Welcome to our dedicated page for Apollo Global Mgmt SEC filings (Ticker: APO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Apollo Global Management, Inc. (NYSE: APO) files a range of documents with the U.S. Securities and Exchange Commission that shed light on its operations as a global alternative asset manager and retirement services provider. Its Form 8-K filings cover topics such as preliminary estimates of alternative net investment income, entry into material definitive agreements, securities offerings, compensation arrangements and changes in board composition.
Several recent Form 8-Ks describe how Apollo and its subsidiary Athene Holding Ltd. report preliminary estimates for alternative net investment income for specific quarters. These filings explain that alternative net investment income is a component of Spread Related Earnings used to assess the performance of the Retirement Services segment, and that Spread Related Earnings is a component of Segment Income, which management uses as a key performance measure for operating segments.
Other 8-K filings detail Apollo’s capital markets activity. The company has issued senior notes due 2031 and 2035 through underwritten public offerings, with related indentures and underwriting agreements filed as exhibits. Apollo also uses an automatic shelf registration statement on Form S-3 to facilitate offerings and has filed prospectus supplements covering the resale of common stock by selling stockholders.
Additional filings address executive compensation and governance, including restricted share unit grants to senior officers and deferral elections for equity awards, as well as the resignation of a board member. These documents outline vesting conditions, performance requirements and alignment with shareholder interests.
On Stock Titan’s SEC filings page for APO, users can review these filings as they are made available from EDGAR. AI-powered summaries can help explain key terms in Forms 8-K, registration statements, senior note indentures and related exhibits, highlighting how new debt issuances, equity awards, or preliminary performance metrics may relate to Apollo’s broader asset management and retirement services businesses. The page also provides a structured way to track Apollo’s ongoing regulatory disclosures and capital structure developments.
Apollo Global Management is making significant long-term equity awards and introducing added flexibility around executive equity settlement. The Compensation Committee approved new restricted share unit (RSU) grants valued at $10 million for Chief Financial Officer Martin Kelly and $13.5 million for Chief Legal Officer Whitney Chatterjee, to be granted on December 18, 2025. These RSUs are designed to support retention, reflect market-competitive pay versus peers, and tie compensation to company performance.
The RSUs are intended to provide approximately $3.3 million and $4.5 million per year over three years and will vest based on a performance fee income requirement, with underlying shares delivered in 2029. Delivery is delayed to 2031 if either executive voluntarily resigns before December 31, 2028, and no shares are delivered if certain restrictive covenants are breached or employment is terminated for cause. Apollo also approved a deferral program allowing executives to postpone equity settlement. Co-President Scott Kleinman elected to defer settlement of 500,000 performance-based RSUs to 2029 and 2,000,000 RSUs to 2032, with dividend equivalents on the performance-based RSUs starting April 1, 2027 if performance criteria are met.
Apollo Global Management, Inc. reported an insider sale by its Chief Legal Officer, who is an officer and not a director or 10% owner. On 12/10/2025, the reporting person sold 8,500 shares of common stock in an open-market transaction at a weighted average price of $146.0302 per share, with individual trades ranging from $145.78 to $146.435. After this sale, the reporting person beneficially owned 74,692 shares, which includes 54,997 restricted stock units (RSUs) granted under the 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive one share of Apollo common stock as the awards vest according to their schedules, assuming the officer remains in service through the vesting dates.
APO filed a notice of proposed sale of restricted securities under Rule 144. The filer plans to sell 1,000,000 shares of Common Stock, par value $0.00001 per share, through Citigroup Global Markets Inc. on the NYSE.
The planned sale has an aggregate market value of $149,080,000.00. The filing states that 580,422,573 shares of the same class were outstanding at the time referenced. The 1,000,000 shares to be sold were acquired as a share contribution from Joshua Harris on 12/11/2025, in exchange for Apollo Operating Group Units received at completion of the Apollo–Athene merger, with those units fully vested as of 12/31/11. The signer represents that they are not aware of undisclosed material adverse information about the issuer and acknowledges the consequences of intentional misstatements.
