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Amesite (AMST) director’s trust converts 41,322 RSUs into shares, now holding 143,699

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Amesite Inc. director Gilbert S. Omenn, through the Gilbert S. Omenn Revocable Trust, exercised 41,322 restricted stock units into the same number of Amesite common shares on March 7, 2026. These RSUs were granted on March 7, 2025 and vested one year later. Following the transaction, the trust holds 143,699 shares of Amesite common stock indirectly. This is a compensation-related derivative exercise with no open-market buying or selling disclosed.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
OMENN GILBERT S

(Last) (First) (Middle)
C/O AMESITE INC.
607 SHELBY STREET, SUITE 700 PMB 214

(Street)
DETROIT MI 48226

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Amesite Inc. [ AMST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/07/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/07/2026 M 41,322 A (1) 143,699 I By Gilbert S. Omenn Revocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 03/07/2026 M 41,322 (1) (1) Common Stock 41,322 $0 0 I By Gilbert S. Omenn Revocable Trust
Explanation of Responses:
1. The reported restricted stock units were granted on March 7, 2025 and vested on March 7, 2026.
2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.
/s/ Ann Marie Sastry, Ph.D., Attorney-in-Fact 03/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Amesite (AMST) disclose for Gilbert S. Omenn?

Amesite disclosed that director Gilbert S. Omenn’s revocable trust exercised 41,322 restricted stock units into 41,322 common shares. The transaction reflects compensation vesting rather than an open-market purchase or sale, and is reported as an indirect holding through the trust.

How many Amesite (AMST) shares does the Omenn trust hold after this Form 4?

After the reported transaction, the Gilbert S. Omenn Revocable Trust holds 143,699 Amesite common shares indirectly. This total includes the 41,322 shares received from the vested restricted stock units exercised on March 7, 2026 as part of Omenn’s director compensation.

Were the Amesite (AMST) RSUs for Gilbert S. Omenn newly granted or vesting?

The restricted stock units for Gilbert S. Omenn were granted on March 7, 2025 and vested on March 7, 2026. The Form 4 shows the vesting and conversion of these RSUs into Amesite common shares, rather than a new equity award grant on the filing date.

Did Gilbert S. Omenn buy or sell Amesite (AMST) shares on the market?

The filing does not show any open-market buying or selling by Gilbert S. Omenn. It reports a derivative exercise where vested restricted stock units converted into common shares held by his revocable trust, a routine compensation event rather than a discretionary trade.

How are the Amesite (AMST) shares held for Gilbert S. Omenn after this transaction?

The shares are held indirectly by the Gilbert S. Omenn Revocable Trust. The Form 4 identifies the ownership type as indirect and lists the trust as the nature of ownership, meaning the position is attributed to the trust associated with the director.

What does each Amesite (AMST) restricted stock unit represent in this Form 4?

Each restricted stock unit represents a contingent right to receive one share of Amesite common stock or its cash equivalent. Upon vesting on March 7, 2026, 41,322 RSUs converted into 41,322 Amesite common shares for the Gilbert S. Omenn Revocable Trust.
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