Planned Rule 144 sale of 11,606 common shares

Richard N. Nottenburg has filed a Rule 144 notice to sell up to 11,606 shares of the issuer’s common stock through Morgan Stanley Smith Barney, with an aggregate market value of $409,481.73.

Rhea-AI Filing Summary

Richard N. Nottenburg has filed a Rule 144 notice to sell up to 11,606 shares of the issuer’s common stock through Morgan Stanley Smith Barney, with an aggregate market value of $409,481.73. The shares are listed as part of a class with 279,585,823 common shares outstanding and are expected to be sold on or about 01/14/2026 on the NASDAQ.

The 11,606 shares to be sold were acquired as restricted stock from the issuer on 11/20/2025. Over the prior three months, Nottenburg has already sold common shares of the same issuer on several dates: 9,375 shares on 10/31/2025 for $336,626.25, 5,000 shares on 10/30/2025 for $173,992.00, and 34,375 shares on 10/24/2025 for $1,142,281.25.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the APLD Rule 144 filing disclose?

It discloses that Richard N. Nottenburg intends to sell up to 11,606 shares of the issuer’s common stock under Rule 144.

How many APLD shares are planned for sale and on what exchange?

The notice covers 11,606 common shares to be sold, with the securities listed for trading on the NASDAQ.

What is the aggregate market value of the shares in this APLD Rule 144 sale?

The aggregate market value of the 11,606 shares planned for sale is reported as $409,481.73.

How many APLD shares are outstanding in the class referenced in the filing?

The filing states that there are 279,585,823 common shares outstanding in the class referenced.

When and how did Richard N. Nottenburg acquire the APLD shares to be sold?

He acquired 11,606 common shares on 11/20/2025 as restricted stock from the issuer.

What prior APLD share sales by Richard N. Nottenburg are reported in the past 3 months?

He sold 9,375 shares on 10/31/2025 for $336,626.25, 5,000 shares on 10/30/2025 for $173,992.00, and 34,375 shares on 10/24/2025 for $1,142,281.25.

What representation does the seller make in the APLD Rule 144 notice?

The seller represents that he does not know any material adverse information about the issuer’s current and prospective operations that has not been publicly disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/14/2026 - 04:05 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001166816
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	APPLIED DIGITAL CORPORATION
SEC File Number	001-31968
Address of Issuer	3811 Turtle Creek Boulevard, Suite 2100 Dallas TEXAS 75219
Phone	214-427-1704
Name of Person for Whose Account the Securities are To Be Sold	RICHARD N NOTTENBURG
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	11606	409481.73	279585823	01/14/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/20/2025	Restricted Stock	Issuer			11606	11/20/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
RICHARD N NOTTENBURG 3811 Turtle Creek Boulevard, Suite 2100 Dallas TX 75219	Common	10/31/2025	9375	336626.25
RICHARD N NOTTENBURG 3811 Turtle Creek Boulevard, Suite 2100 Dallas TX 75219	Common	10/30/2025	5000	173992.00
RICHARD N NOTTENBURG 3811 Turtle Creek Boulevard, Suite 2100 Dallas TX 75219	Common	10/24/2025	34375	1142281.25

144: Remarks and Signature

Remarks
Date of Notice	01/14/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Richard Norman Nottenburg
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)