Alpha Modus Holdings, Inc. satisfied in full all outstanding obligations under its Secured Pre-Paid Purchase #1 with Streeterville Capital, LLC on October 6, 2026. After the payoff, the company elected to terminate its Securities Purchase Agreement with Streeterville, stating that it no longer needed the facility.
Alpha Modus Holdings, Inc. is registering for resale up to 103,243,120 shares of common stock by selling stockholders after the registration statement becomes effective. The shares comprise 51,621,560 PIPE shares already issued and 51,621,560 warrant shares that may be issued. The resale amount represents approximately 180% of the 57,515,785 common shares outstanding as of October 9, 2026. Alpha Modus will receive no proceeds from resales.
At the September 30, 2026 closing, the selling stockholders delivered 3,170 bitcoin to the custody and control of wholly owned subsidiary AMOD Tech Pte. Ltd., which now owns the bitcoin. The warrants have a $4.36-per-share exercise price and require cash payment to Alpha Modus upon exercise. The auditor’s report accompanying the 2025 and 2024 financial statements expressed substantial doubt about Alpha Modus’s ability to continue as a going concern, citing recurring operating losses and net capital deficiency.
Alpha Modus Holdings, Inc. (AMOD) is the subject of an amended beneficial-ownership report in which Streeterville Capital LLC, Streeterville Management LLC and John M. Fife each report beneficial ownership of 0 shares of Class A common stock, or 0% of the class. Each also lists zero sole and shared voting power and zero sole and shared dispositive power.
Alpha Modus Holdings, Inc. (AMOD) appointed Atlas Arman and Wenlong Tong to its board on October 5, 2026. Arman was also appointed Co-Chairman, and Tong was appointed Co-CEO. Arman has 15+ years of leadership experience across technology, AI and Web3. He has served as a principal capital partner at Attribute Global Ventures since January 2026 and previously worked as a Marketing & Business Development Manager at Intel from 2006 through 2016. Tong has been President of ZSS Technologies (Beijing) Co., Ltd. since January 2020 and co-founded Guangdong Etop Global Technology Co., Ltd. during 2017–2019.
Alpha Modus is negotiating compensation terms with both appointees and expects to enter into definitive agreements with each after those terms are finalized.
Alpha Modus Holdings, Inc. (AMOD) received a letter from Nasdaq on October 1, 2026, stating that Nasdaq staff determined the company complies with Listing Rule 5550(b)(1).
Alpha Modus Holdings, Inc. completed a PIPE transaction on September 30, 2026, issuing 51,621,560 shares of Class A common stock and warrants to purchase an additional 51,621,560 shares at an exercise price of $4.36 per share. Investors delivered 3,170 bitcoin as the aggregate purchase price to the custody and control of the company’s newly formed, wholly owned subsidiary, AMOD Tech Pte. Ltd. The subsidiary now owns 3,170 bitcoin, valued in excess of $250 million using a reference price of approximately $83,612.20 per bitcoin on September 30, 2026.
After an April 6, 2026 Nasdaq notice concerning listing standards, the company submitted a compliance plan and received an extension. Following the PIPE closing, the company believes stockholders’ equity is well in excess of $200 million and says it has regained compliance with Nasdaq’s $2.5 million minimum stockholders’ equity requirement. Nasdaq will continue monitoring; if the next periodic report does not evidence compliance, the company may be subject to delisting.
Alpha Modus Holdings, Inc. (AMOD) obtained written consent from holders of approximately 69.7% of its voting stock as of August 25, 2026 to approve a Securities Purchase Agreement with non‑U.S. investors. The company will issue 51,621,560 new Class A common shares and warrants for an additional 51,621,560 shares at a $4.36 exercise price, for aggregate consideration of 3,170 bitcoin in a PIPE financing.
The new shares and warrant shares exceed 20% of existing voting power and could constitute a change of control under NASDAQ Listing Rule 5635, so stockholder approval was required to maintain the NASDAQ listing. Assuming full issuance, the investors would own about 95.4% of common stock and CEO William Alessi’s beneficial ownership would decline from 71.4% to about 3.3%. The action becomes effective 20 days after mailing of this information statement, after which the new shares will be issued and the company must file a resale registration statement covering the shares and warrant shares.
Alpha Modus Holdings, Inc. (AMOD) entered into a securities purchase agreement with non‑U.S. investors for a bitcoin‑funded PIPE financing. The company agreed to issue 51,621,560 shares of Class A common stock and warrants to purchase 51,621,560 additional shares at $4.36 per share, for aggregate consideration of 3,170 bitcoin.
The warrants have a two‑year term, are not exercisable on a cashless basis, and include a 19.99% beneficial ownership limitation. Alpha Modus also entered into a registration rights agreement requiring it to file a resale registration statement within 15 days of closing, covering both the shares and the warrant shares. Until the earlier of 30 days after effectiveness of that registration statement or December 31, 2026, new equity issuance is broadly restricted, with limited exceptions.
In its press release, the company stated the transaction is expected to add 3,170 bitcoin valued at $71,000 per BTC, representing more than $200 million in bitcoin assets on its balance sheet. Management states it believes this would materially increase shareholder equity and help address Alpha Modus’s outstanding Nasdaq shareholder equity deficiency, while the company continues to focus on its AI‑driven retail and financial technology businesses.
Alpha Modus Holdings, Inc. reported a net loss of $2.15 million for the quarter and $6.17 million for the six months ended June 30, 2026, with no revenue and operating expenses of $6.37 million for the six-month period. Cash increased to $2.00 million from $68,000 at year-end 2025, but total assets remained modest at $3.41 million versus total liabilities of $9.54 million, resulting in a stockholders’ deficit of $6.13 million and a working capital deficit of $6.25 million.
Management states there is substantial doubt about the ability to continue as a going concern due to recurring losses, lack of a revenue stream, and the working capital deficit. During the period, the company raised capital via common stock issuances and conversions, including conversion of all remaining Series C preferred stock into common shares, and entered into a $10.0 million secured pre-paid share purchase facility with Streeterville Capital, with an initial $2.19 million pre-paid purchase and 450,000 pre-delivery shares. Complex derivative liabilities related to warrants, earnout structures, and the pre-paid facility contributed to non-cash fair value adjustments in results.