STOCK TITAN

[Form 4] AMKOR TECHNOLOGY, INC. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Douglas A. Alexander, a director of Amkor Technology, Inc. (AMKR), received dividend equivalent units that increased his restricted stock unit holdings. The Form 4 reports three accruals of dividend equivalent units (DEUs) on 09/23/2025 tied to time‑vested restricted stock units granted on 05/17/2022, 05/16/2023 and 05/15/2025. Each DEU converts into an additional RSU subject to the same vesting and terms as the underlying award. The reported incremental amounts were 24.3374, 23.7001 and 27.3648 RSUs, bringing the post‑accrual beneficial ownership counts for those grants to 9,204.4883, 8,862.7341 and 9,854.8917 shares of common stock, respectively. These were recorded as acquisitions at $0 price per share because they represent dividend equivalents rather than purchases.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine accrual of dividend equivalent units modestly increases an insider's RSU holdings; no cash transaction or exercise required.

The Form 4 documents non‑cash increases in restricted stock units for a company director via dividend equivalent units (DEUs). Because these are accrued DEUs tied to prior RSU grants, they are accounted as additional RSUs with a $0 acquisition price and retain the original grant's vesting/terms. The sizes of the accruals (roughly 24.3, 23.7 and 27.4 RSUs) are small relative to the total reported holdings for those grants (8,862–9,855 shares), so the change is immaterial to overall ownership concentration. Impact to dilution or outstanding share count is negligible in the short term.

TL;DR: Disclosure aligns with Section 16 reporting; transaction is routine and reflects standard equity compensation mechanics.

The filing clearly explains that DEUs were credited upon a dividend payment and that each DEU corresponds to an additional RSU subject to existing vesting provisions of the May 2022, May 2023 and May 2025 grants. This is a standard outcome under equity plans that provide dividend equivalents. The Form 4 gives required transparency about insider holdings and does not indicate any change in control, new grants, exercises, or sales. From a governance perspective, the disclosure is complete and routine.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ALEXANDER DOUGLAS A

(Last) (First) (Middle)
2045 EAST INNOVATION CIRCLE

(Street)
TEMPE AZ 85284

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY, INC. [ AMKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 09/23/2025 A 24.3374 (1) (1) Common Stock 24.3374 $0 9,204.4883 D
Restricted Stock Units (2) 09/23/2025 A 23.7001 (2) (2) Common Stock 23.7001 $0 8,862.7341 D
Restricted Stock Units (3) 09/23/2025 A 27.3648 (3) (3) Common Stock 27.3648 $0 9,854.8917 D
Explanation of Responses:
1. Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on September 23, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 17, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.
2. Represents DEUs accrued upon the payment of a dividend on September 23, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.
3. Represents DEUs accrued upon the payment of a dividend on September 23, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 15, 2025. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.
Remarks:
/s/ Mark N. Rogers, Attorney-in-Fact for Douglas A. Alexander 09/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Amkor Tech

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Semiconductor Equipment & Materials
Semiconductors & Related Devices
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United States
TEMPE