Alpha & Omega Semiconductor insider gifts 23,754 shares
ALPHA & OMEGA SEMICONDUCTOR Ltd director and 10% owner Mike F. Chang reported an internal equity transfer.
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Form Type
4
Rhea-AI Filing Summary
ALPHA & OMEGA SEMICONDUCTOR Ltd director and 10% owner Mike F. Chang reported an internal equity transfer. On July 13, 2026 he made a bona fide gift of 23,754 common shares to the CHANG TRUST for no consideration and remains the beneficial owner. Following the transfer he holds 3,560,540 shares directly and 799,786 shares indirectly through the trust, plus additional unvested PSU, MSU and RSU awards.
Insider Trade Summary
23,754 shares gifted
Gift
2 txns
Insider
Chang Mike F
Role
Director, 10% Owner
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Shares F1, F2, F3, F4 | 23,754 | $0.00 | $0.00 |
| holding | Common Shares | -- | -- | -- |
Holdings After Transaction:
Common Shares — 3,560,540 shares (Direct);
Common Shares — 799,786 shares (Indirect, By CHANG TRUST)
Footnotes (4)
- F1. On July 13, 2026, the reporting person transferred 23,754 common shares to the CHANG TRUST for no consideration. The reporting person is the trustee of the trust, and members of the reporting person's immediately family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust.
- F2. Includes 35,625 unvested shares subject to the Performance Share Unit (PSU) granted on March 15, 2024 and March 17, 2025 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
- F3. Includes 45,000 unvested shares subject to the Market-Based Performance Share Unit (MSU) granted on July 1, 2018 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
- F4. Includes an aggregate of 67,500 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2023, March 15, 2024, March 17, 2025, and March 16, 2026 which will be issued as such units vest in accordance with their terms, and excludes 22,500 unvested common shares subject to the PSU granted on March 16, 2026, which may become vested upon achievement of certain corporate performance goals in the future.
Key Figures
Gifted shares: 23,754 common shares
Direct common shares held: 3,560,540 shares
Indirect shares via CHANG TRUST: 799,786 shares
+4 more
7 metrics
Gifted shares
23,754 common shares
Bona fide gift to CHANG TRUST on July 13, 2026 for no consideration
Direct common shares held
3,560,540 shares
Common shares owned directly by Mike F. Chang after the gift
Indirect shares via CHANG TRUST
799,786 shares
Common shares held indirectly through the CHANG TRUST after the transfer
Unvested PSUs
35,625 shares
Unvested shares subject to PSUs granted March 15, 2024 and March 17, 2025
Unvested MSUs
45,000 shares
Unvested shares subject to MSU granted July 1, 2018
RSU awards
67,500 shares
Aggregate shares subject to RSU awards granted 2023–2026
Excluded PSU shares
22,500 shares
Unvested PSU shares from March 16, 2026 grant excluded pending performance
Key Terms
bona fide gift, Performance Share Unit (PSU), Market-Based Performance Share Unit (MSU), Restricted Share Unit awards (RSU), +1 more
5 terms
bona fide gift financial
"transaction code description: Bona fide gift of 23,754 common shares"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
beneficial owner financial
"The reporting person remains the beneficial owner of the securities held by the trust."
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did Mike F. Chang report for AOSL?
Mike F. Chang reported a bona fide gift of 23,754 AOSL common shares on July 13, 2026. The shares were transferred for no consideration to the CHANG TRUST, a family trust, while he remains the beneficial owner of the securities held by the trust.
What is the CHANG TRUST’s role in Mike F. Chang’s AOSL holdings?
The CHANG TRUST holds 799,786 AOSL common shares for the benefit of members of Chang’s immediate family. He serves as trustee and remains the beneficial owner of the trust’s securities, retaining economic interest and effective ownership despite the gift transfer.
What unvested equity awards in AOSL does Mike F. Chang have?
His position includes 35,625 unvested shares under PSUs granted in 2024 and 2025, 45,000 unvested shares under an MSU granted in 2018, and 67,500 shares subject to RSU awards, while 22,500 PSU-linked shares from 2026 grants are excluded pending performance.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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