Welcome to our dedicated page for ALPHA MODUS HOLDINGS SEC filings (Ticker: AMODW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alpha Modus Holdings, Inc. filings document current reports on material agreements, capital structure, Nasdaq listing compliance and unregistered equity issuances. The company's disclosure record includes Class A common stock, Series C Preferred Stock matters and redeemable warrants, with each whole warrant exercisable for one share of Class A common stock at a stated exercise price.
Recent Form 8-K filings describe preferred-stock exchange agreements, continued-listing notices, stock-based compensation issuances to directors and officers, exemptions from Securities Act registration, and related exhibits. These filings frame AMODW within the company's broader post-combination public-company reporting, governance and security-structure disclosures.
Alpha Modus Holdings, Inc. (AMOD) entered into a securities purchase agreement with non‑U.S. investors for a bitcoin‑funded PIPE financing. The company agreed to issue 51,621,560 shares of Class A common stock and warrants to purchase 51,621,560 additional shares at $4.36 per share, for aggregate consideration of 3,170 bitcoin.
The warrants have a two‑year term, are not exercisable on a cashless basis, and include a 19.99% beneficial ownership limitation. Alpha Modus also entered into a registration rights agreement requiring it to file a resale registration statement within 15 days of closing, covering both the shares and the warrant shares. Until the earlier of 30 days after effectiveness of that registration statement or December 31, 2026, new equity issuance is broadly restricted, with limited exceptions.
In its press release, the company stated the transaction is expected to add 3,170 bitcoin valued at $71,000 per BTC, representing more than $200 million in bitcoin assets on its balance sheet. Management states it believes this would materially increase shareholder equity and help address Alpha Modus’s outstanding Nasdaq shareholder equity deficiency, while the company continues to focus on its AI‑driven retail and financial technology businesses.
Alpha Modus Holdings, Inc. reported a net loss of $2.15 million for the quarter and $6.17 million for the six months ended June 30, 2026, with no revenue and operating expenses of $6.37 million for the six-month period. Cash increased to $2.00 million from $68,000 at year-end 2025, but total assets remained modest at $3.41 million versus total liabilities of $9.54 million, resulting in a stockholders’ deficit of $6.13 million and a working capital deficit of $6.25 million.
Management states there is substantial doubt about the ability to continue as a going concern due to recurring losses, lack of a revenue stream, and the working capital deficit. During the period, the company raised capital via common stock issuances and conversions, including conversion of all remaining Series C preferred stock into common shares, and entered into a $10.0 million secured pre-paid share purchase facility with Streeterville Capital, with an initial $2.19 million pre-paid purchase and 450,000 pre-delivery shares. Complex derivative liabilities related to warrants, earnout structures, and the pre-paid facility contributed to non-cash fair value adjustments in results.
Alpha Modus Holdings, Inc. received an updated Schedule 13G/A from Streeterville Capital LLC, Streeterville Management LLC, and John M. Fife reporting beneficial ownership of 487,171 shares of Class A common stock. This represents 9.99% of the 4,876,593 shares outstanding as of July 28, 2026. The shares are held directly by Streeterville Capital LLC, with indirect beneficial ownership by Streeterville Management LLC and John M. Fife, who is the sole member of Streeterville Management LLC. Streeterville has sole voting and dispositive power over the 487,171 shares, subject to a contractual 9.99% ownership cap under a Securities Purchase Agreement dated June 29, 2026 and related Pre-Paid Purchases.
Alpha Modus Holdings, Inc., a Delaware corporation listed on Nasdaq under the symbols AMOD and AMODW, reported an executive leadership change. On July 28, 2026, the company terminated Thomas Gallagher from his position as Chief Revenue Officer without cause, constituting a departure of a named officer.
The company’s Class A common stock has a par value of $0.0001 per share, and its redeemable warrants trade under AMODW, with each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50.
Alpha Modus Holdings, Inc. appointed Alexander (Sasha) Asgary as Chief Strategy Officer on or about July 16, 2026, while former Chief Strategy Officer Chris Chumas became Executive Vice President of subsidiary Alpha Modus Financial Services, LLC. Asgary has served as Vice President of Corporate Communications since October 2025 and brings prior leadership experience at Giant MGMT, Giant Financial Labs, Beautysense Group, Weedsense and an earlier business development role at Alpha Modus.
