Welcome to our dedicated page for Apollo Global Mgmt SEC filings (Ticker: APO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Apollo Global Management, Inc. (NYSE: APO) files a range of documents with the U.S. Securities and Exchange Commission that shed light on its operations as a global alternative asset manager and retirement services provider. Its Form 8-K filings cover topics such as preliminary estimates of alternative net investment income, entry into material definitive agreements, securities offerings, compensation arrangements and changes in board composition.
Several recent Form 8-Ks describe how Apollo and its subsidiary Athene Holding Ltd. report preliminary estimates for alternative net investment income for specific quarters. These filings explain that alternative net investment income is a component of Spread Related Earnings used to assess the performance of the Retirement Services segment, and that Spread Related Earnings is a component of Segment Income, which management uses as a key performance measure for operating segments.
Other 8-K filings detail Apollo’s capital markets activity. The company has issued senior notes due 2031 and 2035 through underwritten public offerings, with related indentures and underwriting agreements filed as exhibits. Apollo also uses an automatic shelf registration statement on Form S-3 to facilitate offerings and has filed prospectus supplements covering the resale of common stock by selling stockholders.
Additional filings address executive compensation and governance, including restricted share unit grants to senior officers and deferral elections for equity awards, as well as the resignation of a board member. These documents outline vesting conditions, performance requirements and alignment with shareholder interests.
On Stock Titan’s SEC filings page for APO, users can review these filings as they are made available from EDGAR. AI-powered summaries can help explain key terms in Forms 8-K, registration statements, senior note indentures and related exhibits, highlighting how new debt issuances, equity awards, or preliminary performance metrics may relate to Apollo’s broader asset management and retirement services businesses. The page also provides a structured way to track Apollo’s ongoing regulatory disclosures and capital structure developments.
Apollo Global Management director Gary D. Cohn reported the expiration of derivative securities on June 20, 2025. The filing discloses the expiration of a short put option with a strike price of $120 for 10,000 underlying common shares.
Key details of the transaction:
- The option was acquired before Cohn became a Section 16 insider (prior to April 25, 2025)
- The expiration is exempt from Section 16(b) of the Securities Exchange Act
- The securities were held through a family LLC where Cohn serves as investment manager
- Cohn disclaims beneficial ownership of the securities
The filing also notes that a corresponding long call option expired on the same date but was not reported due to exemption under Rule 16a-4(d). No active investment decision was made by Cohn regarding these expirations.