Alerian MLP Index ETN SEC Filings

JPMorgan Chase & Co. filed a Form 13F Holdings Report, detailing institutional equity holdings for the quarter. The filing lists a Form 13F Information Table Entry Total of 32,847 positions and a Form 13F Information Table Value Total of $1,669,071,139,042. The report includes 17 Other Included Managers across its investment platform. The report is signed by Michael T. Lees, Executive Director.

JPMorgan Chase Financial Company LLC filed a preliminary pricing supplement for Auto Callable Contingent Interest Notes linked to the least performing of the Nasdaq‑100 Index, Russell 2000 Index and SPDR S&P Regional Banking ETF, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes offer a contingent interest rate of at least 8.95% per annum (0.74583% monthly) when, on a Review Date, each underlying is at or above its 70% Interest Barrier. They are auto‑callable on any Review Date (other than the first five and final) if each underlying is at or above its Initial Value, with the earliest auto‑call assessment on May 14, 2026. If not called, at maturity on November 16, 2028 investors receive par plus the final contingent coupon if each underlying is at or above its 60% Trigger Value; otherwise, repayment of principal is reduced one‑for‑one with the decline of the least performing underlying, potentially to zero.

Denomination is $1,000. Selling commissions will not exceed $30 per $1,000 note. If priced today, the estimated value would be about $945.60 per $1,000, and will not be less than $900.00 per $1,000 when set. Payments are subject to the credit risk of the issuer and guarantor.

JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering quarterly callable notes linked to the MerQube US Large‑Cap Vol Advantage Index (MQUSLVA) under a Rule 424(b)(3) terms supplement. The notes have a five‑year term, a one‑year non‑call period, and may be automatically called on quarterly review dates if the index is at or above the applicable Call Value.

The index employs rules‑based exposure to E‑Mini S&P 500 futures with a maximum 500% exposure and includes a 6.0% per annum daily deduction. The Barrier Amount is 60.00% of the Initial Value. If called, holders receive $1,000 plus the applicable Call Premium (not less than 16.25% per annum, increasing at later review dates). If not called and the final index value is below the barrier, repayment of principal is reduced by the Underlying Return.

Key dates: Pricing Date November 13, 2025; Final Review Date November 13, 2030; Maturity Date November 18, 2030. Estimated value will not be less than $870 per $1,000. Payments are subject to the credit risk of the issuer and guarantor.

JPMorgan Chase & Co. is offering $2,435,000 of Callable Step-Up Fixed Rate Notes due November 5, 2055. The notes pay fixed annual interest that steps from 5.30% (from November 7, 2025 to November 7, 2040) to 5.50% (to November 7, 2050) and then 6.00% (to maturity). Interest is paid each November 7, beginning November 7, 2026, on a 30/360 basis.

The issuer may redeem the notes, in whole but not in part, on the 7th calendar day of May and November each year from May 7, 2030 to May 7, 2055, at par plus accrued interest. The notes mature on November 5, 2055 if not called, when principal plus accrued interest is payable.

The price to the public is $1,000 per note. Total fees and commissions are $73,170 ($30.049 per $1,000), for proceeds to the issuer of $2,361,830. Tax counsel expects the notes to be treated as step-up fixed-rate debt instruments issued without original issue discount.

JPMorgan Chase Financial Company LLC announced a preliminary pricing supplement for Capped Buffered Enhanced Participation Equity Notes linked to the S&P 500 Index, due January 15, 2027 and fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay no interest and repay at maturity based on index performance from the trade date to the January 13, 2027 determination date.

For each $1,000 note, upside exposure is 1.25x to a cap, with a maximum settlement amount expected between $1,128.50 and $1,150.75. A 10% buffer protects principal for declines up to 10%; losses beyond that are magnified by a ~1.1111 buffer rate. The estimated value is expected between $975.70 and $985.70 per $1,000. The expected cap level ranges from 110.28% to 112.06% of the initial index level.

The original issue price is 100% of principal; the underwriting commission is up to 1.17% of principal. The notes are unsecured obligations of JPMorgan Chase Financial, guaranteed by JPMorgan Chase & Co., will not be listed, and have no redemption feature. Tax counsel expects treatment as open transactions for U.S. federal income tax purposes, subject to IRS guidance. Any payment is subject to the issuer’s and guarantor’s credit risk.

