STOCK TITAN

Alpha Metallurgical (NYSE: AMR) director granted 649 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SMITH DANIEL D reported acquisition or exercise transactions in this Form 4 filing.

Alpha Metallurgical Resources director Daniel D. Smith received an equity grant. On May 6, 2026, he was awarded 649 shares of common stock in the form of restricted stock units at no cash cost. These units are scheduled to vest on May 5, 2027. After this grant, Smith directly holds 7,748 shares.

Positive

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Insider SMITH DANIEL D
Role null
Type Security Shares Price Value
Grant/Award Common Stock, $0.01 par value per share 649 $0.00 --
Holdings After Transaction: Common Stock, $0.01 par value per share — 7,748 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 649 shares Restricted stock units granted on May 6, 2026
Grant price $0.00 per share Equity compensation award, not market purchase
Post-grant holdings 7,748 shares Total common stock directly held after transaction
Vesting date May 5, 2027 RSUs convert to fully owned shares at vesting
restricted stock units financial
"Represents a grant of restricted stock units that will vest on May 5, 2027."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vest financial
"grant of restricted stock units that will vest on May 5, 2027."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SMITH DANIEL D

(Last)(First)(Middle)
340 MARTIN LUTHER KING JR. BLVD.

(Street)
BRISTOL TENNESSEE 37620

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Alpha Metallurgical Resources, Inc. [ AMR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.01 par value per share05/06/2026A649(1)A$07,748D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock units that will vest on May 5, 2027.
/s/ William Phillips, attorney-in-fact05/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AMR director Daniel D. Smith report?

Daniel D. Smith reported receiving 649 shares of Alpha Metallurgical Resources common stock as a restricted stock unit grant. This was a compensation award at no cash cost, not an open-market stock purchase or sale.

When do Daniel D. Smith’s new AMR restricted stock units vest?

The 649 restricted stock units granted to Daniel D. Smith are scheduled to vest on May 5, 2027. Vesting means the units convert into shares he fully owns, subject to any company-specific conditions that may apply.

How many AMR shares does Daniel D. Smith hold after this Form 4?

Following the May 6, 2026 restricted stock unit grant, Daniel D. Smith directly holds 7,748 shares of Alpha Metallurgical Resources common stock. This figure reflects his position immediately after the reported award transaction.

Was Daniel D. Smith’s AMR transaction a market buy or sell?

The transaction was a grant of 649 restricted stock units at a price of $0.00 per share, categorized as a grant or award acquisition. It was not an open-market purchase or sale of Alpha Metallurgical Resources stock.

What does a restricted stock unit grant mean for AMR insiders?

A restricted stock unit grant gives an insider the right to receive company shares at a future vesting date. For AMR, Daniel D. Smith’s 649-unit award will vest on May 5, 2027, aligning part of his compensation with long-term shareholder value.