A-Mark Precious SEC Filings

A‑Mark Precious Metals (AMRK) reported a director’s equity award. On 11/12/2025, the reporting person acquired 4,564 shares of common stock at $0 through a grant of compensatory restricted stock units exempt under Rule 16b‑3. Each unit represents the right to receive one share.

Following the transaction, the filing shows 685,268 shares beneficially owned directly, plus indirect holdings of 766,000 shares by the Jeffrey D. Benjamin 2012 Family Trust and 174,240 shares by a spouse’s 2012 Family Trust.

A‑Mark Precious Metals (AMRK) reported results from its virtual annual meeting held on November 12, 2025. Of the 24,644,386 shares outstanding as of September 18, 2025, 17,577,398 shares were represented, a 71.32% quorum.

Stockholders elected all director nominees to serve until the 2026 annual meeting. They also approved, on an advisory basis, fiscal 2025 executive compensation with 76.44% of votes cast in favor, and ratified Grant Thornton LLP as independent auditor for fiscal 2026 with 99.15% support.

A-Mark Precious Metals (AMRK) reported a mixed quarter. For the three months ended September 30, 2025, revenue rose to $3,680,766 thousand from $2,715,096 thousand as trading volumes and related activity increased. Gross profit improved to $72,897 thousand from $43,443 thousand, but higher operating costs weighed on results.

Selling, general and administrative expenses were $59,822 thousand versus $26,617 thousand a year ago, and depreciation and amortization reached $7,583 thousand versus $4,709 thousand. Interest expense was $12,600 thousand. The quarter posted a net loss attributable to the Company of $939 thousand, or $0.04 per diluted share, compared with net income of $8,984 thousand last year.

Cash from operating activities was a positive $195,417 thousand, reflecting working capital movements including higher deferred revenue and derivative balances. Total assets were $2,579,371 thousand, including inventories of $1,223,094 thousand. Lines of credit were $290,000 thousand. Deferred revenue and other advances increased to $779,621 thousand. Shares outstanding were 24,644,386 as of October 31, 2025.

A‑Mark Precious Metals, Inc. filed an 8‑K announcing financial results for its fiscal first quarter ended September 30, 2025. The Company issued a press release detailing the results, which is attached as Exhibit 99.1.

The Item 2.02 information is furnished and is not deemed “filed” under the Exchange Act or incorporated by reference unless specifically stated. A‑Mark’s common stock trades on the Nasdaq Global Select Market under the symbol AMRK.

A-Mark Precious Metals filed a Definitive Proxy Statement for the 2025 Annual Meeting outlining four proposals: election of ten directors, advisory approval of fiscal 2025 NEO compensation, ratification of Grant Thornton LLP as auditor for the year ending June 30, 2026, and other business. It describes voting methods (internet, telephone, mail, virtual meeting) and vote standards for each proposal. The filing discloses beneficial ownership as of September 18, 2025 based on 24,644,386 shares outstanding, including notable holdings: Jeffrey D. Benjamin 1,620,944 shares; William A. Richardson 3,011,409 shares (including 1,847,192 held by Silver Bow Ventures LLC, ~8.0%); Gregory N. Roberts 2,724,194 shares (including options totaling 816,460 exercisable within 60 days).

Executive pay disclosures show median employee 2025 total compensation of $65,043 and the CEO’s annual total compensation was ~19.8x that median. Fiscal 2025 pre-tax profit was $21.3 million, below target thresholds tied to incentive awards, so the Compensation Committee authorized no payouts of the pre-tax-profit portion of annual incentives for the CEO, President and COO; limited discretionary bonuses were paid. Total stockholder return (TSR) was -29.7% for one year, -7.8% annualized for three years and +44.3% for five years. Director compensation and equity-award practices, severance and change-in-control terms, and audit-fee categories are described.

A-Mark Precious Metals director Michael R. Wittmeyer reported a sale of 4,000 shares of the company's common stock on 09/16/2025. The Form 4 shows the shares were disposed of with no cash price reported on the form and that following the transaction Mr. Wittmeyer beneficially owned 288,535 shares. The filing was executed by a power of attorney on 09/18/2025.

John Moorhead, a director of A-Mark Precious Metals, Inc. (AMRK), reported a sale of 2,600 shares of the company’s common stock on 09/15/2025 at a price of $26.97 per share. After this transaction he beneficially owned 32,974 shares, held directly. The Form 4 was signed by an authorized attorney on 09/17/2025. The filing discloses a routine insider sale and shows continued disclosure compliance.

Jess M. Ravich, a director of A-Mark Precious Metals, Inc. (AMRK), reported the sale of shares on 09/12/2025. The Form 4 shows a disposition of 25,000 shares of A-Mark common stock sold at a weighted average price of $26.50 per share, with individual trade prices ranging from $26.50 to $26.595. Following the reported transactions, the filing lists several indirect holdings: 183,580 shares held by the Ravich Revocable Trust of 1989, 9,900 shares held by the Jess M Ravich Def Pen PL Trust, and 21,860 shares indicated as held by exemption under the Ravich Rev of 1999. The Form 4 is signed by Carol Meltzer by power of attorney on 09/15/2025.

A shareholder of A-Mark Precious Metals, Inc. (AMRK) filed a Form 144 to notify a proposed sale of equity. The filing reports an intended sale of 2,600 common shares through Fidelity Brokerage Services LLC on NASDAQ on 09/15/2025 with an aggregate market value of $71,188. The shares were acquired as a stock award from the issuer on 01/22/2021 and were issued as compensation. The filer reports no sales of the issuer's securities in the past three months and affirms they are not aware of undisclosed material adverse information about the issuer.