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[Form 3] abrdn Total Dynamic Dividend Fund Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

The filing is an initial Form 3 for Mitchell Aron reporting his relationship to abrdn Total Dynamic Dividend Fund (AOD). He was reappointed as a Director of the Fund's Adviser effective 08/18/2025. The form states that no securities are beneficially owned by the reporting person. The filing was signed by an agent under power of attorney on 08/20/2025. This is a routine Section 16 disclosure documenting officer/adviser director status and the absence of any reportable equity stake.

Positive
  • Reappointment of Mitchell Aron as Director of the Fund's Adviser effective 08/18/2025
  • Form 3 filed and executed by authorized agent, satisfying Section 16 initial-statement procedural requirements
Negative
  • No securities beneficially owned by the reporting person as stated in the filing

Insights

TL;DR: Routine officer/director disclosure; reappointment recorded and no beneficial ownership reported.

This Form 3 documents a governance update rather than a change in ownership. Reappointment as Director of the Adviser is material to board composition and oversight but the absence of beneficial ownership means there is no immediate insider stake to disclose. For investors, this filing signals a personnel update without equity-related insider activity.

TL;DR: Compliance filing meets Section 16 initial-statement requirements; signed by POA and lists zero holdings.

The Form 3 appears complete for its purpose: it identifies the reporting person, relationship to the issuer, effective reappointment date (08/18/2025), and explicitly states zero beneficial ownership. The POA signature on 08/20/2025 satisfies execution requirements. No further disclosure obligations arise until any reportable transaction or ownership change occurs.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Mitchell Aron

(Last) (First) (Middle)
C/O ABRDN
1900 MARKET STREET, SUITE 200

(Street)
PHILADELPHIA PA 19103

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/18/2025
3. Issuer Name and Ticker or Trading Symbol
abrdn Total Dynamic Dividend Fund [ AOD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Director of Adviser
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
The Reporting Person previously served as Director of the Fund's Adviser from May 4, 2018 until July 31, 2019. The Reporting Person was reappointed as Director of the Fund's Adviser effective August 18, 2025.
No securities are beneficially owned.
/s/ Lucia Sitar by POA from Reporting Person 08/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 3 for AOD and what is their role?

The Form 3 was filed for Mitchell Aron, who is reported as a Director of the Fund's Adviser.

Does the Form 3 report any beneficial ownership for Mitchell Aron in AOD?

No; the filing explicitly states no securities are beneficially owned by the reporting person.

When did Mitchell Aron's reappointment become effective according to the filing?

The filing states the reappointment was effective on 08/18/2025.

When was the Form 3 signed and by whom?

The Form 3 was signed by Lucia Sitar by POA for the reporting person on 08/20/2025.

What triggers further Section 16 filings after this Form 3?

Any future reportable purchases, sales, or other changes in beneficial ownership by the reporting person would require subsequent Form 4 or Form 5 filings.
abrdn Total Dynamic Dividend

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