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Alpha Metallurgical (AMR) CCO reports 2,412-share grant and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Alpha Metallurgical Resources (AMR) Chief Commercial Officer Daniel E. Horn reported equity compensation and related tax withholding transactions. On January 21, 2026, he was granted 2,412 shares of common stock at $0 per share, representing restricted stock units that will vest in equal installments on each of the first three anniversaries of January 21, 2026. This brought his directly owned common shares to 7,401.

On January 22, 2026, 407 shares of common stock at a price of $234.89 per share were withheld to cover tax liabilities tied to previously disclosed restricted stock units, reducing his directly owned holdings to 6,994 shares of AMR common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Horn Daniel E.

(Last) (First) (Middle)
340 MARTIN LUTHER KING JR. BLVD.

(Street)
BRISTOL TN 37620

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alpha Metallurgical Resources, Inc. [ AMR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Commercial Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/21/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.01 par value per share 01/21/2026 A 2,412(1) A $0 7,401 D
Common Stock, $0.01 par value per share 01/22/2026 F 407(2) D $234.89 6,994 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock units that will vest in equal installments on each of the first three anniversaries of January 21, 2026.
2. Represents shares withheld for the payment of tax liability in connection with the vesting and settlement of previously disclosed restricted stock units.
/s/ William Phillips, attorney-in-fact 01/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did AMR Chief Commercial Officer Daniel E. Horn report?

Daniel E. Horn reported two transactions in AMR common stock. On January 21, 2026, he acquired 2,412 shares at $0 per share as part of a restricted stock unit grant. On January 22, 2026, 407 shares at $234.89 per share were withheld to satisfy tax liabilities related to previously disclosed restricted stock units.

How many Alpha Metallurgical Resources (AMR) shares does Daniel E. Horn own after these transactions?

After the January 22, 2026 tax withholding transaction, Daniel E. Horn directly owns 6,994 shares of Alpha Metallurgical Resources common stock.

What are the vesting terms of Daniel E. Horn’s new AMR restricted stock units?

The 2,412-share grant reported on January 21, 2026 represents restricted stock units that will vest in equal installments on each of the first three anniversaries of January 21, 2026.

Why were 407 AMR shares withheld in Daniel E. Horn’s Form 4 filing?

The 407 AMR shares reported with transaction code “F” on January 22, 2026 were withheld to pay tax liabilities arising from the vesting and settlement of previously disclosed restricted stock units.

Is Daniel E. Horn’s Form 4 transaction direct or indirect ownership in AMR?

Both reported transactions relate to AMR common stock held directly by Daniel E. Horn, as indicated by the direct ownership designation in the filing and the absence of any indirect ownership footnote.

What role does Daniel E. Horn hold at Alpha Metallurgical Resources (AMR)?

In this Form 4, Daniel E. Horn is identified as an officer of Alpha Metallurgical Resources, serving as the company’s Chief Commercial Officer.

Alpha Metallurgical Resources Inc

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3.02B
11.18M
11.34%
90.87%
9.44%
Coking Coal
Bituminous Coal & Lignite Surface Mining
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United States
BRISTOL