Alpha Pro Tech corrects director’s 15,000-unit award

Alpha Pro Tech Ltd. director and 10% owner Donna Millar acquired 15,000 time-based restricted stock units (RSUs) on September 28, 2023, under the company’s 2020 Omnibus Plan.

Rhea-AI Filing Summary

Alpha Pro Tech Ltd. director and 10% owner Donna Millar acquired 15,000 time-based restricted stock units (RSUs) on September 28, 2023, under the company’s 2020 Omnibus Plan. The RSUs vest in full on the third anniversary of the grant date, subject to the Plan and applicable award agreement. Millar’s reported direct holdings following the transaction were 1,284,603 shares. The amendment corrects the original Form 4, which described the award as restricted stock.

Insider Trade Summary

Grant/Award: 15,000 shares

Grant/Award 1 txn

Insider Millar Donna

Role Director, 10% Owner

Type	Security	Shares	Price	Value
Grant/Award	common stock F1	15,000	$0.00	$0.00

Holdings After Transaction: common stock — 1,284,603 shares (Direct)

Footnotes (1)

1. F1. Represents shares of time-based restricted stock units ("RSUs") granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan (the "Plan") that will vest in full on the third anniversary of the grant date, subject to the terms of the Plan and the applicable award agreement

Key Figures

RSUs granted: 15,000 RSUs Direct holdings following transaction: 1,284,603 shares Vesting term: Third anniversary of grant date

3 metrics

RSUs granted 15,000 RSUs September 28, 2023

Direct holdings following transaction 1,284,603 shares Reported following the grant

Vesting term Third anniversary of grant date RSUs vest in full, subject to the Plan and applicable award agreement

Key Terms

time-based restricted stock units, vest in full, 2020 Omnibus Plan

3 terms

time-based restricted stock units financial

"shares of time-based restricted stock units granted"

Time-based restricted stock units are a form of employee compensation where individuals are granted company shares that are earned over a set period, often as a reward for staying with the company. These shares typically become fully owned and transferable only after passing specific time milestones, encouraging long-term commitment. For investors, they highlight a company's focus on employee retention and can influence future stock supply and company stability.

vest in full financial

"will vest in full on the third anniversary of the grant date"

2020 Omnibus Plan financial

"granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did APT director Donna Millar receive?

Donna Millar received 15,000 time-based restricted stock units on September 28, 2023, as a grant under Alpha Pro Tech Ltd.’s 2020 Omnibus Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/29/2026 - 04:42 PM Accepted by SEC EDGAR 09/29/2026 - 04:42 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Millar Donna

(Last) (First) (Middle)

53 WELLINGTON STREET EAST

(Street)

AURORA L4G 1H6

(City) (State) (Zip)

ONTARIO, CANADA

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALPHA PRO TECH LTD [ APT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/28/2023

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
10/02/2023

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	09/28/2023		A(1)		15,000	A	$0	1,284,603	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of time-based restricted stock units ("RSUs") granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan (the "Plan") that will vest in full on the third anniversary of the grant date, subject to the terms of the Plan and the applicable award agreement

Remarks:

This amendment is being filed solely to correct the type of securities acquired by the reporting person. The original Form 4 erroneously reported that the person acquired shares of restricted stock.

	/s/ Donna Millar	09/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)