[SCHEDULE 13D] Apollomics Inc. Warrant SEC Filing

Rhea-AI Filing Summary

Apollomics Inc. disclosed on a Schedule 13D that Hung-Wen (Howard) Chen and his wholly owned vehicle, King Regent Management Limited, together hold 896,362 Class A ordinary shares, representing 41.8% of the issuer's outstanding Class A shares (2,146,151 shares outstanding as disclosed). The holdings comprise 133,334 shares directly held by Mr. Chen and 763,028 shares held by King Regent. The filing amends a prior Schedule 13G and notes that Mr. Chen is Chairman and CEO; King Regent is a private investment holding company wholly owned by him. The transaction source is identified as PIPE subscription agreements executed on September 2, 2025, and the filing includes a joint filing agreement as an exhibit.

Positive

• Material disclosure of ownership: The filing clearly states aggregate beneficial ownership of 896,362 shares (41.8%).
• Transparency on relationships: The filing discloses that King Regent is wholly owned by Hung-Wen Chen and includes a joint filing agreement exhibit.
• Update to prior filing: This Schedule 13D amends the earlier Schedule 13G, providing current ownership following the PIPE subscription agreements.

Negative

• High insider concentration: Combined holdings of the CEO and his vehicle represent a 41.8% stake, centralizing voting power.
• Potential liquidity impact: A large insider stake may reduce freely tradable float for Class A ordinary shares.

Insights

Financial Analyst

TL;DR: A controlling-sized 41.8% position was disclosed via a PIPE-related ownership by the company CEO and his vehicle.

The disclosed 41.8% aggregate position is material to investors because it signals that a single insider and his affiliated entity collectively hold a near-majority stake of outstanding Class A shares. The split shows both direct ownership (133,334 shares) and concentrated ownership through King Regent (763,028 shares). This level of insider ownership can affect liquidity, vote outcomes, and control dynamics. The filing updates a prior Schedule 13G and documents the PIPE subscription agreements as the transactional basis.

Corporate Governance Expert

TL;DR: Significant insider concentration from CEO and affiliated entity raises governance and control considerations.

A 41.8% holding by the CEO and his wholly owned investment vehicle is governance-relevant: it centralizes voting power and may influence board and shareholder decisions. The Schedule 13D discloses the relationship (Mr. Chen owns and directs King Regent) and the nature of the acquisition (PIPE subscription). The filing is procedural and transparent about beneficial ownership and the joint filing arrangement, but it also documents a substantial insider-aligned stake.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

Apollomics Inc.

(Name of Issuer)

Class A ordinary shares, par value $0.0001 per share

(Title of Class of Securities)

G0411D123

(CUSIP Number)

Hung-Wen Chen
4F, No. 6, Lane 8, Qingtian Street, Da'an District
Taipei City, F5, 106
886932033081

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

09/03/2025

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

SCHEDULE 13D

CUSIP No. G0411D123

1

Name of reporting person

Hung-Wen Chen

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

PF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

TAIWAN, PROVINCE OF CHINA

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 133,334.00
8	Shared Voting Power 896,362.00
9	Sole Dispositive Power 133,334.00
10	Shared Dispositive Power 896,362.00

11

Aggregate amount beneficially owned by each reporting person

896,362.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

41.8 %

14

Type of Reporting Person (See Instructions)

IN

SCHEDULE 13D

CUSIP No. G0411D123

1

Name of reporting person

King Regent Management Limited

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

WC

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

SEYCHELLES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 763,028.00
8	Shared Voting Power 896,362.00
9	Sole Dispositive Power 763,028.00
10	Shared Dispositive Power 896,362.00

11

Aggregate amount beneficially owned by each reporting person

896,362.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

41.8 %

14

Type of Reporting Person (See Instructions)

OO

SCHEDULE 13D

Item 1.	Security and Issuer
(a)	Title of Class of Securities: Class A ordinary shares, par value $0.0001 per share
(b)	Name of Issuer: Apollomics Inc.
(c)	Address of Issuer's Principal Executive Offices: 989 E. Hillsdale Blvd., Suite 220, Foster City, CALIFORNIA , 94404.
Item 1 Comment: On September 2, 2025, the Issuer entered into subscription agreements (the "PIPE Subscription Agreements") with certain accredited investors, including King Regent Management Limited and Hung-Wen (Howard) Chen, the terms of which are disclosed by the Issuer on Form 6-K filed with the SEC on September 3, 2025, and is incorporated herein by reference. As disclosed by the Form 20-F filed on April 3rd, 2025, and the Form 6-K filed on September 3rd, 2025, the total outstanding shares of the Issuer are 2146151 shares. Explanatory Note: the previous Schedule 13G as filed by Hung-Wen Chen with the SEC on date May 20, 2024, is hereby amended and updated by this Schedule 13D, based on the information contained herein.
Item 2.	Identity and Background
(a)	(1) Hung-Wen (Howard) Chen (2) King Regent Management Limited
(b)	4F, No. 6, Lane 8, Qingtian Street, Da'an District, Taipei City 106 Taiwan
(c)	(1) Chairman of the Baord and Chief Executive Officer of the Issuer. (2) King Regent is a private investment holding company that is wholly owned by Hung-Wen Chen
(d)	No
(e)	No
(f)	(1) Taiwan (2) Republic of Seychelles
Item 3.	Source and Amount of Funds or Other Consideration
	(1) PF (2) WC
Item 4.	Purpose of Transaction
	Investment
Item 5.	Interest in Securities of the Issuer
(a)	896,362, 41.8%
(b)	2146151
(c)	PIPE investment
(d)	(1) 133,334 Ordinary Shares held directly by Hung-Wen Chen, and (2) 763,028 Ordinary Shares held by King Regent.
(e)	N/A
Item 6.	Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
	Mr. Chen being the sole owner and director of King Regent
Item 7.	Material to be Filed as Exhibits.
	Exhibit A - Joint Filing Agreement, dated September 8, 2025, by and between Hung-Wen (Howard) Chen and King Regent Management Limited, pursuant to Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Hung-Wen Chen

Signature:	/s/ Hung-Wen Chen
Name/Title:	Hung-Wen Chen, Director
Date:	09/09/2025

King Regent Management Limited

Signature:	/s/ Hung-Wen Chen
Name/Title:	Hung-Wen Chen, Director
Date:	09/09/2025

FAQ

What stake does Hung-Wen (Howard) Chen and King Regent hold in Apollomics (APLMW)?

They beneficially own 896,362 Class A shares, representing 41.8% of the outstanding Class A shares (2,146,151 total).

How are the 896,362 shares split between Mr. Chen and King Regent?

Mr. Chen holds 133,334 shares directly and King Regent holds 763,028 shares.

What transaction led to the Schedule 13D filing for APLMW?

The filing reports ownership related to PIPE subscription agreements entered into on September 2, 2025, as disclosed in the issuer's Form 6-K.

Does the filing indicate any legal proceedings or disclosable events?

No; Items 2(d) and 2(e) indicate No for required disclosure of legal proceedings in the provided content.

Who signed the Schedule 13D for Apollomics?

The statement is signed by Hung-Wen Chen in his capacity as Director on behalf of both himself and King Regent Management Limited.