[144] Angel Oak Mortgage REIT, Inc. SEC Filing

Rhea-AI Filing Summary

Angel Oak Mortgage REIT, Inc. (AOMR) filed a Form 144 reporting a proposed sale of 595,000 shares of its common stock through J.P. Morgan Securities LLC on the NYSE with an aggregate market value of $5,950,000. The filer reports acquiring these shares on 06/21/2021 and lists an approximate sale date of 08/21/2025. Total shares outstanding are reported as 23,765,202, implying the proposed block represents roughly 2.5% of outstanding shares. The filing includes the seller's representation that they are not aware of undisclosed material adverse information.

Positive

• Regulatory compliance: The filer submitted a Form 144 and disclosed acquisition date, broker, and aggregate market value.
• Execution channel: Use of a major broker (J.P. Morgan Securities LLC) and listing on the NYSE facilitate orderly execution.

Negative

• None.

Insights

Securities Analyst

TL;DR: A disclosed insider/block sale of 595,000 shares (~2.5% of float) scheduled via J.P. Morgan, likely routine liquidity rather than a control event.

The filing shows a sizable but not controlling proposed disposition: 595,000 shares valued at $5.95M against 23.77M shares outstanding. The use of a major broker and Rule 144 notice indicates an attempt to comply with resale requirements for restricted/affiliate shares acquired on 06/21/2021. Absent other disclosures (no sales in past 3 months reported, no relationship to issuer specified), this looks like a scheduled resale rather than an emergency or forced sale. Investors should note timing and execution risks associated with block trades on a single day.

Corporate Governance Expert

TL;DR: The Form 144 is a standard compliance filing showing an insider/affiliate intends to sell a non-controlling stake; governance implications appear limited.

The notice fulfills statutory disclosure for proposed resale under Rule 144, including acquisition date and market value. The filer affirms no undisclosed material adverse information. The absence of stated relationship to the issuer or recent related sales reduces immediate governance concerns, though continued monitoring of insider transactions is prudent for governance transparency.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common stock, $0.01 par value	J.P. Morgan Securities LLC 383 Madison Avenue New York NY 10179	595000	5950000.00	23765202	08/21/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common stock, $0.01 par value	06/21/2021	See Remark 2	See Remark 2			595000	06/21/2021	See Remark 2

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)