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Apollo Global (NYSE: APO) CLO awarded RSUs; shares withheld for taxes

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Apollo Global Management’s Chief Legal Officer, Whitney Chatterjee, reported equity compensation and related tax withholding. On 02/10/2026, she acquired 96,046 restricted stock units granted under Apollo’s 2019 Omnibus Equity Incentive Plan. On 02/11/2026, 29,349 shares were withheld at $132.43 per share to cover minimum tax obligations, leaving 141,389 common shares beneficially owned directly.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chatterjee Whitney

(Last) (First) (Middle)
C/O APOLLO GLOBAL MANAGEMENT, INC
9 WEST 57TH STREET, 42ND FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Apollo Global Management, Inc. [ APO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/10/2026 A 96,046(1) A $0 170,738(2) D
Common Stock 02/11/2026 F 29,349(3) D $132.43 141,389(4) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
2. Reported amount includes 151,043 vested and unvested RSUs granted under the Plan.
3. Consists of shares withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares that were granted under the Plan.
4. Reported amount includes 96,046 vested and unvested RSUs granted under the Plan.
Remarks:
/s/ Jessica L. Lomm, as Attorney-in-Fact 02/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Apollo (APO) Chief Legal Officer report?

Whitney Chatterjee reported an RSU grant and tax withholding. She received 96,046 restricted stock units on February 10, 2026, and on February 11, 2026, 29,349 shares were withheld by Apollo to satisfy minimum tax obligations from share delivery.

How many RSUs did Apollo (APO) grant to its Chief Legal Officer?

Apollo granted 96,046 restricted stock units to Whitney Chatterjee. Each RSU represents the right to receive one Apollo common share upon vesting under the 2019 Omnibus Equity Incentive Plan, subject to the vesting schedule and continued service requirements in the award agreement.

What does the Form 4 tax-withholding transaction at Apollo (APO) represent?

The Form 4 shows a tax-withholding disposition labeled code “F.” Apollo withheld 29,349 shares of common stock at $132.43 per share to cover the Chief Legal Officer’s minimum tax obligations arising from the delivery of previously granted equity awards.

How many Apollo (APO) shares does the Chief Legal Officer own after these transactions?

Following the reported transactions, Whitney Chatterjee beneficially owns 141,389 shares. This figure reflects her direct ownership of Apollo common stock, including vested and unvested restricted stock units reported as part of her equity awards under the 2019 plan.

Are the Apollo (APO) RSUs granted to the Chief Legal Officer immediately vested?

No, the RSUs vest over time under the award agreement. The units granted under Apollo’s 2019 Omnibus Equity Incentive Plan vest in installments, and vesting requires that the Chief Legal Officer remain in service through the applicable vesting dates.

Does the Apollo (APO) Form 4 show any open-market stock sales by the Chief Legal Officer?

The filing does not report open-market sales. It reports a grant of restricted stock units at no cost and a share withholding transaction coded “F,” where shares were retained by Apollo solely to satisfy minimum tax withholding obligations linked to equity compensation.
Apollo Global Mgmt Inc

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