Welcome to our dedicated page for Alpha Modus Holdings SEC filings (Ticker: AMODW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alpha Modus Holdings, Inc. filings document current reports on material agreements, capital structure, Nasdaq listing compliance and unregistered equity issuances. The company's disclosure record includes Class A common stock, Series C Preferred Stock matters and redeemable warrants, with each whole warrant exercisable for one share of Class A common stock at a stated exercise price.
Recent Form 8-K filings describe preferred-stock exchange agreements, continued-listing notices, stock-based compensation issuances to directors and officers, exemptions from Securities Act registration, and related exhibits. These filings frame AMODW within the company's broader post-combination public-company reporting, governance and security-structure disclosures.
ALPHA MODUS HOLDINGS, INC. Schedule 13G discloses that Streeterville Capital LLC, with related reporting persons Streeterville Management LLC and John M. Fife, beneficially own 450,000 shares of Class A common stock, representing 9.2% of the Class A shares. The filing notes this percentage is based on 4,876,593 Class A Common Stock outstanding.
Alpha Modus Holdings entered a secured prepaid equity financing with Streeterville Capital for up to $10,000,000 of Secured Pre-Paid Purchases of Class A common stock. At the initial closing, the company issued an Initial Pre-Paid Purchase with original principal of $2,190,000 plus 450,000 pre-delivery shares for a cash purchase price of $2,000,045.
Each Pre-Paid Purchase matures in 18 months, carries an 8% original issue discount and 8% annual interest, and is prepayable at a 10% premium. Streeterville can apply the outstanding balance to buy shares at 90% of the lowest five-day volume-weighted average price, subject to a $0.81 floor and a 9.99% beneficial ownership cap. The financing is secured by first priority liens on all company and subsidiary assets, with insider debts subordinated, and requires shareholder-approved issuances above the Nasdaq Exchange Cap.
As part of the structure, Chris Chumas and his IRA converted 430,000 shares of Series C preferred stock into 304,412 common shares. After issuing the 450,000 pre-delivery shares and the 304,412 Chumas common shares, Alpha Modus had 4,876,593 Class A common shares outstanding.
Alpha Modus Holdings, Inc. reported that it has regained compliance with Nasdaq’s $1.00 minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market. Nasdaq notified the company on June 30, 2026, that the matter is closed, removing the prior delisting risk tied to bid price.
Alpha Modus Holdings, Inc. filed a current report stating that on or about June 11, 2026, it notified H.C. Wainwright & Co., LLC that it elected to terminate sales of its Class A common stock under their At The Market Offering Agreement dated January 7, 2026. The company’s Class A common stock and redeemable warrants continue to trade on The Nasdaq Stock Market.
Alpha Modus Holdings, Inc. completed a major equity restructuring with the family trust of its CEO, William Alessi. The trust exchanged 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A common stock under a previously signed Exchange Agreement.
The exchange is described as intended to increase the market value of the company’s listed securities to help regain compliance with Nasdaq’s $35 million minimum market value of listed securities standard and to materially reduce the company’s stockholders’ deficit. After issuing the new shares, Alpha Modus had 164,884,640 Class A common shares outstanding.
Alpha Modus Holdings, Inc. approved a 1-for-40 reverse stock split of its Class A common stock to help restore compliance with Nasdaq’s $1.00 minimum bid price requirement. The split was implemented by filing a Certificate of Amendment with Delaware on June 3, 2026.
The reverse split is expected to take effect at the open of business on June 15, 2026, when shares will begin trading on a split-adjusted basis under the same symbol AMOD but with new CUSIP 020952206. Share counts for each holder will be divided by 40, with fractional amounts rounded up to the nearest whole share.
Authorized Class A common shares will remain at 200,000,000. Based on approximately 55,296,375 Class A shares outstanding before the split, about 1,382,410 shares are expected to be outstanding afterward. Class B common and preferred stock, their par values, and related rights remain unchanged, and outstanding options, warrants, and convertible securities will be adjusted proportionately.
Alpha Modus Holdings, Inc. notified holders of its Class A common stock that holders controlling approximately 59.7% of the voting power approved a reverse stock split with a board‑determined ratio between 1-for-10 and 1-for-100. The action responds to a Nasdaq notice for failure to meet the $1.00 minimum bid price requirement and will not become effective until at least 20 calendar days after mailing and until Nasdaq processes the split.
The filing states approximately 53,094,082 shares were outstanding as of the May 15, 2026 record date. Proportionate adjustments will be made to outstanding options and warrants. The board says the split is intended to regain Nasdaq compliance; the final ratio and Nasdaq approval determine the post‑split share count and timing.
Alpha Modus Holdings, Inc. reports a larger quarterly loss and mounting liquidity pressure for the three months ended March 31, 2026. The company generated no revenue and posted a net loss of $4,020,831, compared with $308,081 a year earlier, driven mainly by higher professional fees and substantial stock-based compensation.
Cash fell to $35,508 with a working capital deficit of $5,541,592, and management states there is substantial doubt about the company’s ability to continue as a going concern. Alpha Modus funded operations primarily through convertible debt and equity, including an at-the-market stock program that raised net proceeds of about $1.86M during the quarter.
Alpha Modus Holdings, Inc. is posting a new investor presentation dated May 11, 2026 on its website under the Investor Relations section. The presentation provides updated information about the company and its business and is available at the Company Presentation page.
The information is furnished under Item 7.01 as a Regulation FD disclosure, not filed for liability purposes, and is not an offer to buy or sell securities. It is intended to be read together with the company’s SEC filings and other public announcements.
Alpha Modus Holdings, Inc. approved by written consent the exchange of 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A Common Stock. The action was approved by holders controlling approximately 62.1% of voting capital stock and will become effective 20 calendar days after mailing.
The Preferred Shares have a $10.00 face value (aggregate $38,700,000) and, based on the five‑lowest‑price average of $0.353, would have converted into the same 109,588,265 Common Shares. The issuance will exceed 20% of Common Stock outstanding before the issuance, and stockholder approval was obtained under NASDAQ Listing Rule 5635(d). Outstanding Common Stock was 50,895,307 shares as of the Record Date.