In connection with the appointment, the company entered into a Consulting Agreement with Asgary’s entity, 9185-5759 Quebec Inc., effective July 1, 2026. The Consultant will provide strategy, investor relations, ARIA commercialization, FlowSync implementation, AlphaCash branding, digital marketing, B2B sales support and IP claim expansion services for $250,000 per year plus a $250,000 sign-on award of common stock warrants with a $0.0001 per share exercise price, to be granted on or before August 1, 2026 based on a specified five-day average closing price. The Agreement runs for an initial five-year term and includes eligibility for performance-based fees or awards, expense reimbursement and 30 days of paid vacation each year.
Alpha Modus Holdings, Inc. obtained written consent from holders of approximately 77.7% of its voting stock to approve a Securities Purchase Agreement with Streeterville Capital, LLC. The agreement permits one or more secured Pre-Paid Purchases of up to $10,000,000 of Class A common shares, plus 450,000 pre-delivery shares.
On June 30, 2026, Alpha Modus issued an initial Pre-Paid Purchase with original principal of $2,190,000 and the 450,000 pre-delivery shares for cash proceeds of $2,000,045. Each Pre-Paid Purchase carries an 8% original issue discount, 8% annual interest, 18‑month maturity and is prepayable at a 10% premium after notice.
The investor may acquire shares at 90% of the lowest 5‑day VWAP, subject to a $0.81 floor and a 9.99% beneficial ownership cap. The facility is secured by a first‑priority lien on all company and subsidiary assets, with subsidiary guarantees and extensive subordination of insider debt. Because potential issuances exceed 20% of the 4,426,593 shares outstanding at a price below the $4.04 Nasdaq Minimum Price, stockholder approval under Nasdaq Listing Rule 5635(d) was required and has been obtained.
Alpha Modus Holdings, Inc. is registering for resale up to 4,000,000 shares of Class A common stock by Streeterville Capital, LLC, its Selling Securityholder. The shares comprise up to 3,550,000 Pre‑Paid Purchase Shares tied to Secured Pre‑Paid Purchases with an aggregate purchase amount of up to $10,000,000, plus 450,000 Pre‑Delivery Shares already issued. Alpha Modus will not receive any proceeds from these sales but will bear registration costs, while Streeterville sells at market or negotiated prices.
The registered shares equal about 47.5% of common stock outstanding as of July 10, 2026 after giving effect to the Pre‑Paid Purchase Shares, with 4,876,593 shares outstanding before and 8,426,593 after full issuance. Pre‑Paid Purchase Shares are priced at 90% of the lowest five‑day VWAP, subject to a $0.81 floor, giving potential per‑share profit up to $0.42 based on a $4.16 share price. Alpha Modus, a data‑driven retail AI and patent‑licensing business formed through a December 13, 2024 business combination with Insight Acquisition Corp., reported a $8,021,235 net loss and negative operating cash flow in 2025, and its auditor issued a going concern qualification. CEO William Alessi controls about 72.2% of common stock, and additional overhang includes 2,200,000 Earnout Shares and roughly 20,700,000 warrant shares.
ALPHA MODUS HOLDINGS, INC. Schedule 13G discloses that Streeterville Capital LLC, with related reporting persons Streeterville Management LLC and John M. Fife, beneficially own 450,000 shares of Class A common stock, representing 9.2% of the Class A shares. The filing notes this percentage is based on 4,876,593 Class A Common Stock outstanding.
Alpha Modus Holdings entered a secured prepaid equity financing with Streeterville Capital for up to $10,000,000 of Secured Pre-Paid Purchases of Class A common stock. At the initial closing, the company issued an Initial Pre-Paid Purchase with original principal of $2,190,000 plus 450,000 pre-delivery shares for a cash purchase price of $2,000,045.
Each Pre-Paid Purchase matures in 18 months, carries an 8% original issue discount and 8% annual interest, and is prepayable at a 10% premium. Streeterville can apply the outstanding balance to buy shares at 90% of the lowest five-day volume-weighted average price, subject to a $0.81 floor and a 9.99% beneficial ownership cap. The financing is secured by first priority liens on all company and subsidiary assets, with insider debts subordinated, and requires shareholder-approved issuances above the Nasdaq Exchange Cap.
As part of the structure, Chris Chumas and his IRA converted 430,000 shares of Series C preferred stock into 304,412 common shares. After issuing the 450,000 pre-delivery shares and the 304,412 Chumas common shares, Alpha Modus had 4,876,593 Class A common shares outstanding.
Alpha Modus Holdings, Inc. reported that it has regained compliance with Nasdaq’s $1.00 minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market. Nasdaq notified the company on June 30, 2026, that the matter is closed, removing the prior delisting risk tied to bid price.