Apollo Global Management shareholder files notice to sell restricted stock
A holder of Apollo Global Management common stock filed a Form 144 notice covering the proposed sale of 8,500 shares through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $1,241,256.70. The shares are part of the company’s common stock, which had 580,422,573 shares outstanding at the time noted in the form. The securities to be sold were acquired on February 12, 2025 as restricted stock vesting under a registered plan from the issuer, as compensation for services rendered.
Apollo Global Management, Inc. insider filing reports an internal share transfer involving a large holder. On December 1, 2025, a trust established for the benefit of the family of Leon D. Black, as the reporting person, contributed 3,000,000 shares of Apollo Global Management common stock to LDB C LLC, described as a subsidiary.
The transaction is coded as type "J," indicating an "other" form of disposition rather than an open-market sale. Following this contribution, the reporting person beneficially owns 29,629,251 shares of Apollo common stock on a direct basis. The reporting person notes it may be deemed part of a stockholder "group" under a stockholders agreement but expressly disclaims beneficial ownership of any securities not directly owned, except to the extent of its pecuniary interest.
A shareholder of APO has filed a notice of proposed sale under Rule 144 covering 3,000,000 shares of common stock. The shares are to be sold through Wells Fargo Securities, LLC on the NYSE, with an indicated aggregate market value of $396,240,000.00. The filing notes that 580,422,573 shares of the same class were outstanding and lists an approximate sale date of 12/03/2025. The shares were acquired on 12/01/2025 as a contribution from Socrates Trust, with the original acquisition by the donor dated 01/01/2022 as merger consideration.
Apollo Global Management, Inc. reported an insider ownership update for a director who also serves as CEO of Athene Holding Ltd. On 12/02/2025, the reporting person recorded several code "G" transactions, which are gifts or similar transfers. These included a transfer of 1,500 shares of common stock from a trust for descendants and separate transfers of 500 shares each to a son and a daughter, all at a stated price of $0 per share.
After these transactions, the reporting person continues to hold Apollo common stock indirectly through multiple family trusts and investment LLCs, as well as a direct holding. One family trust position includes 86,755 restricted stock units, which represent a contingent right to receive shares under an Apollo equity plan.
Apollo Global Management, Inc. reported insider activity by its Chief Financial Officer. On 12/01/2025, the officer sold 6,000 shares of common stock at a weighted average price of $131.4056 per share, in multiple trades between $131.30 and $131.56. After this sale and subsequent transactions, the officer beneficially owns 324,569 shares of common stock directly and 25,035 shares indirectly through the 2025 Martin Kelly Gift Trust.
The filing also reports gifts of 575 shares on 12/01/2025 and 460 shares on 12/03/2025 at a stated price of $0, reflecting transfers rather than market sales. The reported direct holdings include 243,455 restricted stock units granted under the company’s 2019 Omnibus Equity Incentive Plan, each representing the right to receive one share of common stock as the awards vest over time, subject to continued service.
Apollo Global Management insider plans to sell 6,000 common shares under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $788,433.60. The issuer has 580,422,573 shares outstanding.
The 6,000 shares were acquired on 02/12/2025 as restricted stock vesting under a registered plan in exchange for services rendered. By signing the notice, the seller represents that they do not know of any material adverse, nonpublic information about the issuer’s current or prospective operations.
Apollo Global Management, Inc. insider filed an initial statement of beneficial ownership. The reporting person holds 974,000 shares of Apollo common stock, reported as directly owned. This Form 3 filing establishes the insider’s starting ownership position as of 10/21/2025. In the remarks, the reporting person notes they may be considered part of a stockholder "group" under a stockholders agreement but expressly disclaim beneficial ownership of any group-held securities not directly owned, except to the extent of their economic interest.