Deferred stock grant lifts Amesite (NASDAQ: AMST) director’s indirect stake

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

OMENN GILBERT S reported acquisition or exercise transactions in this Form 4 filing.

Amesite Inc. director Gilbert S. Omenn, through the Gilbert S. Omenn Revocable Trust, received a grant of 6,522 restricted stock units on March 31, 2026. Each unit represents one share of Amesite common stock or its cash equivalent, awarded in lieu of cash director fees based on the quarter-end closing share price. The deferred stock units or cash equivalent will be delivered after he leaves the board or upon an earlier change in control. Following this award, the trust’s indirect holdings reported in this line total 74,783 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider OMENN GILBERT S

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	6,522	$0.00	--

Holdings After Transaction: Restricted Stock Units — 74,783 shares (Indirect, By Gilbert S. Omenn Revocable Trust)

Footnotes (1)

Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share. The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

Key Figures

RSUs granted: 6,522 units Underlying common shares: 6,522 shares Total holdings after transaction: 74,783 shares +1 more

4 metrics

RSUs granted 6,522 units Restricted stock units granted on March 31, 2026

Underlying common shares 6,522 shares Each RSU equals one Amesite common share or cash equivalent

Total holdings after transaction 74,783 shares Indirect holdings reported for the trust following the award

Grant price per unit $0.00 per unit Compensation grant, not an open-market purchase

Key Terms

Restricted Stock Units, deferred stock units, change in control, indirect ownership

4 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

deferred stock units financial

"The reported securities were issued as "deferred stock units" in lieu of cash compensation"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

change in control financial

"issued to the reporting person upon completion of service ... or, if earlier, a change in control"

A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.

indirect ownership financial

"direct_or_indirect: "I", nature_of_ownership: "By Gilbert S. Omenn Revocable Trust""

Form 4 Insider Transactions: What Each Field Means →

04/01/2026 - 06:52 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

OMENN GILBERT S

(Last)

(First)

(Middle)

C/O AMESITE INC.

607 SHELBY STREET, SUITE 700 PMB 214

(Street)

DETROIT

MICHIGAN

48226

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Amesite Inc. [ AMST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/31/2026		A		6,522		⁽²⁾	⁽²⁾	Common Stock	6,522	$0	74,783	I	By Gilbert S. Omenn Revocable Trust

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

2. The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

	/s/ Ann Marie Sastry, Ph.D., Attorney-in-Fact for Gilbert S. Omenn	04/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Amesite (AMST) disclose for director Gilbert S. Omenn?

Amesite disclosed that director Gilbert S. Omenn’s revocable trust received 6,522 restricted stock units. These were granted as deferred stock units instead of cash fees, increasing the trust’s reported indirect holdings linked to this grant line to 74,783 shares.

Were the Amesite (AMST) shares bought or sold on the open market in this Form 4?

No open-market trade occurred. The Form 4 reports a grant of 6,522 restricted stock units as compensation, issued at a price of $0.00 per unit, rather than a purchase or sale on the public market by the director or the trust.

How many Amesite (AMST) shares does the reported trust hold after this RSU grant?

After the reported grant, the Form 4 shows 74,783 shares associated with the trust for this transaction line. This figure reflects total indirect holdings tied to these units following the award, not an additional open-market accumulation of shares.

When will the deferred stock units for Amesite (AMST) director compensation be delivered?

The deferred stock units or their cash equivalent will be delivered when Gilbert S. Omenn’s service on the board ends. Alternatively, they can be delivered earlier if a change in control of Amesite occurs, according to the Form 4 footnote disclosure.

How was the number of Amesite (AMST) deferred stock units for the director calculated?

The 6,522 deferred stock units were calculated using the closing share price on the last day of the quarter. This converts the director’s earned cash compensation for board service into an equivalent number of stock-based units instead of paying cash.