AMKR Insider Filing: Carolin Credited Additional RSUs on 09/23/2025
Rhea-AI Filing Summary
Roger A. Carolin, a director of Amkor Technology, Inc. (AMKR), received dividend equivalent units that increased his restricted stock unit holdings. On 09/23/2025 DEUs were accrued in connection with dividends paid on time-vested RSUs granted on 05/16/2023 and 05/15/2025. The filing reports the accruals as acquisitions of 23.7001 RSUs (related to the 2023 grant) and 27.3648 RSUs (related to the 2025 grant), both with $0 price. After these accruals, the amounts shown as beneficially owned following the transactions are 8,862.7341 and 9,854.8917 shares, respectively. The Form 4 is signed by an attorney-in-fact on behalf of the reporting person and reflects routine equity accruals tied to dividend payments.
Positive
- Director equity increased through dividend equivalent units, aligning management and shareholder interests
- Transactions are non-cash ($0 price), indicating compensation-related accruals rather than opportunistic trading
Negative
- None.
Insights
TL;DR: Director received dividend-equivalent RSUs, modestly increasing his equity stake; routine, non-cash compensation event.
The filing documents the accrual of dividend equivalent units (DEUs) for time-vested restricted stock units previously granted to a director. These DEUs convert to additional RSUs subject to the same vesting provisions as the underlying awards. The reported acquisitions are non-cash ($0 price) and reflect compensation mechanics rather than open-market purchases or sales. For governance review, this is a customary occurrence and does not indicate change in control, related-party transactions beyond standard director compensation, or immediate dilution beyond the already-granted equity plan.
TL;DR: Dividend equivalents increased restricted share counts by precise small amounts; materiality to shareholders is minimal.
The detail shows DEUs credited on 09/23/2025 tied to two prior RSU grants (05/16/2023 and 05/15/2025). Quantities credited are 23.7001 and 27.3648 RSUs, reported as acquired at $0, with post-accrual beneficial ownership figures of 8,862.7341 and 9,854.8917 shares. This reflects plan-specified dividend treatment and does not constitute exercised options or market transactions. From an equity-compensation perspective, these are routine accruals that slightly increase future potential dilution when RSUs vest and are settled.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Restricted Stock Units | 23.7 | $0.00 | -- |
| Grant/Award | Restricted Stock Units | 27.365 | $0.00 | -- |
Footnotes (1)
- Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on September 23, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued. Represents DEUs accrued upon the payment of a dividend on September 23, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 15, 2025. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.
FAQ
What did AMKR director Roger A. Carolin report on Form 4?
How many RSUs were credited to Roger A. Carolin on 09/23/2025?
What are the reported beneficial ownership amounts after the accruals?
Did the Form 4 report purchases or sales on the open market?
Who signed the Form 4 for the reporting person?