Alpha Pro Tech (APT) director exercises options and sells 4,900 shares

Rhea-AI Filing Summary

ALPHA PRO TECH LTD director David R. Garcia reported an option exercise and share sale. He exercised options to acquire 4,900 shares of common stock at $3.99 per share and sold 4,900 common shares at an average price of $5.875 per share. Following these transactions, he directly owns 19,768 common shares. The filing shows a net sale of 4,900 shares and no remaining derivative position from the exercised options.

Insights

Equity compensation analyst

Routine option exercise paired with a modest share sale.

Director David R. Garcia exercised options for 4,900 ALPHA PRO TECH LTD shares at $3.99 and sold 4,900 shares at $5.875. This combines compensation-related activity with a small open-market disposition.

The transactions result in a net sale of 4,900 shares, while Garcia continues to hold 19,768 common shares directly. The derivativeSummary is empty, indicating the reported options from this grant have been fully exercised, with no remaining derivative position shown in this filing.

Insider Trade Summary

Net Seller: 4,900 shares ($28,788)

Net Sell 5 txns

Insider Garcia David R

Role null

Sold 4,900 shs ($29K)

Type	Security	Shares	Price	Value
Exercise	options	1,633	$0.00	--
Exercise	options	1,633	$0.00	--
Exercise	options	1,634	$0.00	--
Exercise	options	4,900	$3.99	$20K
Sale	common stock	4,900	$5.875	$29K

Holdings After Transaction: options — 12,547 shares (Direct, null); common stock — 19,768 shares (Direct, null)

Footnotes (1)

Key Figures

Shares sold: 4,900 shares Sale price: $5.875 per share Options exercised: 4,900 shares +2 more

5 metrics

Shares sold 4,900 shares Common stock sold at $5.875 per share

Sale price $5.875 per share Open-market sale of common stock

Options exercised 4,900 shares Common shares acquired via option exercise

Exercise price $3.99 per share Exercise or conversion of derivative security

Shares owned after 19,768 shares Direct common stock holdings after transactions

Key Terms

Exercise or conversion of derivative security, open-market sale, derivative security, net-sell

4 terms

Exercise or conversion of derivative security financial

"transaction_code_description: "Exercise or conversion of derivative security""

open-market sale financial

"transaction_action: "open-market sale" for common stock"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

derivative security financial

"transaction_type: "derivative" with options and underlying common stock"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

net-sell financial

"transactionSummary shows netBuySellDirection: "net-sell""

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Garcia David R

(Last) (First) (Middle)

53 WELLINGTON STREET EAST

(Street)

AURORA L4G 1H6

(City) (State) (Zip)

ONTARIO, CANADA

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALPHA PRO TECH LTD [ APT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
options	05/15/2026		M		4,900	A	$3.99	24,668	D
common stock	05/14/2026		S		4,900	D	$5.875	19,768	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
options	$3.99	05/15/2026		M			1,633	09/23/2023	09/22/2027	common stock	1,633	$0	12,547	D
options	$3.99	05/15/2026		M			1,633	09/23/2024	09/22/2027	common stock	1,633	$0	10,914	D
options	$3.99	05/15/2026		M			1,634	09/23/2025	09/22/2027	common stock	1,634	$0	9,280	D

Explanation of Responses:

	/s/ David Garcia	09/18/2024
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did APT director David R. Garcia report?

David R. Garcia reported exercising options and selling shares of ALPHA PRO TECH LTD (APT). He exercised options for 4,900 common shares at $3.99 each and sold 4,900 common shares at an average price of $5.875 per share in open-market transactions.

How many Alpha Pro Tech (APT) shares did David R. Garcia sell?

Garcia sold 4,900 shares of ALPHA PRO TECH LTD common stock. These shares were sold in an open-market transaction at an average price of $5.875 per share, as disclosed in the Form 4 insider trading report.

At what price did David R. Garcia exercise APT stock options?

He exercised stock options at an exercise price of $3.99 per share for 4,900 underlying shares of ALPHA PRO TECH LTD common stock. The filing identifies these transactions as exercises or conversions of derivative securities.

How many Alpha Pro Tech shares does David R. Garcia hold after these transactions?

After the reported option exercise and share sale, David R. Garcia directly owns 19,768 shares of ALPHA PRO TECH LTD common stock. This figure reflects his direct holdings following the 4,900-share open-market sale.

Does the Form 4 show any remaining APT stock options for David R. Garcia?

The filing’s derivativeSummary is empty, indicating no remaining derivative securities are listed for David R. Garcia in this report. The options tied to the 4,900 exercised shares appear fully converted into common stock.