Welcome to our dedicated page for A O Smith SEC filings (Ticker: AOS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
A. O. Smith Corporation's filings document financial results, governance matters, capital structure and material events for a global manufacturer of water heaters, boilers and water treatment products. Form 8-K reports include quarterly and annual operating results, segment commentary for North America and Rest of World operations, dividend-related disclosures and acquisition-related financing.
The company’s proxy materials cover board elections, advisory compensation votes, auditor ratification and stockholder voting under its Common Stock and Class A Common Stock structure. Other filings document credit agreements, debt covenants, completed acquisition financing, executive officer changes and governance policies tied to director elections and resignation procedures.
Kulkarni Parag reported acquisition or exercise transactions in a Form 4 filing for AOS. The filing lists transactions totaling 1,115 shares. Following the reported transactions, holdings were 7,605 shares.
A. O. Smith EVP & CFO Charles T. Lauber reported equity award activity on 02/13/2026. He converted 9,460 restricted stock units into shares of common stock at an exercise price of $0, reflecting scheduled vesting.
To cover tax withholding on this vesting, 4,447 shares of common stock were withheld at $79.885 per share. He also acquired 2,254 shares of common stock from performance stock units that vested at 150% of the target award for the 2023–2025 performance period, bringing his directly owned common stock to 47,119 shares after the reported transactions.
A. O. Smith Corporation executive Douglas Samuel Karge reported equity compensation activity involving company stock. On February 13, 2026, he converted 1,415 restricted stock units into the same number of A. O. Smith common shares at an exercise price of $0, reflecting scheduled vesting.
To cover tax withholding on this vesting, 666 common shares were withheld at a reference price of $79.885 per share. He also acquired 338 common shares at $79.885 from the vesting of performance stock units at 150% of the target award for the 2023–2025 performance period. After these transactions, he directly held 3,890 common shares.
A. O. Smith Corporation senior vice president Samuel M. Carver reported equity award vesting and related share movements. On February 13, 2026, 2,605 restricted stock units were settled into an equal number of common shares at an exercise price of $0. To cover tax withholding on this vesting, 1,026 common shares were disposed of at $79.885 per share. In a separate award, 709 common shares were acquired upon vesting of performance stock units at 150% of the target level for the 2023–2025 performance period. After these transactions, Carver directly owned 3,857 A. O. Smith common shares.
Wheeler Kevin J. reported acquisition or exercise transactions in this Form 4 filing.
A. O. Smith Corporation granted Executive Chairman Kevin J. Wheeler 18,965 restricted stock units on February 9, 2026 under the A. O. Smith Combined Incentive Compensation Plan. Each unit represents one share of common stock when settled.
The restricted stock units vest and become payable in common stock on February 9, 2029. Following this grant, Wheeler directly holds 131,265 derivative securities linked to A. O. Smith common stock as reported in the filing.
STERN JAMES F reported acquisition or exercise transactions in this Form 4 filing.
A. O. Smith Corporation reported that executive officer James F. Stern, Executive Vice President – Corporate Development, Strategy and Security, received a grant of 7,015 restricted stock units on February 9, 2026 under the A. O. Smith Combined Incentive Compensation Plan.
Each restricted stock unit represents the right to receive one share of Common Stock at settlement and becomes payable in Common Stock on the vesting date of February 9, 2029. Following this award, Stern beneficially owns 28,365 derivative securities directly.
A. O. Smith Corporation President and CEO Stephen M. Shafer received a grant of 33,505 restricted stock units on February 9, 2026 under the A. O. Smith Combined Incentive Compensation Plan. Each unit converts into one share of common stock and becomes payable on February 9, 2029. Following this grant, he directly holds 105,195 derivative securities tied to A. O. Smith common stock.
Selby Curtis E reported acquisition or exercise transactions in this Form 4 filing.
A. O. Smith Corporation officer Curtis E. Selby received a grant of 4,740 restricted stock units on 02/09/2026. Each unit represents one share of common stock, payable in stock on the vesting date of 02/09/2029. Following this award, he directly holds 13,705 derivative securities tied to A. O. Smith common shares.
Schuh Darrell W. reported acquisition or exercise transactions in this Form 4 filing.
A. O. Smith executive Darrell W. Schuh, SVP and President & GM of Lochinvar, reported receiving a grant of 1,560 restricted stock units on 02/09/2026. Each unit represents one share of Common Stock and was granted under the A. O. Smith Combined Incentive Compensation Plan.
The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. Following this award, Schuh beneficially owns 6,085 derivative securities in the form of restricted stock units, held directly.
Qiu Jack reported acquisition or exercise transactions in this Form 4 filing.
A. O. Smith Corporation reported that Jack Qiu, SVP and President of A. O. Smith China, received a grant of 3,125 restricted stock units on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan. Each unit is economically equivalent to one share of common stock and becomes payable in cash on the vesting date of 02/09/2029.
Following this award, Qiu directly holds 13,100 derivative securities tied to A. O. Smith common stock, as reported in the filing.