejercicio de $27, ejercitable desde el 06/17/2025 y con vencimiento el 06/17/2034. La opción fue cancelada de mutuo acuerdo, y la persona que informa recibió como contraprestación una indemnización por tres meses. El Formulario 4 está firmado por un apoderado en nombre de Brad Hauser con fecha 08/13/2025.

Brad Hauser는 Autonomix Medical, Inc.(AMIX)의 임원(CEO 겸 사장)으로 표시되었으며, 가장 이른 거래일이 08/11/2025인 거래를 보고했습니다.

신고서에는 파생 옵션이 기재되어 있으며, 이는 보통주 45,000주를 주당 $27에 매수할 권리를 의미합니다. 해당 옵션은 06/17/2025부터 행사 가능하며 06/17/2034에 만료됩니다. 옵션은 상호 합의로 취소되었고, 신고인은 대가로 3개월분의 퇴직 위로금을 받았습니다. Form 4는 08/13/2025자 대리인의 서명으로 Brad Hauser를 대신해 제출되었습니다.

Brad Hauser, identifié comme dirigeant (CEO et président) d'Autonomix Medical, Inc. (AMIX), a déclaré une opération dont la date la plus ancienne est le 08/11/2025.

Le dossier fait état d'une option dérivée donnant le droit d'acheter 45 000 actions ordinaires au prix d'exercice de 27 $, exerçable à compter du 06/17/2025 et expirant le 06/17/2034. L'option a été annulée d'un commun accord et la personne déclarante a reçu, en contrepartie, une indemnité équivalente à trois mois. Le formulaire 4 est signé par un mandataire agissant au nom de Brad Hauser en date du 08/13/2025.

Brad Hauser, angegeben als leitender Angestellter (CEO und Präsident) von Autonomix Medical, Inc. (AMIX), meldete eine Transaktion mit dem frühesten Transaktionsdatum 08/11/2025.

Die Meldung nennt eine derivative Option, die das Recht einräumt, 45.000 Stammaktien zu einem Ausübungspreis von $27 zu erwerben, ausübbar ab dem 06/17/2025 und mit Ablauf am 06/17/2034. Die Option wurde einvernehmlich aufgehoben, und die meldende Person erhielt als Gegenleistung eine Abfindung in Höhe von drei Monaten. Das Formular 4 ist von einem Bevollmächtigten im Namen von Brad Hauser unterzeichnet und auf den 08/13/2025 datiert.

Positive
  • Option cancellation was resolved by mutual agreement, indicating the matter was settled consensually
  • Reporting person received three months' severance as explicit consideration for the cancellation
Negative
  • Cancellation removes potential equity upside tied to an option for 45,000 shares
  • Filing does not disclose monetary amount of severance or additional details, so company financial impact is not quantified in the Form 4

Insights

TL;DR: A 45,000-share option held by the CEO was cancelled by mutual agreement; three months' severance was paid as consideration.

The filing documents a negotiated cancellation of a derivative award that would have converted into 45,000 common shares at a $27 exercise price. The disclosure is explicit that the option was revised previously for a 1-for-20 reverse split and then cancelled, with severance provided as consideration. From a governance perspective, the record shows a contractual resolution recorded on Form 4, but the filing does not state any change in employment status or other ancillary arrangements beyond the severance payment.

TL;DR: The transaction is a clear insider option cancellation; the immediate reported impact is limited to the loss of the option and a cash-equivalent severance.

The Form 4 reports a derivative security (option) tied to 45,000 common shares was cancelled effective with an 08/11/2025 transaction date. The option had a stated exercise price of $27 and specified exercisability and expiration dates. The filing states the reporting person received three months' severance as consideration for cancellation. The document does not disclose any cash amount, departure, or additional compensation beyond the severance statement, so quantified financial impact on the company is not provided in the filing.

Brad Hauser, indicato come dirigente (CEO e Presidente) di Autonomix Medical, Inc. (AMIX), ha segnalato una transazione con data iniziale del 08/11/2025.

La comunicazione riporta un'opzione derivativa che conferiva il diritto di acquistare 45.000 azioni ordinarie a un prezzo di esercizio di $27, esercitabile a partire dal 06/17/2025 e con scadenza il 06/17/2034. L'opzione è stata annullata di comune accordo e la persona che ha effettuato la segnalazione ha ricevuto in cambio una liquidazione corrispondente a tre mesi di stipendio. Il Modulo 4 è firmato da un procuratore in nome di Brad Hauser in data 08/13/2025.

