Artisan Partners officer plans $298K stock sale

Artisan Partners Asset Management Inc. (APAM) is the issuer for a planned resale of 7,000 shares of Class A common stock under Rule 144 for the account of officer Gregory K. Ramirez, through the GREGORY K. AND KARA A. RAMIREZ LIVING TRUST U/A DTD 02/11/2005.

Rhea-AI Filing Summary

Artisan Partners Asset Management Inc. (APAM) is the issuer for a planned resale of 7,000 shares of Class A common stock under Rule 144 for the account of officer Gregory K. Ramirez, through the GREGORY K. AND KARA A. RAMIREZ LIVING TRUST U/A DTD 02/11/2005. The shares are held at Charles Schwab & Co., Inc. and have an indicated aggregate value of $298,142.00. The notice also lists underlying equity compensation awards from Artisan Partners Asset Management Inc. tied to restricted stock lapses of 14 shares on 02/15/2024 and 6,986 shares on 02/15/2026.

Key Figures

Shares proposed for sale: 7,000 shares Aggregate value of shares: $298,142.00 Restricted stock lapse 2024: 14 shares +2 more

5 metrics

Shares proposed for sale 7,000 shares Class A common stock under Rule 144 for account of Gregory K. Ramirez

Aggregate value of shares $298,142.00 Indicated value for 7,000 Class A shares proposed for Rule 144 sale

Restricted stock lapse 2024 14 shares Equity compensation; restricted stock lapse on 02/15/2024

Restricted stock lapse 2026 6,986 shares Equity compensation; restricted stock lapse on 02/15/2026

Date of notice 08/19/2026 Filing date of the Rule 144 notice for proposed sale

Key Terms

Rule 144, restricted stock lapse, equity compensation, living trust

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock lapse financial

"Class A common stock | 02/15/2024 | Restricted Stock Lapse |"

equity compensation financial

"02/15/2024 | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

living trust financial

"Shares sold in the GREGORY K. AND KARA A. RAMIREZ LIVING TRUST"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What is being sold under Rule 144 for APAM in this notice?

The notice covers a planned sale of 7,000 shares of Artisan Partners Asset Management Inc. Class A common stock under Rule 144, for the account of officer Gregory K. Ramirez via a living trust.

What is the approximate value of the APAM shares in this Form 144?

The 7,000 APAM Class A shares have an indicated aggregate value of about $298,142.00. This reflects the value reported in the notice for the proposed Rule 144 sale held at Charles Schwab & Co., Inc.

Who is the selling security holder related to APAM in this Form 144?

The sale is for the account of Gregory K. Ramirez, an officer of APAM, with shares held in the GREGORY K. AND KARA A. RAMIREZ LIVING TRUST U/A DTD 02/11/2005, as disclosed in the remarks.

What equity compensation awards in APAM stock are referenced in the filing?

The filing references equity compensation in APAM Class A stock from restricted stock lapses of 14 shares vesting on 02/15/2024 and 6,986 shares vesting on 02/15/2026 from Artisan Partners Asset Management Inc.

On which market are the APAM shares in this Form 144 listed?

The notice identifies the APAM Class A common stock as listed on the NYSE. This listing detail appears in the securities information associated with the proposed Rule 144 sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/19/2026 - 05:05 PM Accepted by SEC EDGAR 08/19/2026 - 05:04 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001588468
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Artisan Partners Asset Management Inc.
SEC File Number	001-35826
Address of Issuer	875 E. WISCONSIN AVENUE SUITE 800 MILWAUKEE WISCONSIN 53202
Phone	414-390-6100
Name of Person for Whose Account the Securities are To Be Sold	Ramirez Gregory K
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A common stock	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	7000	298142.00	70996433	08/19/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A common stock	02/15/2024	Restricted Stock Lapse	Artisan Partners Asset Management Inc.			14	02/15/2024	Equity Compensation
Class A common stock	02/15/2026	Restricted Stock Lapse	Artisan Partners Asset Management Inc.			6986	02/15/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Shares sold in the GREGORY K. AND KARA A. RAMIREZ LIVING TRUST U/A DTD 02/11/2005.
Date of Notice	08/19/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Gregory K Ramirez TTEE
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)