AleAnna (ANNA) CFO surrenders 16,377 shares for taxes on PSU vesting

Rhea-AI Filing Summary

AleAnna, Inc. reported equity compensation activity for Chief Financial Officer Ronald Ivan Edward. On August 5, 2026, 35,557 performance stock units (PSUs) previously granted on October 29, 2025 vested upon achievement of specified performance criteria and converted into 35,557 shares of Class A common stock on a one-for-one basis. On the same date, 16,377 shares of common stock were surrendered to AleAnna, Inc. at $2.44 per share in connection with the reporting person’s tax withholding obligations related to this vesting event.

Insider Trade Summary

Net Buyer: 19,180 shares

Net Buy 2 txns

Insider Ronald Ivan Edward

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	35,557	$0.00	$0.00
Tax Withholding	Common Stock F3	16,377	$2.44	$40K

Holdings After Transaction: Common Stock — 170,086 shares (Direct)

Footnotes (3)

1. F1. On October 29, 2025, the Reporting Person was granted performance stock units ("PSUs") of AleAnna, Inc. (the "Issuer"), the vesting of which was subject to certain performance conditions. The number of shares reported represents the number of PSUs that vested as a result of the achievement of such performance criteria.
2. F2. PSUs convert into Class A common stock on a one-for-one basis.
3. F3. Such shares were surrendered to the Issuer in connection with tax withholding obligations of the Reporting Person.

Key Figures

PSUs vested: 35,557 shares PSUs conversion ratio: 1-to-1 Shares surrendered for taxes: 16,377 shares +3 more

6 metrics

PSUs vested 35,557 shares Performance stock units vested and converted into Class A common stock on August 5, 2026

PSUs conversion ratio 1-to-1 PSUs convert into Class A common stock on a one-for-one basis

Shares surrendered for taxes 16,377 shares Shares surrendered to the issuer for tax withholding obligations related to PSU vesting

Tax withholding share price $2.44 per share Value applied to shares surrendered in connection with tax withholding obligations

Transaction date August 5, 2026 Date of PSU vesting and related tax-withholding share surrender

Original PSU grant date October 29, 2025 Date the performance stock units were granted to the reporting person

Key Terms

performance stock units, PSUs, Class A common stock, tax withholding obligations

4 terms

performance stock units financial

"the Reporting Person was granted performance stock units ("PSUs") of AleAnna, Inc."

Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.

PSUs financial

"The number of shares reported represents the number of PSUs that vested"

PSUs are company shares promised to employees or executives that only become actual stock if the business hits specific performance targets over a set period. For investors, PSUs matter because they link pay to measurable outcomes — similar to a conditional bonus that converts into ownership — which can influence management decisions, dilution of shares, and signals about confidence in future results.

Class A common stock financial

"PSUs convert into Class A common stock on a one-for-one basis."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

tax withholding obligations financial

"Such shares were surrendered to the Issuer in connection with tax withholding obligations"

FAQ

What equity award vested for AleAnna, Inc. (ANNA) CFO Ronald Ivan Edward?

Ronald Ivan Edward had 35,557 performance stock units vest on August 5, 2026. These PSUs were originally granted on October 29, 2025 and converted into 35,557 shares of Class A common stock on a one-for-one basis after performance conditions were achieved.

How many AleAnna, Inc. (ANNA) shares were surrendered for taxes by the CFO?

The CFO surrendered 16,377 shares of AleAnna, Inc. common stock. These shares were returned to the issuer in connection with the reporting person’s tax withholding obligations arising from the vesting of performance stock units on August 5, 2026.

What was the value per share used for tax withholding on ANNA stock?

For the tax withholding-related share surrender, a price of $2.44 per share was used. At this price, 16,377 shares of AleAnna, Inc. common stock were surrendered to satisfy the reporting person’s tax withholding obligations tied to the PSU vesting.

How do the AleAnna, Inc. (ANNA) PSUs convert into common stock?

The performance stock units convert into Class A common stock on a one-for-one basis. In this event, 35,557 PSUs vested and converted into 35,557 shares of AleAnna, Inc. Class A common stock after performance criteria were achieved.

Were the ANNA CFO’s August 5, 2026 transactions under a Rule 10b5-1 plan?

The transactions were not reported as made under a Rule 10b5-1 plan. The filing’s Rule 10b5-1 checkbox is marked false, and the activity relates to PSU vesting and associated tax withholding rather than open-market trading.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/17/2026 - 04:15 PM Accepted by SEC EDGAR 08/17/2026 - 04:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ronald Ivan Edward

(Last) (First) (Middle)

300 CRESCENT COURT, SUITE 1860

(Street)

DALLAS TEXAS 75201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AleAnna, Inc. [ ANNA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/05/2026		A		35,557(1)	A	$0.00(2)	186,463	D
Common Stock	08/05/2026		F		16,377(3)	D	$2.44	170,086	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On October 29, 2025, the Reporting Person was granted performance stock units ("PSUs") of AleAnna, Inc. (the "Issuer"), the vesting of which was subject to certain performance conditions. The number of shares reported represents the number of PSUs that vested as a result of the achievement of such performance criteria.

2. PSUs convert into Class A common stock on a one-for-one basis.

3. Such shares were surrendered to the Issuer in connection with tax withholding obligations of the Reporting Person.

	/s/ Ivan Ronald	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)