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Aemetis (AMTX) director receives 10,000-share stock grant as board pay

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BLOCK JOHN R reported acquisition or exercise transactions in this Form 4 filing.

Aemetis, Inc. director John R. Block received a grant of 10,000 shares of Common Stock at $2.64 per share. The award was issued as compensation for his service on the Board of Directors under the Aemetis, Inc. Amended and Restated 2019 Stock Plan. Following this grant, he holds 56,330 shares of Aemetis Common Stock directly.

Positive

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Negative

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BLOCK JOHN R

(Last)(First)(Middle)
ONE JOHN DEERE PLACE

(Street)
MOLINE ILLINOIS 61265

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AEMETIS, INC [ AMTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)03/19/2026A10,000A$2.6456,330D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan as compensation for service on the Board of Directors.
/s/Todd Waltz attorney-infact03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AEMETIS, INC (AMTX) report for John R. Block?

AEMETIS, INC reported that director John R. Block received a grant of 10,000 Common Stock shares. The shares were awarded as compensation for his Board service under the company’s Amended and Restated 2019 Stock Plan at a value of $2.64 per share.

Was the AMTX Form 4 transaction an open-market buy or a stock grant?

The AMTX Form 4 shows a stock grant, not an open-market purchase. John R. Block acquired 10,000 Common Stock shares as a compensation award for his Board role, issued under Aemetis’ Amended and Restated 2019 Stock Plan at $2.64 per share.

How many AEMETIS (AMTX) shares does John R. Block hold after this grant?

After the reported grant, John R. Block holds 56,330 AEMETIS Common Stock shares directly. This total includes the 10,000-share award reported in the Form 4, which was granted as compensation for his ongoing service on the company’s Board of Directors.

What price was used to value the AEMETIS (AMTX) stock grant to John R. Block?

The 10,000-share stock grant to John R. Block was valued at $2.64 per share. This price is the reported transaction price per share for the Common Stock awarded as compensation under the Aemetis, Inc. Amended and Restated 2019 Stock Plan.

Why did AEMETIS (AMTX) grant shares to director John R. Block?

AEMETIS granted 10,000 Common Stock shares to director John R. Block as compensation for his service on the Board of Directors. The award was issued pursuant to the company’s Amended and Restated 2019 Stock Plan rather than through an open-market transaction.

Is the AMTX Form 4 transaction for John R. Block considered a buy or a compensation award?

The AMTX Form 4 transaction is a compensation award, not a traditional market buy. John R. Block acquired 10,000 shares through a grant categorized as a grant, award, or other acquisition, tied directly to his Board service compensation package.
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