AmpliTech CEO exercises rights for 500 new shares

Maqbool Fawad, Chief Executive Officer and a 10% owner of AmpliTech Group, Inc., exercised 500 Series A Rights at a conversion price of $5.00 into 500 shares of Common Stock on July 22, 2026.

Rhea-AI Filing Summary

Maqbool Fawad, Chief Executive Officer and a 10% owner of AmpliTech Group, Inc., exercised 500 Series A Rights at a conversion price of $5.00 into 500 shares of Common Stock on July 22, 2026. Following the exercise, his direct holdings of Common Stock increased to 2,714,364 shares, and his Series A Rights position was reduced to zero.

The Series A Rights were originally acquired on January 14, 2026 through unit subscription rights in the issuer’s Units Rights Offering, with the closing for the Series A Rights occurring on July 22, 2026. Any unexercised Series A Rights expired on July 18, 2026, and the shares acquired upon exercise are described as exempt under Rule 16b-3. The transactions are not indicated as made under a Rule 10b5-1 trading plan.

Insider Trade Summary

500 shares exercised/converted

Exercise 2 txns

Insider Maqbool Fawad

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Exercise	Series A Rights F1, F2	500	--	--
Exercise	Common Stock F1	500	$5.00	$3K

Holdings After Transaction: Series A Rights — 0 contracts (Direct); Common Stock — 2,714,364 shares (Direct)

Footnotes (2)

1. F1. On January 14, 2026, the Reporting Person acquired the Series A Rights in connection with the exercise of unit subscription rights issued to the Reporting Person and other stockholders and eligible warrantholders on a pro rata basis in the Issuer's Units Rights Offering. The closing for the Series A Rights occurred on July 22, 2026. The shares acquired upon exercise of the Series A Rights are exempt from reporting under Rule 16b-3.
2. F2. By the terms of the Series A Rights, any unexercised Series A Rights expired on July 18, 2026.

Key Figures

Rights Exercised: 500 Series A Rights Conversion Price: $5.00 per share Common Shares After Transaction: 2,714,364 shares +3 more

6 metrics

Rights Exercised 500 Series A Rights Exercised into Common Stock on July 22, 2026

Conversion Price $5.00 per share Exercise or conversion price of the Series A Rights

Common Shares After Transaction 2,714,364 shares Direct Common Stock holdings of Maqbool Fawad following the exercise

Series A Rights After Transaction 0 rights Total Series A Rights following the reported exercise and expiration

Rights Expiration Date July 18, 2026 Date on which any unexercised Series A Rights expired

Rights Acquisition Date January 14, 2026 Date Series A Rights were acquired via unit subscription rights

Key Terms

Series A Rights, Units Rights Offering, unit subscription rights, Rule 16b-3

4 terms

Series A Rights financial

"The Reporting Person acquired the Series A Rights in connection with the exercise"

Series A rights are the specific protections and privileges attached to the first round of preferred shares sold to early investors, such as priority on company payouts, special voting influence, and the ability to keep their ownership percentage in later financing rounds. Think of them like a VIP ticket that gives holders safer exit priority and stronger say in company decisions, which matters to investors because those rights reduce risk and preserve value.

Units Rights Offering financial

"on a pro rata basis in the Issuer's Units Rights Offering"

unit subscription rights financial

"in connection with the exercise of unit subscription rights issued to the Reporting Person"

Rule 16b-3 regulatory

"The shares acquired upon exercise of the Series A Rights are exempt from reporting under Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transaction did AMPG CEO Maqbool Fawad report on this Form 4?

Maqbool Fawad exercised 500 Series A Rights into 500 shares of Common Stock at a $5.00 conversion price. The transaction converted derivative rights into additional common shares held directly.

How many AmpliTech (AMPG) shares does the CEO hold after the reported transaction?

After exercising the rights, Maqbool Fawad directly holds 2,714,364 shares of AmpliTech Common Stock. This reflects the addition of 500 shares from the rights exercise and the elimination of his remaining Series A Rights position.

What are the Series A Rights referenced in the AMPG Form 4 filing?

The Series A Rights were derivative securities acquired on January 14, 2026 through unit subscription rights in AmpliTech’s Units Rights Offering. They entitled the holder to acquire Common Stock at $5.00 per share before expiration.

When did the AmpliTech (AMPG) Series A Rights expire and when were they exercised?

Any unexercised Series A Rights expired on July 18, 2026, while the closing for the exercised rights occurred on July 22, 2026. On that date, 500 rights were exercised into 500 Common Stock shares.

Were the AMPG CEO’s share acquisitions exempt under Rule 16b-3 or a 10b5-1 plan?

The shares acquired upon exercise of the Series A Rights are described as exempt from reporting under Rule 16b-3. The transactions are not indicated as made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/24/2026 - 04:30 PM Accepted by SEC EDGAR 07/24/2026 - 04:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Maqbool Fawad

(Last) (First) (Middle)

C/O AMPLITECH GROUP, INC

155 PLANT AVENUE

(Street)

HAUPPAUGE, NEW YORK 11788

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AmpliTech Group, Inc. [ AMPG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	07/22/2026		M(1)		500	A	$5	2,714,364	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series A Rights(1)	$5	07/22/2026(1)		M			500	01/14/2026(1)	07/18/2026	Common Stock	500	(1)	0(2)	D

Explanation of Responses:

1. On January 14, 2026, the Reporting Person acquired the Series A Rights in connection with the exercise of unit subscription rights issued to the Reporting Person and other stockholders and eligible warrantholders on a pro rata basis in the Issuer's Units Rights Offering. The closing for the Series A Rights occurred on July 22, 2026. The shares acquired upon exercise of the Series A Rights are exempt from reporting under Rule 16b-3.

2. By the terms of the Series A Rights, any unexercised Series A Rights expired on July 18, 2026.

	/s/ Fawad Maqbool	07/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)