Apollomics CFO reports RSU and share holdings

Apollomics Inc. Chief Financial Officer LIN PETER KUAN-HOW reported his equity holdings in an amended Form 3.

Rhea-AI Filing Summary

Apollomics Inc. Chief Financial Officer LIN PETER KUAN-HOW reported his equity holdings in an amended Form 3. He holds restricted stock units representing 20,000 Class A Ordinary Shares and 15,900 Class A Ordinary Shares directly. The restricted stock units will vest in two equal installments of 10,000 shares each on June 15, 2026 and September 15, 2026.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider LIN PETER KUAN-HOW

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Restricted Stock Units	--	--	--
holding	Class A Ordinary Shares	--	--	--

Holdings After Transaction: Restricted Stock Units — 20,000 contracts (Direct); Class A Ordinary Shares — 15,900 shares (Direct)

Footnotes (2)

1. F1. The restricted stock units will vest with respect to 10,000 shares on each of June 15, 2026 and September 15, 2026.
2. F2. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.

Key Figures

RSU underlying shares: 20,000 shares Direct share holdings: 15,900 shares First vesting tranche: 10,000 shares +2 more

5 metrics

RSU underlying shares 20,000 shares Restricted stock units tied to Class A Ordinary Shares

Direct share holdings 15,900 shares Class A Ordinary Shares held directly after reported holdings

First vesting tranche 10,000 shares RSUs scheduled to vest on June 15, 2026

Second vesting tranche 10,000 shares RSUs scheduled to vest on September 15, 2026

RSU exercise price $0.0000 per share Exercise price for restricted stock units

Key Terms

Restricted Stock Units, Class A Ordinary Shares, contingent right

3 terms

Restricted Stock Units financial

"The restricted stock units will vest with respect to 10,000 shares on each of June 15, 2026 and September 15, 2026."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class A Ordinary Shares financial

"Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share."

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

contingent right financial

"Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Apollomics (APLM) CFO LIN PETER KUAN-HOW report in this Form 3/A?

He reported his equity holdings in Apollomics, including restricted stock units and common shares. The filing shows 20,000 restricted stock units tied to Class A Ordinary Shares and 15,900 Class A Ordinary Shares held directly, with no new buy or sell transactions disclosed.

How many restricted stock units does the Apollomics (APLM) CFO hold?

He holds restricted stock units linked to 20,000 Class A Ordinary Shares. Footnotes state these units vest in two equal tranches of 10,000 shares each on June 15, 2026 and September 15, 2026, subject to the award’s standard vesting conditions and continued service requirements.

When will the Apollomics (APLM) CFO’s restricted stock units vest?

The restricted stock units will vest with respect to 10,000 shares on June 15, 2026 and another 10,000 shares on September 15, 2026. Vesting dates indicate when he may receive Class A Ordinary Shares if all conditions under the grant are satisfied.

How many Apollomics (APLM) Class A Ordinary Shares does the CFO hold directly?

He holds 15,900 Class A Ordinary Shares directly, according to the holdings information. This direct ownership is separate from his 20,000 restricted stock units, which represent a contingent right to receive additional Class A Ordinary Shares upon future vesting events.

Does this Apollomics (APLM) Form 3/A show the CFO buying or selling shares?

The filing presents holdings information rather than new market transactions. Transaction codes and summaries indicate no recorded buys or sells; instead, it details existing positions in restricted stock units and Class A Ordinary Shares, along with the future vesting schedule for the restricted stock units.

What does each restricted stock unit represent for Apollomics (APLM) CFO’s award?

Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share. This means the CFO does not yet own those shares; they will be delivered only if the units vest as scheduled and all applicable conditions under the equity award are met.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/14/2026 - 07:58 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

LIN PETER KUAN-HOW

(Last) (First) (Middle)

989 E HILLSDALE BLVD, SUITE 220

(Street)

FOSTER CITY CALIFORNIA 94404

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)
03/18/2026

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares	15,900	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	(1)	Class A Ordinary Shares	20,000	(2)	D

Explanation of Responses:

1. The restricted stock units will vest with respect to 10,000 shares on each of June 15, 2026 and September 15, 2026.

2. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.

Remarks:

This Amendment to the Initial Statement of Beneficial Ownership is being filed to reflect the vesting of certain restricted stock units that occurred prior to the filing date.

	/s/ Alison M. Pear, Attorney-In-Fact	04/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)