STOCK TITAN

Alpha Metallurgical (NYSE: AMR) director receives 649-share RSU equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Baker De Neufville Joanna reported acquisition or exercise transactions in this Form 4 filing.

Alpha Metallurgical Resources director Joanna Baker De Neufville received an equity grant of 649 shares of common stock in the form of restricted stock units. The grant was made on May 6, 2026 at a price of $0.00 per share and will vest on May 5, 2027. After this award, she directly owns 7,662 shares of common stock. A separate entry shows 3,100 shares held indirectly by her spouse, reflecting additional family ownership reported on the same date.

Positive

  • None.

Negative

  • None.
Insider Baker De Neufville Joanna
Role null
Type Security Shares Price Value
Grant/Award Common Stock, $0.01 par value per share 649 $0.00 --
holding Common Stock, $0.01 par value per share -- -- --
Holdings After Transaction: Common Stock, $0.01 par value per share — 7,662 shares (Direct, null); Common Stock, $0.01 par value per share — 3,100 shares (Indirect, By Spouse)
Footnotes (1)
  1. [object Object]
RSU grant size 649 shares Restricted stock units granted on May 6, 2026
Grant price per share $0.00 per share Equity compensation award, not open-market purchase
Direct holdings after grant 7,662 shares Common stock held directly after RSU award
Indirect spouse holdings 3,100 shares Common stock reported as owned indirectly by spouse
Vesting date May 5, 2027 Date when 649 restricted stock units vest
restricted stock units financial
"Represents a grant of restricted stock units that will vest on May 5, 2027."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
grant/award acquisition financial
"transaction_action: grant/award acquisition for 649.0000 shares at $0.0000"
indirect ownership financial
"ownership_type: indirect with nature_of_ownership described as By Spouse"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Baker De Neufville Joanna

(Last)(First)(Middle)
340 MARTIN LUTHER KING JR BLVD

(Street)
BRISTOL TENNESSEE 37620

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Alpha Metallurgical Resources, Inc. [ AMR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.01 par value per share05/06/2026A649(1)A$07,662D
Common Stock, $0.01 par value per share3,100IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock units that will vest on May 5, 2027.
/s/ William Phillips, attorney-in-fact05/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AMR director Joanna Baker De Neufville report?

Joanna Baker De Neufville reported receiving an equity grant of 649 restricted stock units of Alpha Metallurgical Resources common stock. The award is compensation-related rather than an open-market purchase, reflecting additional equity-based incentives instead of a discretionary buy in the market.

How many AMR shares did Joanna Baker De Neufville hold after the grant?

Following the grant, Joanna Baker De Neufville directly held 7,662 shares of Alpha Metallurgical Resources common stock. The filing also reports 3,100 shares held indirectly by her spouse, giving investors a fuller view of her and her family’s reported ownership position.

What are the vesting terms of the 649 AMR restricted stock units?

The 649 restricted stock units granted to Joanna Baker De Neufville will vest on May 5, 2027. Vesting means the units convert into shares she fully owns at that date, subject to any continuing service or conditions described in the underlying equity award arrangements.

Was there any cash price paid for the 649 AMR shares granted?

The filing shows a price of $0.00 per share for the 649-share grant, indicating it is a compensation award rather than a purchase. Such grants typically form part of a director’s equity compensation package instead of requiring an out-of-pocket cash payment.

What does indirect ownership by spouse mean in the AMR Form 4 filing?

Indirect ownership by spouse means 3,100 Alpha Metallurgical Resources shares are held in the name of Joanna Baker De Neufville’s spouse. These shares are reported as part of her beneficial ownership, even though they are not held directly in her own name.