Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC is offering auto callable buffered equity notes linked to the EURO STOXX 50® Index with a total offering size of $1,000,000. The notes may be automatically called on December 4, 2026 if the index closes at or above the strike level of 5,515.09, paying $1,000 plus an 11.19% call premium per note. If not called, at maturity on November 26, 2027 holders get uncapped upside exposure to the index, with a contingent minimum return of 22.38% per $1,000 note if the index ends at or above the strike. A 15.00% buffer protects principal for moderate declines, but below that level losses are magnified by a 1.17647 downside leverage factor, so investors can lose some or all principal. The price to public is $1,000 per note, including $15 in fees, while the estimated value is $978.30, reflecting embedded costs and hedging.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable buffered equity notes linked to the EURO STOXX 50® Index with a total principal amount of $3,894,000. The notes are issued at $1,000 each, with selling fees of $15 per note and net proceeds to the issuer of $3,835,590; their estimated value at pricing was $973 per $1,000 note.

The notes may be automatically called on December 7, 2026 if the Index is at or above its initial level of 5,528.67, in which case investors receive $1,000 plus a 10.35% call premium. If not called and the Index ends on or above its initial level on the November 24, 2027 valuation date, investors get full upside to the Index return with a contingent minimum return of 20.70%, for at least $1,207 per $1,000 note.

If the notes are not called and the Index finishes below the initial level but not by more than the 15.00% buffer, principal is returned at maturity. If the Index is down by more than 15.00%, repayment is reduced on a leveraged basis (1.17647% loss of principal for each 1% decline beyond the buffer), meaning investors can lose some or all of their investment. The notes pay no interest or dividends, are unsecured obligations subject to JPMorgan credit risk, will not be listed on an exchange, and may trade at prices below issue in any secondary market.

JPMorgan Chase Financial Company LLC is offering $3,770,000 of capped dual directional buffered equity notes linked to the S&P 500® Index under a 424(b)(2) pricing supplement. The notes are issued at $1,000 each, pay no interest or dividends, and return at maturity depends on the Index level relative to the Initial Index Level of 6,705.12.

If the Index rises, holders receive the positive Index Return up to a Maximum Upside Return of 11.50%, for a maximum payment of $1,115 per $1,000 note. If the Index falls by up to the 10% buffer, investors earn the Absolute Index Return, up to a maximum of $1,100 per $1,000 note; below the buffer, losses are magnified by a 1.11111 downside leverage factor and principal can be largely or entirely lost. The estimated value is $983.40 per $1,000 note, the notes are unsecured obligations guaranteed by JPMorgan Chase & Co., are not exchange-listed, and secondary market prices are expected to be below the issue price.

JPMorgan Chase Financial Company LLC is offering Buffered Callable Range Accrual Notes linked to the Nasdaq 100® Index, with a total price to the public of $727,000. The notes pay monthly interest up to a maximum rate based on a 6.35% Interest Factor, but only for days when the index closes at or above 85% of its initial level; if this condition is never met in a period, the interest rate for that period is 0.00%.

At maturity in November 2030, investors receive full principal back if the index is at or above 85% of its initial value; below that buffer, principal is reduced 1% for each 1% decline, with losses up to 85% of principal possible. The issuer can redeem the notes monthly, starting November 30, 2026, at 100% of principal plus accrued interest. The issue price is $1,000 per note, while the estimated value at pricing was $930.80 per $1,000, reflecting selling commissions and hedging costs. The notes include detailed U.S. federal income tax treatment, with specific considerations and potential withholding for Non-U.S. Holders.

JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is issuing $2,555,000 of market-linked, auto-callable securities tied to the iShares Bitcoin Trust ETF (IBIT), maturing November 29, 2028. Each security has a $1,000 principal amount and can be automatically called on scheduled call dates if IBIT’s closing price is at or above the starting price of $50.57, paying back principal plus a call premium that targets about 21.50% per year, up to 64.50% if called on the final call date.

If the notes are not called, investors receive $1,000 at maturity as long as IBIT’s ending price is at or above the 20% downside buffer, set by a threshold price of $40.456. If IBIT closes below that threshold on the final calculation day, repayment is reduced 1‑for‑1 beyond the 20% buffer, with losses up to 80% of principal. The price to public is $1,000 per note, including $25.75 of selling commissions; the issuer’s estimated value is $949.40 per note. The notes are unsecured, are not bank deposits, are not FDIC‑insured, and expose holders to substantial risks tied to bitcoin’s extreme volatility, evolving regulation and potential market disruptions affecting IBIT.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is issuing $4,666,000 of Market Linked Securities tied to Nebius Group, Meta Platforms and Amazon.com shares, maturing November 29, 2028. Each $1,000 security offers a 28.00% per annum contingent coupon, paid monthly only if the lowest-performing stock on each calculation day closes at or above its threshold price, set at 50% of its starting level. The notes are auto-callable from February 2026 to October 2028 if the lowest-performing stock is at or above its starting price, returning principal plus the applicable coupons.

If not called, investors receive $1,000 at maturity only if the lowest-performing stock on the final calculation day is at or above its threshold; otherwise principal is reduced one-for-one with that stock’s loss and can fall to zero. The estimated value is $902.70 per $1,000 security versus a $1,000 issue price, reflecting selling commissions of $23.25 and hedging-related costs. These unsecured notes are not bank deposits, are not FDIC-insured and involve significant market, issuer and structural risks.

JPMorgan Chase & Co. filed an amended Form 13F-HR reporting its equity holdings for institutional accounts. This Amendment No. 1 is marked as adding new holdings entries rather than restating prior data, and is filed as a full 13F holdings report, meaning all of the reporting manager’s positions covered by the rule are included.

The summary page shows 32,847 information table entries with a combined reported value of $1,669,077,787,156 (rounded to the nearest dollar). The report consolidates activity across 17 other included managers, such as JPMorgan Chase Bank, N.A., J.P. Morgan Investment Management Inc., and several regional asset management affiliates in the U.K., Canada, Asia-Pacific, Japan, Taiwan, and Europe.

JPMorgan Chase Financial Company LLC is offering $10,000 of Capped Accelerated Barrier Notes linked to the iShares Bitcoin Trust ETF (IBIT), fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes run to November 29, 2028 and provide 1.50x leveraged upside on any ETF gains, capped at a maximum return of 140.00%, equal to a maximum payment of $2,400 per $1,000 note.

The downside protection is limited: if the final ETF price is at or above 70.00% of the initial value, investors receive principal back, but if it falls below that barrier they lose 1% of principal for each 1% decline and can lose their entire investment. The notes pay no interest, are unsecured, and expose investors to both bitcoin-related volatility and the credit risk of JPMorgan Chase Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including $30 in selling commissions, with issuer proceeds of $970 and an estimated value of $909.20.

JPMorgan Chase Financial Company LLC is issuing $1,607,000 of structured capped notes linked to the least performing of the S&P 500 Index, the Russell 2000 Index and the Nasdaq-100 Index, guaranteed by JPMorgan Chase & Co. The notes mature on November 29, 2029, with a 150% participation rate in any positive return of the worst-performing index, capped at a maximum gain of 25.50% ($255 per $1,000 note). If any index finishes at or below its initial level, investors receive only the $1,000 principal per note at maturity, with no interest or dividends during the term and exposure to the credit risk of both issuers. The price to public is $1,000 per note, including fees and commissions of about $35.238 per note, while the estimated value on the pricing date is $943.80, reflecting selling, structuring and hedging costs and potential secondary-market discounts.