26,517 shares listed for sale by executive (AOSL) in Form 144 filing

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 disclosing proposed sales of common stock linked to prior equity awards. The filing lists a total of 26,517 shares and specific award lots dated 03/15/2021, 03/15/2022, and 03/15/2023. Sales are reported for 04/14/2026 on NASDAQ.

Key Figures

Total shares listed: 26,517 shares Sale date: 04/14/2026 03/15/2021 grants: 6,794 shares and 1,492 shares +2 more

5 metrics

Total shares listed 26,517 shares aggregate number shown in the filing

Sale date 04/14/2026 date associated with the proposed sales

03/15/2021 grants 6,794 shares and 1,492 shares Restricted Stock and Performance Shares dated 03/15/2021

03/15/2022 grants 5,802 shares and 4,490 shares Performance Shares and Restricted Stock dated 03/15/2022

03/15/2023 grants 5,077 shares and 2,862 shares Performance Shares and Restricted Stock dated 03/15/2023

Key Terms

Form 144, Performance Shares, Restricted Stock, Issuer

4 terms

Form 144 regulatory

"filed a <b>Form 144</b> disclosing proposed sales"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Performance Shares financial

"03/15/2022 | Performance Shares | ISSUER"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Restricted Stock financial

"03/15/2022 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Issuer regulatory

"Performance Shares | ISSUER"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	26517	810495.24	29760825	04/14/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2022	Performance Shares	ISSUER			5802	03/15/2022	Not Applicable
Common	03/15/2022	Restricted Stock	ISSUER			4490	03/15/2022	Not Applicable
Common	03/15/2023	Performance Shares	ISSUER			5077	03/15/2023	Not Applicable
Common	03/15/2023	Restricted Stock	ISSUER			2862	03/15/2023	Not Applicable
Common	03/15/2021	Restricted Stock	ISSUER			6794	03/15/2021	Not Applicable
Common	03/15/2021	Performance Shares	ISSUER			1492	03/15/2021	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the AOSL Form 144 disclose?

The Form 144 discloses a proposed sale of common stock totaling 26,517 shares. It lists award lot details by grant date and type and shows the sale date as 04/14/2026, with transactions on NASDAQ.

Which award types are being sold in the AOSL filing?

The filing lists sales of Performance Shares and Restricted Stock from multiple grant dates. Specific lots include grants dated 03/15/2021, 03/15/2022, and 03/15/2023 with individual share counts per lot.

How many shares from each grant date are listed in the AOSL Form 144?

The entry shows individual lot counts: 03/15/2021 (6,794 and 1,492), 03/15/2022 (5,802 and 4,490), and 03/15/2023 (5,077 and 2,862). These totals appear in the filing's securities table.

Who is the broker or agent listed on the AOSL Form 144?

The broker identified is Morgan Stanley Smith Barney LLC with an address at 1 New York Plaza, 8th Floor, New York, NY 10004. The filing lists the broker in the securities-to-be-sold section.

When will the proposed sales in the AOSL Form 144 occur?

The filing shows the reported sale date as 04/14/2026. The Form 144 entry ties the proposed disposition to that date and lists NASDAQ as the market for the transactions.