STOCK TITAN

Air Products (NYSE: APD) director awarded phantom stock units as deferred pay

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Air Products & Chemicals director Wayne Thomas Smith received a grant of 34.5733 phantom stock units tied to common shares. The units were valued at $271.35 per unit and increase his total phantom stock holdings to 5,217.706 units.

The phantom deferred stock units were acquired under the Air Products Stock Account of the company’s Deferred Compensation Program for Directors, within the Long-Term Incentive Plan. These units will be settled in shares of common stock, generally after his board service ends, in either a lump sum or up to ten installments.

Positive

  • None.

Negative

  • None.
Insider Smith Wayne Thomas
Role null
Type Security Shares Price Value
Grant/Award Phantom Stock 34.573 $271.35 $9K
Holdings After Transaction: Phantom Stock — 5,217.706 shares (Direct, null)
Footnotes (1)
  1. Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan. Not applicable to this security These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.
Phantom units granted 34.5733 units Phantom deferred stock units granted on 2026-06-30
Grant reference price $271.35 per unit Value per phantom stock unit at grant
Total phantom units after grant 5,217.706 units Holdings following the reported transaction
Underlying common stock linkage 1 share per unit Each unit payable in one common share
Phantom Stock financial
"Phantom deferred stock units (Units) acquired under the Air Products Stock Account"
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
Deferred Compensation Program for Directors financial
"acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors"
Long-Term Incentive Plan financial
"under the Company's Long-Term Incentive Plan"
A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.
phantom deferred stock units financial
"These Units are payable in the form of shares of common stock equal in number to the Units"
Phantom deferred stock units are promises by a company to pay the cash value (or sometimes actual shares) tied to its stock at a future date rather than issuing real shares now; think of them as an IOU that tracks the company’s share price. They matter to investors because they create a future cash or accounting cost for the company without diluting existing ownership immediately, affecting reported profits and future cash flow when the promises become payable.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smith Wayne Thomas

(Last)(First)(Middle)
1940 AIR PRODUCTS BLVD.

(Street)
ALLENTOWN PENNSYLVANIA 18106-5500

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Air Products & Chemicals, Inc. [ APD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock(1)$0.0000(2)06/30/2026A34.5733 (3) (3)Common Stock34.5733$271.355,217.706D
Explanation of Responses:
1. Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.
2. Not applicable to this security
3. These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.
Andrea I. Rennig as Attorney in Fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did APD director Wayne Thomas Smith report in this Form 4?

Wayne Thomas Smith reported receiving 34.5733 phantom deferred stock units linked to Air Products & Chemicals common stock. The grant was made under the company’s Deferred Compensation Program for Directors and Long-Term Incentive Plan as part of his director compensation.

Is Wayne Thomas Smith’s APD Form 4 transaction an open-market stock purchase or sale?

The Form 4 shows a grant of phantom deferred stock units, not an open-market trade. The units were awarded as compensation under a deferred compensation and incentive plan, with no separate open-market buying or selling of common shares disclosed in this filing.

How many phantom stock units does Wayne Thomas Smith hold after this APD grant?

After receiving 34.5733 new units, Wayne Thomas Smith holds a total of 5,217.706 phantom stock units. Each unit is tied to one share of Air Products & Chemicals common stock and will be paid out in shares at a future date he elected.

At what value were Wayne Thomas Smith’s new APD phantom stock units recorded?

The 34.5733 phantom stock units were recorded at $271.35 per unit. This value reflects the reference price used for the grant under the company’s compensation and incentive programs, which link director compensation to the company’s common stock performance.

When will Wayne Thomas Smith receive APD shares for these phantom stock units?

The phantom stock units are payable in shares of common stock equal to the number of units at a time he previously elected, which is generally after his service on the Board ends. Payment can be in a lump sum or up to ten installments.