Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC is offering auto callable buffered equity notes linked to the common stock of The Boeing Company. The notes may be automatically called on the December 4, 2026 review date if Boeing’s share price is at or above the initial price, paying $1,000 plus a call premium of at least 16.76% per note on the call settlement date.

If not called, at maturity investors get uncapped upside based on Boeing’s stock return, subject to a contingent minimum return of at least 33.52%. A 15.00% downside buffer applies; beyond that, losses are leveraged at a 1.17647× rate, so a sufficiently large decline can result in substantial or total principal loss. The notes pay no interest or dividends, are unsecured obligations of JPMorgan Financial guaranteed by JPMorgan Chase & Co., and carry issuer, liquidity and valuation risks. The estimated value would be about $972.40 per $1,000 note if priced on the indicated date and will not be less than $960.00.

JPMorgan Chase Financial Company LLC is issuing $2,511,000 of auto callable contingent interest notes linked to the least performing of the S&P 500, Russell 2000 and EURO STOXX 50, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a contingent coupon of $45.50 per $1,000 (a 9.10% annual rate, 4.55% semiannually) on each review date only if all three indices close at or above 70% of their initial levels. Beginning November 16, 2026, the notes are automatically called if on a review date (other than the first and final) all indices are at or above their initial values, returning $1,000 plus the applicable coupon. If held to November 19, 2030 and any index finishes below 60% of its initial level, principal is reduced in line with the decline of the worst index, which can result in losing most or all of the investment. The notes are unsecured, not FDIC insured, and their value is subject to issuer and guarantor credit risk; the initial estimated value is $963 per $1,000 note.

JPMorgan Chase Financial Company LLC plans to issue structured “Review Notes” linked to the MerQube US Large-Cap Vol Advantage Index, maturing on November 26, 2030 and fully guaranteed by JPMorgan Chase & Co. The notes can be automatically called as early as November 23, 2026 if the index is at or above 90% of its initial level, paying preset call premiums that start at 17.75% of principal and can reach at least 88.75% at the final review date.

If the notes are not called and the final index level is at or above 50% of the initial level, investors receive back principal only; if it falls below 50%, repayment is reduced one-for-one with the index loss, leading to losses greater than 50% and potentially 100% of principal. The index embeds a 6.0% per annum daily deduction and can use leverage up to 500% or be significantly uninvested, both of which can weigh on performance. The preliminary estimated value is about $940 per $1,000 note and will not be less than $900 when finalized.

JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering 5-year, auto callable notes linked to the MerQube US Large-Cap Vol Advantage Index. The Index provides rules-based exposure to E-Mini S&P 500 futures with a maximum futures exposure of 500% and can go as low as 0%, and its level reflects a 6.0% per annum daily deduction.

After an initial one-year non-call period, the notes are reviewed daily and are automatically called if the Index is at or above the applicable Call Value, paying $1,000 plus a Call Premium Amount based on a Call Premium Rate that will be at least 14.00%. If the notes are not called and the Final Value is below the 60.00% Barrier Amount, repayment at maturity is $1,000 plus $1,000 times the Index Return, so investors can lose more than 40% and up to all of principal. The estimated value will not be less than $870.00 per $1,000 note, and all payments depend on the credit of the issuer and guarantor.

JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the Class A common stock of Palantir Technologies Inc., maturing on May 26, 2027 and fully guaranteed by JPMorgan Chase & Co. The notes pay a monthly contingent coupon at a rate of at least 17.60% per annum (at least $14.6667 per $1,000 each month) if Palantir’s share price on a review date is at or above 50.00% of its initial level, with unpaid coupons accruing and potentially paid later if the barrier is met.

The notes can be automatically called as early as May 21, 2026 if Palantir’s share price is at or above the initial value, returning $1,000 per note plus due and unpaid interest. If the notes are not called and Palantir’s final price is below the 50.00% trigger, repayment is reduced one-for-one with the stock’s decline, so investors can lose more than 50% and up to all of their principal. The estimated value is currently about $955.60 per $1,000 note and will not be less than $900.00 at pricing, and returns also depend on the credit of JPMorgan Chase Financial and JPMorgan Chase & Co.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering unsecured Callable Contingent Interest Notes linked to the least performing of the S&P 500 Index, Nasdaq-100 Index and VanEck Semiconductor ETF, maturing on May 26, 2027, in $1,000 minimum denominations.

The notes pay a contingent coupon of at least 10.20% per annum, or at least 0.85% per month, but only for Review Dates when the closing value of each underlying is at or above 70% of its Initial Value (the Interest Barrier. If any underlying is below its barrier on a Review Date, no interest is paid for that month.

JPMorgan may redeem the notes early, in whole, on specified Interest Payment Dates starting on May 27, 2026 at $1,000 plus any due contingent interest. At maturity, if any underlying finishes below 60% of its Initial Value (its Trigger Value), principal is reduced 1% for each 1% decline in the least performing underlying, resulting in a loss of more than 40% and up to all of the initial investment. The preliminary estimated value is about $960.50 per $1,000 note, and will not be less than $930.00 per $1,000 when finalized.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable contingent interest notes linked to the least performing of Chipotle Mexican Grill, Costco Wholesale and Oracle common stocks, maturing on November 29, 2028. The notes pay a monthly contingent interest rate of at least 15.20% per annum (at least $12.6667 per $1,000 note each month) only if on a review date each stock closes at or above 60% of its initial value.

The notes may be automatically called as early as May 26, 2026 if, on certain review dates, each stock closes at or above its initial value, in which case investors receive $1,000 per note plus due and unpaid contingent interest. If the notes are not called and any stock finishes below 50% of its initial value at maturity, repayment of principal is reduced one-for-one with the decline of the worst stock, and investors can lose most or all of their principal. The estimated value is approximately $938.40 per $1,000 note and will not be less than $900.00, and the notes are unsecured, not listed, and subject to the credit risk of both issuers.

JPMorgan Chase Financial Company LLC is offering $7,750,000 of Uncapped Accelerated Barrier Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index, due November 18, 2030, fully guaranteed by JPMorgan Chase & Co. The notes provide an uncapped leveraged upside of 2.10 times any positive return of the worst-performing index at maturity, but offer no interest or dividends. If all three indices stay at or above 70% of their initial levels, investors receive full principal back; if any index finishes below this barrier, repayment is reduced one-for-one with the decline of the worst index and principal losses can reach 100%. The price to public is $1,000 per note, with estimated value of $982.10 and proceeds to the issuer of $993 per note before hedging and structuring effects.

JPMorgan Chase Financial Company LLC is offering Series A medium-term Digital Equity Notes due January 22, 2027, linked to the Class A common stock of Meta Platforms, Inc. Each note has a $1,000 principal amount and pays no interest. At maturity, if Meta’s final stock level is at least 85% of its initial level, investors receive a fixed cash amount, the threshold settlement amount, expected to range from $1,171.50 to $1,201.20 per $1,000 note. If Meta’s final level falls more than 15% below the initial level, repayment of principal is reduced on a leveraged basis at a buffer rate of approximately 1.1765, and investors can lose their entire investment.

The notes are unsecured obligations of JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co., and are subject to both entities’ credit risk. The estimated value at pricing is expected between $968.10 and $978.10 per $1,000 note, reflecting selling commissions, hedging costs and structuring margins. The notes will not be listed on any securities exchange, have no redemption feature, and secondary market liquidity, if any, will be provided on a discretionary basis by J.P. Morgan Securities LLC. The tax treatment is uncertain and may be affected by future IRS or Treasury guidance, so investors are urged to consult tax advisers.