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Aemetis (AMTX) director John R. Block granted 12,000 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Aemetis director John R. Block received a grant of 12,000 shares of Aemetis common stock on 01/22/2026 at a price of $1.54 per share. The shares were granted under the Aemetis, Inc. Amended and Restated 2019 Stock Plan as compensation for his service on the Board of Directors.

After this award, he beneficially owns 46,330 shares of Aemetis common stock in direct form.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BLOCK JOHN R

(Last) (First) (Middle)
20400 STEVENS CREEK BLVD, SUITE 700

(Street)
CUPERTINO CA 95014

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AEMETIS, INC [ AMTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/22/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 01/22/2026 A 12,000 A $1.54 46,330 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan as compensation for service on the Board of Directors.
Remarks:
/s/Todd Waltz attorney-infact 01/28/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Aemetis (AMTX) report for John R. Block?

Aemetis reported that director John R. Block received a grant of 12,000 shares of common stock. The grant was made on January 22, 2026, as compensation for his service on the Board of Directors under the company’s 2019 Stock Plan.

At what price were the Aemetis (AMTX) shares granted to director John R. Block?

The 12,000 Aemetis common shares granted to director John R. Block carried a price of $1.54 per share. This reflects the value used for reporting the equity compensation he received for his Board of Directors service on January 22, 2026.

How many Aemetis (AMTX) shares does John R. Block own after this Form 4 transaction?

Following the grant, John R. Block beneficially owns 46,330 shares of Aemetis common stock. All of these shares are reported as directly held, reflecting his updated ownership position after the January 22, 2026 stock award.

What is the source of the 12,000-share grant reported for Aemetis (AMTX) director John R. Block?

The 12,000-share grant to John R. Block comes from the Aemetis, Inc. Amended and Restated 2019 Stock Plan. The shares were issued as equity compensation for his ongoing service on the company’s Board of Directors, as described in the filing’s footnote.

Is the Aemetis (AMTX) stock transaction for John R. Block a purchase or a grant?

The transaction is a grant of common stock, not an open-market purchase. Aemetis awarded 12,000 shares to director John R. Block under its 2019 Stock Plan as compensation for Board service, with a reported price of $1.54 per share.
Aemetis

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