Apollo: Kleinman-controlled entity gifts 28,200 shares
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Form Type
4
Rhea-AI Filing Summary
Apollo Global Management, Inc. (APO) director Scott Kleinman, Co-President of Apollo Asset Management, Inc., reported that HCM APO Series LLC, Series A made a gift transfer of 28,200 common shares on November 11, 2026. That entity held 198,855 shares afterward, and Kleinman exercises voting and investment control over it. No Rule 10b5-1 plan is reported.
A correction to the May 29, 2026 Form 4 says an earlier gift by HCM Series LLC, Series A was 13,242 shares, correcting the previously reported 13,424 shares.
Insider Trade Summary
28,200 shares gifted
Gift
1 txn
Insider
KLEINMAN SCOTT
Role
Co-President (See Remarks)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock F1, F2 | 28,200 | $0.00 | $0.00 |
| Holding | Common Stock F3 | -- | -- | -- |
| Holding | Common Stock F4 | -- | -- | -- |
| Holding | Common Stock F5 | -- | -- | -- |
| Holding | Common Stock F6 | -- | -- | -- |
| Holding | Common Stock F7 | -- | -- | -- |
| Holding | Common Stock F8 | -- | -- | -- |
| Holding | Common Stock F9 | -- | -- | -- |
| Holding | Common Stock F10 | -- | -- | -- |
| Holding | Common Stock F11 | -- | -- | -- |
| Holding | Common Stock F12 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 198,855 shares (Indirect, HCM APO Series LLC, Series A);
Common Stock — 4,676,291 shares (Direct);
Common Stock — 81,049 shares (Indirect, Heathcote Capital Partners LP);
Common Stock — 9,391 shares (Indirect, KRT Investments LLC);
Common Stock — 4,584 shares (Indirect, KRT Investments VII LLC);
Common Stock — 383,980 shares (Indirect, KRT Investments IX LLC);
Common Stock — 1,806,086 shares (Indirect, KRT Delaware LLC);
Common Stock — 27,408 shares (Indirect, HCM APO Series LLC, Series B);
Common Stock — 9,782 shares (Indirect, HCM APO Series LLC, Series C);
Common Stock — 380,425 shares (Indirect, KFGT LLC);
Common Stock — 77,335 shares (Indirect, KDGT LLC)
Holdings Before and After:
Common Stock, 227,055 to 198,855 shares (Indirect, HCM APO Series LLC, Series A)
Footnotes (12)
- F1. The Form 4 filed on May 29, 2026 incorrectly reported a gift of 13,424 shares by HCM Series LLC, Series A. The correct amount of the gift was 13,242 shares of common stock, which is reflected in column 5 of this Form 4.
- F2. Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
- F3. Reported amount includes 4,651,303 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
- F4. Held by Heathcote Capital Partners LP, a vehicle directly and indirectly owned by the reporting person, his spouse and certain family trusts and over which the reporting person exercises voting and investment control.
- F5. Held by KRT Investments LLC, a vehicle that is owned by a family trust and over which the reporting person exercises voting and investment control.
- F6. Held by KRT Investments VII LLC, a vehicle that is owned by the reporting person and indirectly by a family trust and over which the reporting person exercises voting and investment control.
- F7. Held by KRT Investments IX LLC, a vehicle that is owned by the reporting person and indirectly by a family trust and over which the reporting person exercises voting and investment control.
- F8. Held by KRT Delaware LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Delaware LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F9. Held by HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
- F10. Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
- F11. Held by KFGT LLC, a vehicle that is owned by a family trust and over which the reporting person exercises voting and investment control.
- F12. Held by KDGT LLC, a vehicle that is owned by a family trust and over which the reporting person exercises voting and investment control.
Key Figures
Gift transfer: 28,200 shares
Reported shares after transfer: 198,855 shares
Reported direct holding entry: 4,676,291 shares
+2 more
5 metrics
Gift transfer
28,200 shares
HCM APO Series LLC, Series A; November 11, 2026
Reported shares after transfer
198,855 shares
HCM APO Series LLC, Series A; November 11, 2026
Reported direct holding entry
4,676,291 shares
November 11, 2026; the reported amount includes 4,651,303 vested and unvested RSUs
Vested and unvested restricted stock units
4,651,303 RSUs
Included in the reported direct holding amount; each RSU represents a contingent right to receive one share
Corrected amount of earlier gift
13,242 shares
Correction to the May 29, 2026 Form 4, which had stated 13,424 shares
Key Terms
restricted stock units
1 terms
restricted stock units financial
"4,651,303 vested and unvested restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
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