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Royce & Associates reports beneficial ownership of 1,137,589 shares of Andersen Group Inc Class A common stock, representing 8.44% of the class. Royce & Associates has sole voting and sole dispositive power over all reported shares, with no shared authority.
The position is held for investment management clients of Royce & Associates, LP, an indirect majority-owned subsidiary of Franklin Resources, Inc. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. Royce & Associates disclaims pecuniary interest and beneficial ownership beyond Rule 13d-3 and indicates it is not part of a group with Franklin Resources, its affiliates, or their principal shareholders.
Franklin Resources, Inc. and affiliates report beneficial ownership of Andersen Group Inc. Class A common stock. Through Franklin Advisers, Inc. and related investment management subsidiaries, they report beneficial ownership of 904,544 shares, representing 6.7% of the class.
Franklin Advisers, Inc. has sole voting and dispositive power over 879,309 shares and shared voting and dispositive power over 25,235 shares. Franklin Small Cap Growth Fund, a series of Franklin Strategic Series, has an interest in 751,480 shares, or 5.6% of the class. Franklin Resources, the principal shareholders Charles B. Johnson and Rupert H. Johnson, Jr., and the investment management subsidiaries state that they may be deemed beneficial owners under Rule 13d-3 but disclaim pecuniary interest and that they form a group.
JPMorgan Chase & Co. has filed Amendment No. 1 to a Schedule 13G reporting beneficial ownership of Andersen Group Inc. Class A common stock. JPMorgan reports beneficial ownership of 1,412,823 shares of Class A common stock, representing 10.4% of the class. It reports sole voting power over 1,365,521 shares and sole dispositive power over 1,412,823 shares, with no shared voting or dispositive power. The filing attributes the holdings to subsidiaries including JPMorgan Asset Management (UK) Limited, JPMorgan Chase Bank, National Association, and J.P. Morgan Investment Management Inc., and states that no other person is known to have rights to receive dividends or sale proceeds over more than 5% of the class.
Durable Capital Master Fund LP, an entity associated with Durable Capital Partners LP, reported an open-market sale of 336,736 shares of Andersen Group Inc. Class A common stock at $40.01 per share. After this transaction, the fund continues to hold 1,333,749 shares indirectly. The filing notes that Durable Capital Partners LP, as investment adviser, has sole voting and investment power over these securities, and related parties disclaim beneficial ownership except for any pecuniary interest.
Andersen Group Inc. entered into a new $50.0 million asset-based revolving credit facility with JPMorgan Chase Bank, N.A. The three-year facility can be used for general corporate purposes, refinancing existing debt, permitted acquisitions, and working capital.
Borrowing capacity is tied to a borrowing base that includes up to 85% of eligible corporate client accounts receivable, and includes a $5.0 million letter of credit sublimit, with about $1.3 million already issued. The loan is guaranteed by key subsidiaries and secured by a first lien on substantially all assets of the loan parties.
Borrowings bear interest at Term SOFR plus 175 basis points, with a 25 basis point unused line fee and a 25 basis point upfront fee. The agreement contains a springing fixed charge coverage ratio covenant of 1.00x if availability falls below 25% of the line cap, as well as detailed limits on distributions, investments, and acquisitions, and customary events of default.
Andersen Group Inc. reported the results of its Annual Meeting of Stockholders held in virtual format on June 22, 2026. Stockholders voted as a single class to elect eight directors to serve until the 2027 annual meeting, with each nominee receiving over 1.00 billion votes in favor and minimal votes withheld, plus broker non-votes.
As of the April 23, 2026 record date, there were 112,485,744 shares outstanding, consisting of 12,951,358 shares of Class A common stock and 99,534,386 shares of Class B common stock. Class A carried one vote per share and Class B carried 10 votes per share. Stockholders also ratified the appointment of BDO USA, P.C. as independent registered public accounting firm for the year ending December 31, 2026, with 1,005,590,786 votes for, 5,241 against, and 1,401 abstentions.
Andersen Group Inc. director Robert V. Gunderson Jr. reported an open-market purchase of 2,367 shares of Class A Common Stock at $35.82 per share. Following this transaction, he directly holds 15,000 shares, indicating a modest increase in his personal investment in the company.
Andersen Group Inc. ownership disclosure: this Schedule 13G/A (Amendment No. 3) reports that subsidiaries of Brown Advisory Inc. beneficially own 2,516,555 shares of Class A common stock, representing 19.89% of the class as reported. The filing lists sole voting power of 2,154,479 shares for Brown Advisory Inc. and breaks out related subsidiary holdings and voting/dispositive powers. The filing is signed by the Chief Compliance Officer on 05/15/2026.
Andersen Group Inc. reported a Schedule 13G filing showing that Baron-related filers beneficially own 7.12% totaling 900,149 shares of Class A common stock as of 03/31/2026. The filing lists shared voting power and shared dispositive power of 900,149 shares held by BAMCO, Baron Capital Group, Ronald Baron and related entities. The filing states advisory clients of BAMCO and BCM have the right to receive dividends or proceeds from sales in client accounts. The Schedule is signed by Ronald Baron on 05/15/2026.
Andersen Group Inc. ownership update: Driehaus Capital Management LLC reports beneficial ownership of 560,207 shares of Class A Common Stock, representing 4.43% of the class as of 03/31/2026. The filing is an amendment to a prior Schedule 13G and is signed on 05/15/2026.
The filing shows shared voting and dispositive power over the reported shares (560,207). The schedule is filed under Section 13 and confirms ownership of 5% or less of the class.