JPMorgan Chase Financial Company LLC filed a preliminary pricing supplement for Auto Callable Accelerated Barrier Notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may auto-call starting March 9, 2027 if the Index closes at or above the Call Value, paying $1,000 plus a Call Premium Amount based on a Call Premium Rate of at least 23.50%.

If not called, at maturity on December 8, 2032 investors receive 3.00 times any Index gain; principal is returned if the Final Value is at or above the 50.00% Barrier Amount; below the barrier, losses are 1:1 with the Index. The Index includes a 6.0% per annum daily deduction and a notional financing cost tied to SOFR+0.50%, which drags performance versus an identical index without these deductions.

Key terms: minimum denomination $1,000; selling commissions up to $20 per $1,000; estimated value would be about $924.70 per $1,000 note if priced today (and not less than $900 when set). The notes pay no interest or dividends, will not be listed, and are subject to the credit risk of the issuer and guarantor.

JPMorgan Chase Financial Company LLC is offering 7yNC15m Auto Callable Accelerated Barrier Notes linked to the MerQube US Tech+ Vol Advantage Index. The notes feature a 3.00 Upside Leverage Factor and a 50.00% Barrier Amount, with an automatic call if the Index on any Review Date is at or above the Call Value (100% of the Initial Value), paying the applicable Call Premium Amount.

The Call Premium Rate will be at least 23.50% and accrues using $1,000 × Call Premium Rate × N/252. Review Dates run each scheduled trading day from March 9, 2027 through March 2, 2029, the Observation Date is December 3, 2032, and maturity is December 8, 2032. If not called and the Final Value exceeds the Initial Value, repayment equals $1,000 plus 3× Index Return; if at or above the Barrier Amount, principal is returned; if below the Barrier, losses match the Index Return.

The Index reflects a 6.0% per annum daily deduction, and the QQQ-linked Underlying Asset is subject to a daily notional financing cost. The estimated value will not be less than $900 per $1,000 note at pricing. Payments are subject to the credit risk of the issuer and the guarantor.

JPMorgan Chase Financial Company LLC filed a preliminary Rule 424(b)(2) pricing supplement for Medium‑Term Notes, Series A — $ Digital Equity Notes due 2027 linked to the EURO STOXX 50 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay no interest and return at maturity depends on index performance from the trade date to the determination date. If the final index level is at or above 87.50% of the initial level, holders receive a threshold settlement amount expected between $1,133.30 and $1,156.80 per $1,000. If the index declines by more than 12.50%, principal losses are incurred on a leveraged basis (approximately 1.1429×) beyond the 12.50% buffer.

Key terms include a cap level expected between 113.33% and 115.68% of the initial index level, determination date July 21, 2027, and stated maturity July 23, 2027. Estimated value is expected between $982.20 and $992.20 per $1,000. Original issue price is 100% with 0.00% underwriting commission and 100% net proceeds to the issuer. The notes are unsecured, not listed, not redeemable, and are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.

JPMorgan Chase & Co. plans a preliminary offering of Callable Fixed Rate Notes due November 19, 2055. The notes pay fixed interest of 5.35% per annum, with interest paid annually on November 19, starting in 2026, using a 30/360 day count, Following Business Day Convention and Unadjusted Interest Accrual.

The notes are callable at JPMorgan’s option, in whole but not in part, on the 19th of May and November each year from November 19, 2031 through May 19, 2055, at par plus accrued interest. The Original Issue Date is expected to be November 19, 2025.

Indicative pricing shows a per-note price to the public of $1,000 (with certain eligible accounts between $925.10 and $1,000 per $1,000 principal amount). Selling commissions would be approximately $24.50 per $1,000 note, not to exceed $50.00. The notes are unsecured, not bank deposits, and not FDIC insured.

The issuer highlights resolution considerations: in a single point of entry resolution, losses would be borne first by equity and then unsecured creditors, including holders of these notes, whose claims are structurally junior to creditors of subsidiaries.