STOCK TITAN

Executive VP at Artisan Partners (NYSE: APAM) granted 13,858 Class A shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ramirez Gregory K reported acquisition or exercise transactions in this Form 4 filing.

Artisan Partners Asset Management Inc. reported that Executive Vice President Gregory K. Ramirez received an equity award of 13,858 shares of Class A common stock on March 2, 2026. The award was granted under the company’s 2023 Omnibus Incentive Compensation Plan and carries transfer restrictions until the shares vest. Following this award, Mr. Ramirez directly holds 116,194 shares of Class A common stock.

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Insider Ramirez Gregory K
Role Executive Vice President
Type Security Shares Price Value
Grant/Award Class A Common Stock, par value $0.01 per share 13,858 $0.00 --
Holdings After Transaction: Class A Common Stock, par value $0.01 per share — 116,194 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ramirez Gregory K

(Last) (First) (Middle)
C/O ARTISAN PARTNERS ASSET MANAGEMENT
875 EAST WISCONSIN AVENUE, SUITE 800

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Artisan Partners Asset Management Inc. [ APAM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, par value $0.01 per share 03/02/2026 A 13,858(1) A $0 116,194 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On March 2, 2026, Mr. Ramirez was awarded 13,858 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.
/s/ Lisa A. Moran, attorney-in-fact for Mr. Ramirez 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did APAM executive Gregory K. Ramirez report in this Form 4 filing?

Gregory K. Ramirez reported receiving an equity grant of 13,858 APAM Class A shares. The award was made under the 2023 Omnibus Incentive Compensation Plan and increased his directly held shares to 116,194 after the transaction on March 2, 2026.

Was the APAM Form 4 transaction a market purchase or stock award?

The Form 4 for APAM shows a stock award, not a market purchase. Ramirez received 13,858 Class A shares at no stated purchase price under the 2023 Omnibus Incentive Compensation Plan as part of his executive compensation on March 2, 2026.

What vesting or transfer restrictions apply to Gregory Ramirez’s APAM share award?

The awarded 13,858 APAM shares may not be transferred until they have vested. This restriction is disclosed in the footnote and applies to the Class A shares granted under the 2023 Omnibus Incentive Compensation Plan on March 2, 2026.

How many APAM shares does Gregory K. Ramirez own after this Form 4 transaction?

After the reported award, Ramirez directly owns 116,194 APAM Class A common shares. This total includes the 13,858 shares granted on March 2, 2026, under the 2023 Omnibus Incentive Compensation Plan and reflects his post-transaction direct holdings.

What plan was used for the APAM stock award to Gregory Ramirez?

The 13,858-share award to Gregory Ramirez was granted under Artisan Partners Asset Management Inc.’s 2023 Omnibus Incentive Compensation Plan. This plan provides equity-based compensation, and the awarded shares are subject to vesting before they can be transferred by the executive.

What role does Gregory K. Ramirez hold at Artisan Partners (APAM)?

Gregory K. Ramirez serves as Executive Vice President at Artisan Partners Asset Management Inc. His position is identified in the insider information, and the reported Form 4 transaction reflects an equity award granted to him in that executive capacity on March 2, 2026.