Brad Hauser, identificado como directivo (CEO y Presidente) de Autonomix Medical, Inc. (AMIX), notificó una transacción cuya fecha más temprana es el 08/11/2025.

La presentación revela una opción derivada que otorgaba el derecho a comprar 45.000 acciones ordinarias a un precio de ejercicio de $27, ejercitable desde el 06/17/2025 y con vencimiento el 06/17/2034. La opción fue cancelada de mutuo acuerdo, y la persona que informa recibió como contraprestación una indemnización por tres meses. El Formulario 4 está firmado por un apoderado en nombre de Brad Hauser con fecha 08/13/2025.

Brad Hauser는 Autonomix Medical, Inc.(AMIX)의 임원(CEO 겸 사장)으로 표시되었으며, 가장 이른 거래일이 08/11/2025인 거래를 보고했습니다.

신고서에는 파생 옵션이 기재되어 있으며, 이는 보통주 45,000주를 주당 $27에 매수할 권리를 의미합니다. 해당 옵션은 06/17/2025부터 행사 가능하며 06/17/2034에 만료됩니다. 옵션은 상호 합의로 취소되었고, 신고인은 대가로 3개월분의 퇴직 위로금을 받았습니다. Form 4는 08/13/2025자 대리인의 서명으로 Brad Hauser를 대신해 제출되었습니다.

Brad Hauser, identifié comme dirigeant (CEO et président) d'Autonomix Medical, Inc. (AMIX), a déclaré une opération dont la date la plus ancienne est le 08/11/2025.

Le dossier fait état d'une option dérivée donnant le droit d'acheter 45 000 actions ordinaires au prix d'exercice de 27 $, exerçable à compter du 06/17/2025 et expirant le 06/17/2034. L'option a été annulée d'un commun accord et la personne déclarante a reçu, en contrepartie, une indemnité équivalente à trois mois. Le formulaire 4 est signé par un mandataire agissant au nom de Brad Hauser en date du 08/13/2025.

Brad Hauser, angegeben als leitender Angestellter (CEO und Präsident) von Autonomix Medical, Inc. (AMIX), meldete eine Transaktion mit dem frühesten Transaktionsdatum 08/11/2025.

Die Meldung nennt eine derivative Option, die das Recht einräumt, 45.000 Stammaktien zu einem Ausübungspreis von $27 zu erwerben, ausübbar ab dem 06/17/2025 und mit Ablauf am 06/17/2034. Die Option wurde einvernehmlich aufgehoben, und die meldende Person erhielt als Gegenleistung eine Abfindung in Höhe von drei Monaten. Das Formular 4 ist von einem Bevollmächtigten im Namen von Brad Hauser unterzeichnet und auf den 08/13/2025 datiert.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hauser Bradley

(Last) (First) (Middle)
C/O AUTONOMIX MEDICAL, INC.
21 WATERWAY AVENUE, SUITE 300

(Street)
THE WOODLANDS TX 77380

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Autonomix Medical, Inc. [ AMIX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CEO and President
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Right to buy) $27(1) 08/11/2025 D 45,000(1) 06/17/2025 06/17/2034 Common Stock 45,000 (1) 0 D
Explanation of Responses:
1. Option represents a revised share amount and exercise price based on a 1-for-20 reverse stock split from October 25, 2024. The option was cancelled by mutual agreement of the reporting person and the Company. The reporting person received three months severance as consideration for the cancellation.
/s/ Trent Smith, Attorney-in-Fact for Brad Hauser 08/13/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for Autonomix Medical (AMIX)?

Brad Hauser, listed as an officer (CEO and President) of Autonomix Medical, Inc., filed the Form 4 via attorney-in-fact.

What transaction is reported on the AMIX Form 4 dated 08/11/2025?

An option to buy 45,000 shares (exercise price $27) was cancelled by mutual agreement, with the transaction date reported as 08/11/2025.

What consideration did the reporting person receive for the cancellation?

The filing states the reporting person received three months' severance as consideration for the option cancellation.

How many derivative securities does the reporting person own after the transaction?

The Form 4 indicates the option representing 45,000 underlying shares was cancelled, and the filing reports no remaining derivative securities

What were the exercisability and expiration dates of the cancelled option?

The option was exercisable beginning 06/17/2025 and had an expiration date of 06/17/2034, per the filing.

When was the Form 4 signed and by whom?

The signature block shows /s/ Trent Smith, Attorney-in-Fact for Brad Hauser with a signature date of 08/13/2025.
Autonomix Medical Inc

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Medical Devices
Surgical & Medical Instruments & Apparatus
Link
United States
THE WOODLANDS