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[144] Apellis Pharmaceuticals, Inc. SEC Filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

James G. Chopas filed a Rule 144 notice to sell 726 common shares of the issuer. The planned sale is to be executed through Fidelity Brokerage Services LLC on NASDAQ, with an approximate aggregate market value of $14,369.65 and an approximate sale date of 01/20/2026. The shares to be sold were acquired on 01/16/2026 through restricted stock vesting as compensation from the issuer. The notice also reports that the issuer had 126,525,218 shares outstanding. During the past three months, Chopas previously sold 873 common shares for gross proceeds of $19,369.43.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the Form 144 filing for APLS report?

The Form 144 reports that James G. Chopas intends to sell 726 common shares of the issuer under Rule 144, using Fidelity Brokerage Services LLC to execute the sale on NASDAQ.

How many APLS shares does James G. Chopas plan to sell and at what value?

He plans to sell 726 common shares with an indicated aggregate market value of $14,369.65, according to the Rule 144 notice.

When were the APLS shares being sold under Form 144 acquired and how?

The 726 common shares were acquired on 01/16/2026 through restricted stock vesting from the issuer, described as compensation in the filing.

On which exchange and through which broker are the APLS shares expected to be sold?

The planned sale is listed for execution on the NASDAQ exchange through Fidelity Brokerage Services LLC, with an approximate sale date of 01/20/2026.

How many issuer shares were outstanding according to the Form 144 for APLS?

The notice states that the issuer had 126,525,218 shares of the relevant class outstanding at the time referenced in the filing.

What other APLS share sales by James G. Chopas were disclosed for the past 3 months?

The filing discloses that on 01/13/2026, James G. Chopas sold 873 common shares of the issuer for gross proceeds of $19,369.43.

What representation does the seller make in the APLS Form 144 notice?

By signing, the seller represents that they do not know any material adverse information about the issuer's current or prospective operations that has not been publicly disclosed, and this also applies as of any disclosed Rule 10b5-1 plan adoption or instruction date.

Apellis Pharmace

NASDAQ:APLS

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2.27B
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Biotechnology
Pharmaceutical Preparations
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United States
WALTHAM