Apollomics (APLM) CEO has voting power over 1,029,695 shares

Rhea-AI Filing Summary

Apollomics Inc. reported that Chief Executive Officer Hung-Wen Chen purchased a total of 536,667 Class A ordinary shares on August 14, 2026. The purchases, described as acquired pursuant to a private placement, included 166,667 shares at $12.00 per share and 103,333 shares at $15.00 per share held directly, and 266,667 shares at $15.00 per share held indirectly through King Regent Management Limited. Following the transaction, King Regent Management Limited held 1,029,695 shares, over which Mr. Chen has voting and dispositive power while disclaiming beneficial ownership beyond his pecuniary interest.

Insider Trade Summary

Net Buyer: 536,667 shares

Net Buy 3 txns

Insider Chen Hung-Wen

Role Chief Executive Officer

Bought 536,667 shs ($7.55M)

Type	Security	Shares	Price	Value
Purchase	CLASS A ORDINARY SHARES F1	166,667	$12.00	$2.00M
Purchase	CLASS A ORDINARY SHARES F1	103,333	$15.00	$1.55M
Purchase	CLASS A ORDINARY SHARES F1, F2	266,667	$15.00	$4.00M

Holdings After Transaction: CLASS A ORDINARY SHARES — 418,334 shares (Direct); CLASS A ORDINARY SHARES — 1,029,695 shares (Indirect, Through King Regent Management Limited)

Footnotes (2)

1. F1. Acquired pursuant to the private placement transaction described in the Issuer's Report on Form 6-K filed on August 12, 2026.
2. F2. The reporting person is the sole director and shareholder of King Regent Management Limited and has voting and dispositive power over the shares held by King Regent Management Limited. Accordingly, Mr. Chen may be deemed to be the beneficial owner of such shares. Mr. Chen disclaims beneficial ownership of the securities held by King Regent Management Limited, except to the extent of his pecuniary interest therein..

Key Figures

Direct purchase at $12.00: 166,667 shares Direct purchase at $15.00: 103,333 shares Indirect purchase at $15.00: 266,667 shares +2 more

5 metrics

Direct purchase at $12.00 166,667 shares Class A ordinary shares acquired on August 14, 2026 at $12.00 per share

Direct purchase at $15.00 103,333 shares Class A ordinary shares acquired on August 14, 2026 at $15.00 per share

Indirect purchase at $15.00 266,667 shares Class A ordinary shares acquired indirectly via King Regent Management Limited at $15.00 per share

Total shares purchased 536,667 shares Aggregate of three acquisition transactions on August 14, 2026

Indirect holdings after transaction 1,029,695 shares Class A ordinary shares held by King Regent Management Limited after the reported purchase

Key Terms

private placement transaction, voting and dispositive power, beneficial owner, pecuniary interest

4 terms

private placement transaction financial

"Acquired pursuant to the private placement transaction described in the Issuer's Report"

voting and dispositive power financial

"and has voting and dispositive power over the shares held"

beneficial owner financial

"Accordingly, Mr. Chen may be deemed to be the beneficial owner of such shares"

A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.

pecuniary interest financial

"disclaims beneficial ownership ... except to the extent of his pecuniary interest therein"

FAQ

What did Apollomics (APLM) CEO Hung-Wen Chen report on this Form 4?

Hung-Wen Chen reported buying 536,667 Class A ordinary shares of Apollomics on August 14, 2026. The purchases were made in connection with a private placement transaction referenced in a Form 6-K filed on August 12, 2026.

How many Apollomics (APLM) shares did the CEO buy directly and at what prices?

Hung-Wen Chen bought 270,000 shares directly, consisting of 166,667 shares at $12.00 and 103,333 shares at $15.00 per share. These Class A ordinary shares were acquired pursuant to a private placement transaction.

What indirect Apollomics (APLM) share purchase did King Regent Management Limited report?

An entity associated with the CEO, King Regent Management Limited, purchased 266,667 Class A ordinary shares at $15.00 per share. After this purchase, King Regent Management Limited held 1,029,695 Apollomics shares with voting and dispositive power exercised by Mr. Chen.

Is the Apollomics (APLM) CEO’s Form 4 transaction under a Rule 10b5-1 plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed for these transactions. There is no footnote stating the purchases were made pursuant to a Rule 10b5-1 or other pre-arranged trading plan.

How is beneficial ownership of Apollomics (APLM) shares held by King Regent described?

Hung-Wen Chen is the sole director and shareholder of King Regent Management Limited and has voting and dispositive power over its Apollomics shares. He disclaims beneficial ownership of those securities except to the extent of his pecuniary interest.

What total net share change did this Apollomics (APLM) Form 4 report?

The Form 4 reports a net purchase of 536,667 shares of Apollomics Class A ordinary shares. All three reported transactions are coded as acquisitions (P), resulting in a net-buy direction with no reported sales or derivative exercises.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/17/2026 - 07:15 PM Accepted by SEC EDGAR 08/17/2026 - 07:13 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chen Hung-Wen

(Last) (First) (Middle)

989 E HILLSDALE BLVD, SUITE 220

(Street)

FOSTER CITY CALIFORNIA 94404

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
CLASS A ORDINARY SHARES	08/14/2026		P		166,667(1)	A	$12	315,001	D
CLASS A ORDINARY SHARES	08/14/2026		P		103,333(1)	A	$15	418,334	D
CLASS A ORDINARY SHARES	08/14/2026		P		266,667(1)	A	$15	1,029,695	I	Through King Regent Management Limited(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired pursuant to the private placement transaction described in the Issuer's Report on Form 6-K filed on August 12, 2026.

2. The reporting person is the sole director and shareholder of King Regent Management Limited and has voting and dispositive power over the shares held by King Regent Management Limited. Accordingly, Mr. Chen may be deemed to be the beneficial owner of such shares. Mr. Chen disclaims beneficial ownership of the securities held by King Regent Management Limited, except to the extent of his pecuniary interest therein..

	/s/ Alison M. Pear, Attorney-In-Fact	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)