Amesite director Omenn’s trust gets 12,121 stock units

Q: How many AMST restricted stock units did Gilbert S. Omenn’s trust acquire?

Gilbert S. Omenn Revocable Trust acquired 12,121 restricted stock units on September 30, 2026. They were issued as deferred stock units in lieu of cash compensation earned for Gilbert S. Omenn’s board service.

Amesite Inc. (AMST) director Gilbert S. Omenn’s revocable trust acquired 12,121 restricted stock units on September 30, 2026, issued as deferred stock units in lieu of cash compensation earned for board service.

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Rhea-AI Filing Summary

Amesite Inc. (AMST) director Gilbert S. Omenn’s revocable trust acquired 12,121 restricted stock units on September 30, 2026, issued as deferred stock units in lieu of cash compensation earned for board service. The number of units was calculated using the closing share price on the quarter’s last day. The reported resulting position was 95,927 restricted stock units. Each unit represents a contingent right to receive one common share and/or its cash equivalent upon completion of board service or earlier upon a change in control.

Insider Trade Summary

Grant/Award: 12,121 shares

Grant/Award 1 txn

Insider OMENN GILBERT S

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units ^{F1, F2}	12,121	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 95,927 contracts (Indirect, By Gilbert S. Omenn Revocable Trust)

Footnotes (2)

F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.
F2. The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

Key Figures

Restricted stock units acquired: 12,121 units Reported resulting position: 95,927 restricted stock units Right represented by each restricted stock unit: One AMST common share and/or its cash equivalent

3 metrics

Restricted stock units acquired 12,121 units September 30, 2026; held by Gilbert S. Omenn Revocable Trust

Reported resulting position 95,927 restricted stock units Following the September 30, 2026 transaction

Right represented by each restricted stock unit One AMST common share and/or its cash equivalent Contingent right described for each unit

Key Terms

restricted stock unit, deferred stock units, change in control

3 terms

restricted stock unit financial

"Each restricted stock unit ("RSU") represents a contingent right"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

deferred stock units financial

"issued as "deferred stock units" in lieu of cash compensation"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

change in control regulatory

"or, if earlier, a change in control"

A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.

FAQ

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How many AMST restricted stock units did Gilbert S. Omenn’s trust acquire?

Gilbert S. Omenn Revocable Trust acquired 12,121 restricted stock units on September 30, 2026. They were issued as deferred stock units in lieu of cash compensation earned for Gilbert S. Omenn’s board service.

When can Gilbert S. Omenn’s AMST deferred stock units be issued?

The deferred stock units or cash equivalent are to be issued upon completion of Gilbert S. Omenn’s board service or, if earlier, upon a change in control. Each unit represents a contingent right to receive one AMST common share and/or its cash equivalent.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 04:05 PM Accepted by SEC EDGAR 10/02/2026 - 04:05 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

OMENN GILBERT S

(Last)

(First)

(Middle)

C/O AMESITE INC.

607 SHELBY STREET, SUITE 700 PMB 214

(Street)

DETROIT

MICHIGAN

48226

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Amesite Inc. [ AMST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	09/30/2026		A		12,121		⁽²⁾	⁽²⁾	Common Stock	12,121	$0	95,927	I	By Gilbert S. Omenn Revocable Trust

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

2. The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

	/s/ Ann Marie Sastry, Ph.D., Attorney-in-Fact for Gilbert S. Omenn	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR