STOCK TITAN

[Form 4/A] ALPHA PRO TECH LTD Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A

Alpha Pro Tech Ltd (APT) filing amends a previously submitted Form 4 to correct the number of time-based restricted stock units granted to director Benjamin A. Shaw. The amendment states that on 09/29/2025 Mr. Shaw was granted 5,615 restricted stock units under the 2020 Omnibus Plan that vest in full on the first anniversary of the grant, and that the earlier filing incorrectly listed 4,740 units. The reported total shares beneficially owned following the transaction remains 10,355 as in the original filing. The amendment is signed by an attorney-in-fact on 09/30/2025.

Alpha Pro Tech Ltd (APT) presenta una modifica al modulo 4 precedentemente inviato per correggere il numero di unità di azioni limitate basate sul tempo concesse al direttore Benjamin A. Shaw. L'emendamento indica che il 29/09/2025 a Shaw sono state concesse 5.615 unità di azioni limitate che maturano completamente al primo anniversario della concessione, e che il precedente invio aveva riportato in modo errato 4.740 unità. Il totale delle azioni possedute per beneficio dopo la transazione rimane 10.355 come nel deposito originale. L'emendamento è stato firmato da un procuratore in data 30/09/2025.

Alpha Pro Tech Ltd (APT) presenta una enmienda al Formulario 4 previamente presentado para corregir el número de unidades de acciones restringidas basadas en el tiempo otorgadas al director Benjamin A. Shaw. La enmienda indica que el 29/09/2025 al señor Shaw se le concedieron 5.615 unidades de acciones restringidas que se adquieren por completo en el primer aniversario de la concesión, y que el archivo anterior indicó erróneamente 4.740 unidades. El total reportado de acciones beneficiosas poseídas después de la transacción permanece en 10.355 como en el archivo original. La enmienda está firmada por un apoderado el 30/09/2025.

Alpha Pro Tech Ltd (APT) 이사는 Benjamin A. Shaw에게 부여된 시간 기반 제한 주식 단위의 수를 수정하기 위해 이전에 제출된 Form 4를 수정합니다. 개정에 따르면 Shaw 이사에게 2025년 9월 29일 5,615주의 제한주식이 부여되었으며, 이는 부여의 첫 해 기념일에 전부 vesting되며, 이전 제출은 4,740주를 잘못 기재했습니다. 거래 후 보고된 총 보유 주식 수는 원래 제출과 동일하게 10,355주입니다. 이 개정은 2025년 9월 30일 대리인에 의해 서명되었습니다.

Alpha Pro Tech Ltd (APT) dépose une modification du Formulaire 4 déjà soumis afin de corriger le nombre d'unités d'actions restreintes basées sur le temps accordées au directeur Benjamin A. Shaw. L'amendement indique que le 29/09/2025, M. Shaw a reçu 5 615 unités d'actions restreintes qui se vestent entièrement au cours du premier anniversaire de la concession, et que le dépôt antérieur avait inscrit par erreur 4 740 unités. Le total rapporté des actions détenues bénéficiaires après la transaction demeure 10 355 comme dans le dépôt initial. L'amendement est signé par un mandataire en date du 30/09/2025.

Alpha Pro Tech Ltd (APT) reicht eine Änderung des zuvor eingereichten Formulars 4 ein, um die Anzahl der zeitbasierten Restricted Stock Units (RSUs), die dem Direktor Benjamin A. Shaw gewährt wurden, zu korrigieren. Die Änderung besagt, dass Shaw am 29.09.2025 5.615 RSUs im Rahmen des 2020 Omnibus-Plans gewährt wurden, die am ersten Jahrestag der Gewährung vollständig vesten, und dass die frühere Einreichung 4.740 Einheiten falsch angegeben hatte. Die gemeldete Gesamtzahl der nach der Transaktion vorteilshaft gehaltenen Aktien bleibt 10.355 wie im ursprünglichen Bericht. Die Änderung wurde am 30.09.2025 von einem Bevollmächtigten unterzeichnet.

Alpha Pro Tech Ltd (APT) تقدّم تعديلًا على النموذج 4 الذي تم تقديمه سابقًا لتصحيح عدد وحدات الأسهم المقيدة زمنيًا الممنوحة للمدير Benjamin A. Shaw. ينص التعديل على أنه في 29/09/2025 مُنحت للسيد Shaw 5,615 وحدة أسهم مقيدة تتوفر عند اكتمال vesting في الذكرى السنوية الأولى للمنح، وأن البيان السابق قد ذكر بشكل خاطئ 4,740 وحدة. يبقى إجمالي الأسهم المملوكة لصالحه بعد المعاملة كما في الإبلاغ الأصلي وهو 10,355. التعديل موقع من قبل وكيل قانوني في 30/09/2025.

Alpha Pro Tech Ltd (APT) 提交的文件对先前提交的 Form 4 进行了修改,以纠正授予董事 Benjamin A. Shaw 的以时间为基础的限制性股票单位(RSU)的数量。修订指出,Shaw 先生在 2025/09/29 获得 5,615 单位的受限股票,这些股票在授予后的第一个周年日完全归属;而早期文件错误地列示了 4,740 单位。交易后报告的实际拥股总数仍为 10,355,与原始文件一致。该修订于 2025/09/30 由代理签名。

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Amendment corrects a clerical error in RSU quantity; ownership totals unchanged, indicating a non-material reporting correction.

The filing is a routine corrective amendment limited to the reported number of time-based restricted stock units granted to a director. The corrected figure increases the disclosed grant from 4,740 to 5,615 RSUs, and the filing explicitly states the aggregate beneficial ownership of 10,355 shares was accurate in the original submission. From a compliance perspective, timely amendment by power-of-attorney signature addresses reporting accuracy obligations under Section 16.

TL;DR: This is an administrative correction to an insider grant disclosure and does not reflect a change in beneficial ownership totals.

The amendment clarifies the grant amount for RSUs that vest on the first anniversary of the grant under the companys 2020 Omnibus Plan. Because the aggregate beneficial ownership figure required no change, the correction appears clerical rather than substantive. Governance implications are limited: accurate disclosure was restored, preserving transparency regarding director compensation awards.

Alpha Pro Tech Ltd (APT) presenta una modifica al modulo 4 precedentemente inviato per correggere il numero di unità di azioni limitate basate sul tempo concesse al direttore Benjamin A. Shaw. L'emendamento indica che il 29/09/2025 a Shaw sono state concesse 5.615 unità di azioni limitate che maturano completamente al primo anniversario della concessione, e che il precedente invio aveva riportato in modo errato 4.740 unità. Il totale delle azioni possedute per beneficio dopo la transazione rimane 10.355 come nel deposito originale. L'emendamento è stato firmato da un procuratore in data 30/09/2025.

Alpha Pro Tech Ltd (APT) presenta una enmienda al Formulario 4 previamente presentado para corregir el número de unidades de acciones restringidas basadas en el tiempo otorgadas al director Benjamin A. Shaw. La enmienda indica que el 29/09/2025 al señor Shaw se le concedieron 5.615 unidades de acciones restringidas que se adquieren por completo en el primer aniversario de la concesión, y que el archivo anterior indicó erróneamente 4.740 unidades. El total reportado de acciones beneficiosas poseídas después de la transacción permanece en 10.355 como en el archivo original. La enmienda está firmada por un apoderado el 30/09/2025.

Alpha Pro Tech Ltd (APT) 이사는 Benjamin A. Shaw에게 부여된 시간 기반 제한 주식 단위의 수를 수정하기 위해 이전에 제출된 Form 4를 수정합니다. 개정에 따르면 Shaw 이사에게 2025년 9월 29일 5,615주의 제한주식이 부여되었으며, 이는 부여의 첫 해 기념일에 전부 vesting되며, 이전 제출은 4,740주를 잘못 기재했습니다. 거래 후 보고된 총 보유 주식 수는 원래 제출과 동일하게 10,355주입니다. 이 개정은 2025년 9월 30일 대리인에 의해 서명되었습니다.

Alpha Pro Tech Ltd (APT) dépose une modification du Formulaire 4 déjà soumis afin de corriger le nombre d'unités d'actions restreintes basées sur le temps accordées au directeur Benjamin A. Shaw. L'amendement indique que le 29/09/2025, M. Shaw a reçu 5 615 unités d'actions restreintes qui se vestent entièrement au cours du premier anniversaire de la concession, et que le dépôt antérieur avait inscrit par erreur 4 740 unités. Le total rapporté des actions détenues bénéficiaires après la transaction demeure 10 355 comme dans le dépôt initial. L'amendement est signé par un mandataire en date du 30/09/2025.

Alpha Pro Tech Ltd (APT) reicht eine Änderung des zuvor eingereichten Formulars 4 ein, um die Anzahl der zeitbasierten Restricted Stock Units (RSUs), die dem Direktor Benjamin A. Shaw gewährt wurden, zu korrigieren. Die Änderung besagt, dass Shaw am 29.09.2025 5.615 RSUs im Rahmen des 2020 Omnibus-Plans gewährt wurden, die am ersten Jahrestag der Gewährung vollständig vesten, und dass die frühere Einreichung 4.740 Einheiten falsch angegeben hatte. Die gemeldete Gesamtzahl der nach der Transaktion vorteilshaft gehaltenen Aktien bleibt 10.355 wie im ursprünglichen Bericht. Die Änderung wurde am 30.09.2025 von einem Bevollmächtigten unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Shaw Benjamin A

(Last) (First) (Middle)
53 WELLINGTON STREET EAST

(Street)
AURORA A6 L4G 1H6

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALPHA PRO TECH LTD [ APT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
09/30/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
common stock 09/29/2025 A 5,615(1) A $0 10,355(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of time-based restricted stock units granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan (the "Plan") that will vest in full on the first anniversary of the grant date, subject to the terms of the Plan and the applicable award agreement. the amount was incorrect at 4,740 it should have been 5,615 . clerical error on the number typed
2. the total was correct on the original form 4 filed. no change required on the total
/s/ Colleen McDonald , Attorney-in-Fact 09/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What change does the APT Form 4/A make to the previous filing?

The amendment corrects the number of time-based restricted stock units granted to director Benjamin A. Shaw from 4,740 to 5,615 while leaving the total beneficial ownership at 10,355.

When was the transaction and when was the amendment filed for APT?

The restricted stock units were granted on 09/29/2025 and the amended Form 4 was signed and filed on 09/30/2025.

Do the corrected RSUs have vesting conditions?

Yes. The RSUs are time-based and will vest in full on the first anniversary of the grant date, subject to the Plan and award agreement.

Does the amendment change the total shares beneficially owned by the reporting person?

No. The filing states the total beneficial ownership after the transaction remains 10,355 shares and required no change.

Who signed the amended Form 4 for the reporting person?

The amendment was executed by Colleen McDonald, Attorney-in-Fact, on behalf of the reporting person, dated 09/30/2025.
Alpha Pro Tech

NYSE:APT

APT Rankings

APT Latest News

APT Latest SEC Filings

APT Stock Data

49.96M
8.72M
15.73%
29.11%
0.34%
Building Products & Equipment
Orthopedic, Prosthetic & Surgical Appliances & Supplies
Link
Canada
AURORA