STOCK TITAN

Artisan Partners (APAM) EVP Krein receives 22,816-share equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Krein Christopher J reported acquisition or exercise transactions in this Form 4 filing.

Artisan Partners Asset Management Inc. Executive Vice President Christopher J. Krein received an equity award of 22,816 shares of Class A common stock on March 2, 2026, as a grant under the company’s 2023 Omnibus Incentive Compensation Plan. The award increased his directly held stake to 124,209 shares. These shares were granted at no cash cost and cannot be transferred until they vest, tying part of his compensation to the company’s future performance.

Positive

  • None.

Negative

  • None.
Insider Krein Christopher J
Role Executive Vice President
Type Security Shares Price Value
Grant/Award Class A Common Stock, par value $0.01 per share 22,816 $0.00 --
Holdings After Transaction: Class A Common Stock, par value $0.01 per share — 124,209 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krein Christopher J

(Last) (First) (Middle)
C/O ARTISAN PARTNERS ASSET MANAGEMENT
875 E WISCONSIN AVE., SUITE 800

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Artisan Partners Asset Management Inc. [ APAM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, par value $0.01 per share 03/02/2026 A 22,816(1) A $0 124,209 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On March 2, 2026, Mr. Krein was awarded 22,816 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.
/s/Lisa A. Moran, attorney-in-fact for Mr. Krein 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Artisan Partners (APAM) insider Christopher J. Krein report on this Form 4?

Christopher J. Krein reported receiving a grant of 22,816 shares of Artisan Partners Class A common stock. The award was made under the 2023 Omnibus Incentive Compensation Plan and reflects stock-based compensation, not an open-market purchase or sale.

How many Artisan Partners (APAM) shares does Christopher J. Krein hold after this grant?

After the reported grant, Christopher J. Krein directly holds 124,209 shares of Artisan Partners Class A common stock. This total includes the newly awarded 22,816 shares that were granted as part of his equity-based compensation package.

Was cash paid for the 22,816 Artisan Partners (APAM) shares granted to Krein?

No cash was paid for these 22,816 shares; they were granted at a stated price of $0.00 per share. This indicates they are a stock-based compensation award rather than a purchase in the open market or through a stock plan purchase program.

Under which plan were the 22,816 Artisan Partners (APAM) shares awarded to Christopher J. Krein?

The 22,816 shares were awarded pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. This plan provides for equity-based compensation awards to executives and other eligible participants as part of their long-term incentive pay.

Are the Artisan Partners (APAM) shares granted to Christopher J. Krein immediately transferable?

The granted shares may not be transferred until they have vested. This vesting requirement means Krein must satisfy service or other plan conditions before he can transfer or fully realize the benefits of the 22,816 awarded shares.

Does this Artisan Partners (APAM) Form 4 reflect a buy or sell of shares by Krein?

This Form 4 reflects an acquisition through a stock grant, not a buy or sell in the market. The transaction code is “A,” indicating a grant, award, or other acquisition of 22,816 shares as equity compensation rather than a discretionary stock trade.